Executing Broker definition

Executing Broker means a broker selected by the Client to execute Transactions, which may or may not

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Executing Broker means the brokerage firm which executes the trading deals on behalf of the Company in the Exchange. نع ةباين لوادـتلا تاقفص ذـفنت يتلا ةطاـسولا ةكشر ينعي :ذـفنلما طيـسولا • .قوـسلا في ةـكشرلا

Executing Broker means a Participant who is authorised by another Participant to submit Orders and execute transaction on the TP ICAP UK MTF on behalf of that other Participant in accordance with the Venue Rules, as evidenced by an Authorisation Form duly completed by that other Participant.

Examples of Executing Broker in a sentence

• Each Industry Member that is the CAT Executing Broker for the buyer in a transaction in Eligible Securities (“CAT Executing Broker for the Buyer” or “CEBB”) and each Industry Member that is the CAT Executing Broker for the seller in a transaction in Eligible Securities (“CAT Executing Broker for the Seller” or “CEBS”) will be required to pay a CAT Fee for each such transaction in Eligible Securities in the prior month based on CAT Data.

• Details regarding the calculation of a CAT Executing Broker’s Historical CAT Assessment will be provided upon request to such CAT Executing Broker.

• After BUX receives a valid Order from You through a mobile application, BUX will automatically and electronically transmit such Order for execution to and by the relevant Executing Broker on behalf and at the expense and risk of You.

• Executing Broker will send you electronic notice of all confirmations of securities transactions and provide account statements on a periodic basis through the AdvisiFi Platform, identifying the amount of funds and each security in the Investment Account at the end of the period and setting forth all transactions during that period.

• The Executing Broker is a “qualified Custodian” under Rule 206(4)-2 of the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and will have possession and provide safekeeping of your assets in the Investment Account .

More Definitions of Executing Broker

Executing Broker means a broker appointed by GTN ASIA to execute trades on its behalf in the local exchange of a particular country. All Executing Brokers used by GTN ASIA to provide services under this Agreement will be duly authorised or licensed to act in such capacity by the relevant local regulatory authority or stock exchange.

Executing Broker means the registered broker-dealer engaged by the Company to execute trades of Class A Shares in the secondary market through utilization of the Trading Platform.

Executing Broker means the brokerage firm which executes the trading deals on behalf of the Company in the Exchange.

Executing Broker means a broker that merely buys and sells shares on behalf of clients. The broker does not give advice to clients on when to buy or sell shares;

Executing Broker means a Venue User who is authorised by another Venue User to submit Orders and Execute transaction on the TP UK OTF on behalf of that other Venue User in accordance with the Venue Rules, as evidenced by an Authorisation Form duly completed by that other Venue User.

Executing Broker means a FINRA member who reports trades on behalf of Participant pursuant to an Executing Broker/Uniform Service Bureau Agreement.

Executing Broker is the term given to any one or more third parties which may or may not be in the UK, through which we may execute Orders, as further defined in clause 2.5.6;