Same Day Sale Sample Clauses

Same Day Sale. Where permitted by law and provided that a public market for the Company’s stock exists: (i) through a “same day sale” commitment from Option-holder and a broker-dealer that is a member of the National Association of Securities Dealers (an “NASD Dealer”) whereby Option-holder irrevocably elects to exercise the Option and to sell a portion of the Shares so purchased to pay for the exercise price and whereby the NASD Dealer irrevocably commits upon receipt of such Shares to forward the exercise price directly to the Company; or (ii) through a “margin” commitment from Option-holder and a NASD Dealer whereby Option-holder irrevocably elects to exercise the Option and to pledge the Shares so purchased to the NASD Dealer in a margin account as security for a loan from the NASD Dealer in the amount of the exercise price, and whereby the NASD Dealer irrevocably commits upon receipt of such Shares to forward the exercise price directly to the Company. Option-holder shall be solely responsible for any income or other tax consequences from any payment for Shares with Option-holder’s Common Stock of the Company.
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Same Day Sale. Sell or margin all of the shares of common stock issuable upon exercise of the options, deliver a portion of the sale or margin loan proceeds directly to LM Funding America, Inc. to pay the Aggregate Exercise Price (and tax withholding, if elected below), and deposit any remaining cash proceeds in my brokerage account. Sale Price*: Sale Date*: * The sale price and sale date are required in order to execute the cashless exercise. Broker-Dealer Name: Contact Person: DWAC – Depository Trust Company (DTC) #: Brokerage Account #: Broker Phone #: ( ) - - Broker Fax #: ( ) - - If your option is designated in the Option agreement as an ISO, then selecting this method of payment may result in the Option losing its ISO status and being treated as a nonqualified stock option for tax purposes. * It is your responsibility to contact a broker to open a brokerage account and sell your stock option shares. LM Funding America, Inc. WILL NOT send this form to your broker. CERTIFICATE OR BOOK ENTRY INSTRUCTIONS Do not complete this portion if you elected a cashless exercise through a broker-dealer. (Shares issued pursuant to a cashless exercise through a broker-dealer will be automatically sent to your specified broker.)
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Same Day Sale. You must contact a Silicon Image designated broker to place this trade. Please indicate which broker you have selected below.
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Same Day Sale. Following Separation, upon the exercise of any options and the same day sale of the underlying Common Stock, the Corporation will facilitate a cashless exercise until the settlement date of the stock sale if requested by Mr. Van Zeeland.
Sample 1
Same Day Sale. Sell or margin all of the shares of common equity issuable upon exercise of the options, deliver a portion of the sale or margin loan proceeds directly to Oxbridge Re Holdings Limited to pay the Aggregate Exercise Price (and tax withholding, if elected below), and deposit any remaining cash proceeds in my brokerage account. Sale Price*: Sale Date*: * The sale price and sale date are required in order to execute the cashless exercise. Broker-Dealer Name: Contact Person: DWAC – Depository Trust Company (DTC) #: Brokerage Account #: Broker Phone #: ( )- - Broker Fax #: ( )- - * It is your responsibility to contact a broker to open a brokerage account and sell your option shares. Oxbridge Re Holdings Limited WILL NOT send this form to your broker. CERTIFICATE INSTRUCTIONS Please select only one. Name(s) in which the certificate for the purchased shares will be issued: ¨ In my name only ¨ In the names of my spouse and myself as community property ¨ In the names of my spouse and myself as joint tenants with the rights of survivorship Spouse’s name (if applicable): The certificate for the purchased shares should be sent to the following address (complete only if to be sent to a different address than specified in Part 1): Street Address: City: State: Zip Code: ¨ (If Available) I request that Oxbridge Re Holdings Limited instruct its transfer agent to deliver the shares issuable to me as a result of exercising the option(s) in book entry form to the brokerage account specified below: Broker-Dealer Name: Contact Person: DWAC – Depository Trust Company (DTC) #: Brokerage Account #: Broker Phone #: ( ) - - Broker Fax #: ( ) - - METHOD OF SATISFYING TAX WITHHOLDING OBLIGATION Please select only one. You do not need to complete this Part if you are exercising only incentive share options (ISOs) or if you are a non-employee director or consultant. ¨ Cash. I am enclosing a check or money order payable to “ ” for the withholding tax amount. ¨ Tax Amount Request. Please notify me of the amount of withholding taxes that will be due as a result of this option exercise. I understand that, after receiving notification of the withholding tax amount, I must immediately remit to the Company a check or money order payable to “Oxbridge Re Holdings Limited” for that amount. I understand that the Company will not process my option exercise until it receives the check or money order covering the withholding tax amount due.
Sample 1
Same Day Sale. Sell or margin all of the shares of common stock issuable upon exercise of the options, deliver a portion of the sale or margin loan proceeds directly to Rock Creek Pharmaceuticals, Inc. to pay the Aggregate Exercise Price (and tax withholding, if elected below), and deposit any remaining cash proceeds in my brokerage account. Sale Price*: __________________ Sale Date*: _______________________________ *The sale price and sale date are required in order to execute the cashless exercise. Broker-Dealer Name:_________________________________________________________ Contact Person: ______________________________________________________________ DWAC – Depository Trust Company (DTC) #: ____________________________________ Brokerage Account #: _________________________________________________________ Broker Phone #: (_____)-________-__________ Broker Fax #: (_____)-________-__________ If your option is designated in the Option agreement as an ISO, then selecting this method of payment may result in the Option losing its ISO status and being treated as a nonqualified stock option for tax purposes. *It is your responsibility to contact a broker to open a brokerage account and sell your stock option shares. Rock Creek Pharmaceuticals, Inc. WILL NOT send this form to your broker. CERTIFICATE OR BOOK ENTRY INSTRUCTIONS Do not complete this portion if you elected a cashless exercise through a broker-dealer. (Shares issued pursuant to a cashless exercise through a broker-dealer will be automatically sent to your specified broker.) Please select only one: Name(s) in which the purchased shares will be issued: q In my name only q In the names of my spouse and myself as community property q In the names of my spouse and myself as joint tenants with the rights of survivorship Spouse’s name (if applicable): _______________________________________________ The certificate or notice of book entry for the purchased shares should be sent to the following address (complete only if to be sent to a different address than specified in Part 1): Street Address: _______________________________________________________________ City: _____________________ State:_________________ Zip Code:_______________ METHOD OF SATISFYING TAX WITHHOLDING OBLIGATION Please select only one. You do not need to complete this Part if you are exercising incentive stock options (ISOs) or if you are a non-employee director or consultant. q Cash. I am enclosing a check or money order payable to “Rock Creek Pharmace...
Sample 1

Related to Same Day Sale

  • DWAC In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.

  • ELECTRONIC FUNDS TRANSFER (EFT The recipient/cooperator shall designate a financial institution or an authorized payment agent through which a federal payment may be made in accordance with US Treasury Regulations, Money and Finance at 00 XXX 000, which requires that federal payments are to be made by EFT to the maximum extent possible. A waiver may be requested and payments received by check by certifying in writing that one of the following situations apply:

  • Stop Transfer The Securities are restricted securities as of the date of this Agreement. Neither the Company nor any of its Subsidiaries will issue any stop transfer order or other order impeding the sale and delivery of any of the Securities at such time as the Securities are registered for public sale or an exemption from registration is available, except as required by state and federal securities laws.

  • No-­‐Activation Period Registry Operator shall not activate any names in the DNS zone for the Registry TLD (except for "NIC") until at least 120 calendar days after the effective date of this agreement. Registry Operator may allocate names (subject to subsection 6.2 below) during this period only if Registry Operator causes registrants to be clearly informed of the inability to activate names until the No-­‐Activation Period ends.

  • Request for Transfer Unless the paraeducator and both principals agree, no transfers shall be allowed during a period spanning from 14 calendar days before the first contract work day until after the 20th contract work day. A transfer will not be considered unless the paraeducator is qualified for such vacancy. All transfers shall be initiated by the receiving principal, with copies to the releasing principal or immediate supervisor and the Human Resource Services office. The principal, when making his/her decision, shall consider the following: seniority, educational qualifications, expertise and ability, prior job experience, performance evaluations, and recommendations of previous supervisors. The transfer of the paraeducator will be subject to Board approval.

  • Electronic Funds Transfer Upon reinstatement by Xxxxxxxx, this Security Instrument and obligations secured hereby shall remain fully effective as if no acceleration had occurred. However, this right to reinstate shall not apply in the case of acceleration under Section 18.

  • Termination of the Repurchase Right The Repurchase Right shall terminate with respect to any Unvested Shares for which it is not timely exercised under Paragraph C.2. In addition, the Repurchase Right shall terminate and cease to be exercisable with respect to any and all Purchased Shares in which Participant vests in accordance with the following Vesting Schedule:

  • Denominations; Transfer; Exchange The Notes are in registered form without coupons in denominations of $2,000 and integral multiples of $1,000 in excess thereof. The transfer of Notes may be registered and Notes may be exchanged as provided in the Indenture. The Registrar and the Trustee may require a Holder, among other things, to furnish appropriate endorsements and transfer documents and the Company may require a Holder to pay any taxes and fees required by law or permitted by the Indenture. The Company need not exchange or register the transfer of any Note or portion of a Note selected for redemption, except for the unredeemed portion of any Note being redeemed in part. Also, the Company need not exchange or register the transfer of any Notes for a period of 15 days before a selection of Notes to be redeemed or during the period between a record date and the corresponding Interest Payment Date.

  • Stop Transfer Instruction The Company will instruct any transfer agent not to register the Transfer of any Shares until the conditions specified in the foregoing legends are satisfied.

  • Instruction 4.1 The Data Processor may only act and process the Personal Data in accordance with the documented instruction from the Data Controller (the “Instruction”), unless required by law to act without such instruction. The Instruction at the time of entering into this Data Processor Agreement (DPA) is that the Data Processor may only process the Personal Data with the purpose of delivering the Main Services as described in the Main Service Level Agreement. Subject to the terms of this DPA and with mutual agreement of the parties, the Data Controller may issue additional written instructions consistent with the terms of this Agreement. The Data Controller is responsible for ensuring that all individuals who provide written instructions are authorised to do so.

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