Executing Broker definition

Executing Broker means a broker selected by the Client to execute Transactions, which may or may not
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Executing Broker means the brokerage firm which executes the trading deals on behalf of the Company in the Exchange. نع ةباين لوادـتلا تاقفص ذـفنت يتلا ةطاـسولا ةكشر ينعي :ذـفنلما طيـسولا • .قوـسلا في ةـكشرلا
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Executing Broker means a Participant who is authorised by another Participant to submit Orders and execute transaction on the Tullett Prebon Europe MTF on behalf of that other Participant in accordance with the Venue Rules, as evidenced by an Authorisation Form duly completed by that other Participant.
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Examples of Executing Broker in a sentence

  • As discussed further in Section 5.5 of this Offer Document, the Acquirer and the Sponsoring and Executing Broker to the Acquirer reserve the right to accept or reject any acceptance in whole or in part, subject to CMSA approval (where required).

  • A: The types of limits used are determined by the agreement of the Executing Broker and Clearing Broker.

  • In order to be admitted as Participant on the Exchange to trade Spot Markets, an applicant must be in good standing as a Direct Individual, Direct Firm, Executing Broker, Professional Trading Firm, or Market Maker (“Participant Classification”) with the Clearing House, and must satisfy the eligibility requirements for the applicable Participation Classification identified in Rule 1204(d).

  • If you are an FCM that is a Clearing Broker and an Executing Broker to the same entity, you will need two different Screening Agreements with that entity; one with you as Clearing Broker and the other entity as Executing Broker and one with you as Executing Broker and the other entity as Clearing Broker.


More Definitions of Executing Broker

Executing Broker means a broker that merely buys and sells shares on behalf of clients. The broker does not give advice to clients on when to buy or sell shares;
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Executing Broker means a broker appointed by GTN ASIA to execute trades on its behalf in the local exchange of a particular country. All Executing Brokers used by GTN ASIA to provide services under this Agreement will be duly authorised or licensed to act in such capacity by the relevant local regulatory authority or stock exchange.
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Executing Broker means the registered broker-dealer engaged by the Company to execute trades of Class A Shares in the secondary market through utilization of the Trading Platform.
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Executing Broker is the term given to any one or more third parties which may or may not be in the UK, through which we may execute Orders, as further defined in clause 2.5.6;
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Executing Broker means a broker selected by the Client to execute Transactions, which may or may not be a Xxxxxx Xxxxxxx Company
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Executing Broker means a FINRA member who reports trades on behalf of Participant pursuant to an Executing Broker/Uniform Service Bureau Agreement.
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Executing Broker means a legal entity that: (i) is based in a country other than the country of establishment of the Originating Broker; (ii) is licensed to perform investment intermediary services, i.e. securities services under the rules of its country of establishment; and (iii) is a Member that has concluded an Executing Broker Membership Agreement with SEE Link that is valid on the Effective Date of this Agreement.
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