Securities and Exchange Commission. The Independent Contractor shall keep and maintain all confidential information in complete secrecy, and shall not use for itself or others, or divulge to others, any knowledge, data or other information relating to any matter which is confidential information relating to the Corporation obtained by the Independent Contractor as a result of its Services, unless authorized in writing by the Corporation in advance of such use or disclosure. All written information made available to the Independent Contractor by the Corporation, which concerns the business activities of the Corporation, shall be the Corporation's property and shall, if requested in writing by the Corporation, be delivered to it on the termination or expiration of this Agreement.
Securities and Exchange Commission. The Company has filed all forms, reports and documents required to be filed by the Securities and Exchange Commission, National Association of Securities Dealers, Inc. and the state of Texas in order to comply with all applicable laws, rules and regulations of the Securities Act of 1933, as amended (the "Act"), the Securities and Exchange Act of 1934, as amended, and the securities laws of the state of Texas. Notwithstanding the foregoing, Seller has delivered to Purchaser a copy of that certain "no action" letter dated August 25, 1999 from the Securities and Exchange Commission regarding Seller's failure to comply with Regulation S-X of the Act in connection with its acquisition of assets of Howexx Xxxlling, Inc.
Securities and Exchange Commission. Buyer and Seller acknowledge that the satisfactory completion of due diligence is a condition precedent to the closing obligation of either party.
Securities and Exchange Commission. Second Master Transaction Agreement. See third WHEREAS clause.
Securities and Exchange Commission. (a) Establishment; composition; limitations on commissioners; terms of office There is hereby established a Securities and Exchange Commission (hereinafter referred to as the ‘‘Commission’’) to be composed of five commissioners to be appointed by the President by and with the advice and consent of the Sen- ate. Not more than three of such commissioners shall be members of the same political party, and in making appointments members of dif- ferent political parties shall be appointed alter- nately as nearly as may be practicable. No com- missioner shall engage in any other business, vocation, or employment than that of serving as commissioner, nor shall any commissioner par- ticipate, directly or indirectly, in any stock- market operations or transactions of a char- acter subject to regulation by the Commission pursuant to this chapter. Each commissioner shall hold office for a term of five years and until his successor is appointed and has quali- fied, except that he shall not so continue to serve beyond the expiration of the next session of Congress subsequent to the expiration of said fixed term of office, and except (1) any commis- sioner appointed to fill a vacancy occurring prior to the expiration of the term for which his predecessor was appointed shall be appointed for the remainder of such term, and (2) the terms of office of the commissioners first taking office after June 6, 1934, shall expire as designated by the President at the time of nomination, one at the end of one year, one at the end of two years, one at the end of three years, one at the end of four years, and one at the end of five years, after June 6, 1934.
Securities and Exchange Commission. (b) The Local Government shall Make Public or cause to be Made Public:
Securities and Exchange Commission. The U.S. Securities and Exchange Commission, or any other federal agency at the time administering the Securities Act or the Exchange Act, whichever is the relevant statute for the particular purpose.
Securities and Exchange Commission. Upon the written request of any Holder, the Issuer will deliver to such Holder a written statement as to whether it has complied with such requirements.
Securities and Exchange Commission. The Company and its advisors will not engage in any substantive discussions or otherwise communicate in writing with the Commission or any of its agents or representatives with respect to the transactions contemplated by the Transaction Documents without the prior written consent of the Investor. The Investor agrees to cooperate and assist the Company in connection with the foregoing.
Securities and Exchange Commission. Indemnitee acknowledges that the Securities and Exchange Commission ("SEC") has expressed its opinion that indemnification of directors and officers from liabilities under the Securities Act of 1933 (the "Act") is against public policy and therefore unenforceable. Indemnitee hereby agrees that it will not be a breach of this Agreement for the Corporation to agree with the SEC in connection with the registration for sale of any stock or other securities of the Corporation from time to time that, in the event that a claim for indemnification against such liabilities (other than the payment by the Corporation of expenses incurred or paid by a director or officer of the Corporation in the successful defense of any action, suit or proceeding) is asserted in connection with such stock or other securities being registered, the Corporation will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of competent jurisdiction the question of whether or not such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue. Indemnitee further agrees that such submission to a court of competent jurisdiction shall not be a breach of this Agreement.
