Compliance with Company Policies and Procedures. You will be required to comply with the Company’s policies and procedures, as they may be constituted from time to time. Notwithstanding such policies and procedures, the terms set forth in this Agreement or any other written fully executed agreement between you and the Company shall prevail over conflicting Company policies and procedures.
Compliance with Company Policies and Procedures. Employee shall, in the performance of his duties, carry out the Company’s policies, procedures, rules, regulations, memoranda and directives as may be established from time to time, including, but not limited to those set forth regarding sexual harassment, use of the internet and equal employment opportunity and must sign and comply with the Company’s employee handbook.
Compliance with Company Policies and Procedures. The Executive will perform his duties and responsibilities in a manner consistent with the Company’s written policies and procedures available to Executive as they may exist from time to time, and will not incur obligations on behalf of the Company other than in the ordinary course of business or enter into any transaction on behalf of the Company not in the ordinary course of business.
Compliance with Company Policies and Procedures. Each Holder who is or becomes an officer, director or affiliate, or otherwise is or becomes subject to the Company’s policies and procedures concerning trading in Company securities, acknowledges and agrees that all sales of Eligible Securities shall be made in compliance with the Company’s policies and procedures concerning trading in Company securities, as in effect from time to time.
Compliance with Company Policies and Procedures. Service Provider shall act only in accordance with applicable Company policies and procedures provided to Service Provider in advance of performing the services hereunder, including, but not limited to, policies concerning required Administrative, Technical, and Physical Security Measures. Service Provider agrees to implement such reasonable additional data protection policies and procedures as required by Company from time to time upon written request.
Compliance with Company Policies and Procedures. Xxxxxx agrees that it shall at all times comply with the Company’s written policies and procedures for dealers as announced and amended from time to time (collectively, the “Policies”). In the event of any change in the Policies, the Company shall notify the Dealer of the change and allow the Dealer not less than thirty (30) days in which to come into compliance with such change. If the Dealer believes in good faith that it will be unable to comply with any such change in the Policies, it shall promptly notify the Company and state the reason(s) for its concerns. The Company may accept or reject any such reason(s) in its sole discretion.
Compliance with Company Policies and Procedures. Service Provider shall act only in accordance with applicable Company policies and procedures provided to Service Provider in advance of performing the services hereunder, including, but not limited to, policies concerning required Administrative, Technical, and Physical Security Measures. Service Provider agrees to implement such reasonable additional data protection policies and procedures as required by Company from time to time upon written request. Service Provider also agrees that Company may take reasonable and appropriate steps as Company, in its sole discretion, deems warranted to stop and remediate unauthorized use of Personal Data, including upon notice pursuant to Section 2.3 of this Addendum from Service Provider that it has determined that it, its Subprocessors, or its Affiliates can no longer meet their obligations under this Addendum or under Applicable Law.
Compliance with Company Policies and Procedures. Dealer shall comply with Company's written policies and procedures as promulgated from time to time (whether before or after the making of this Agreement) as Company deems reasonable for the administration of its business.
Compliance with Company Policies and Procedures. Prior to the Closing Date, the Company and the Company Subsidiary shall have transferred off the books and records of the Company and the Company Subsidiary all unsecured Client or Customer debits greater than thirty (30) days, in accordance with the Company’s Policies and Procedures.
Compliance with Company Policies and Procedures. In consideration of the Company agreeing to hold the Contractor’s registrations and allowing the Contractor to become an associated person of the Company, the Contractor will be subject to and agrees to comply with all Company ethics and compliance policies and procedures including but not limited to the following policies (current copies of which have been made available to Contractor prior to the date of this Agreement): the Company’s Code of Ethics and Business Conduct, the Information Barriers Policy, Personal Trading Policy, and the Firm Employee Family Member Policy (disclosure of Outside Securities Accounts, Outside Business Activities, Outside Board Affiliations and Private Securities Transactions). The Contractor’s individual and immediate family members’ securities accounts must be disclosed and approved by the Company. All trading activity in these accounts must be pre-approved by the Chief Administrative Officer of Investment Banking. In addition, the Contractor will be required to fulfill all Company training requirements as is required for the performance of the Consulting Services hereunder. In addition, the Contractor acknowledges and agrees that current regulations require the Contractor to disclose to the Company any outside business activities and/or outside employment the Contractor is contemplating engaging in during the Term, and all such contemplated outside business activities and/or outside employment shall be subject to the Company’s review and prior approval.
