Examples of Prior Approval in a sentence
For each element, consider the application of the paragraph entitled "Costs Requiring Prior Approval" on page 1 of these instructions.
Discretionary Accounts (Fully Managed Accounts) Prior Approval from Ethics Office Required Subject to prior approval of the account from the Ethics Office, transactions made in a Discretionary Account.
To obtain pre-approval of proposed Political Activity, you must complete and submit a Request for Prior Approval of Political Activity via My Compliance Center.
Prior Approval of Private Placements Each transaction where Access Persons, except persons who are Access Persons solely by reason of serving as an officer or Trustee of a Trust, directly or indirectly acquire beneficial ownership in a private placement requires prior approval by the Review Officer.
Discretionary Accounts (Fully Managed Accounts) Prior Approval from Ethics Office Required Subject to prior approval of the account from the Conduct Risk Management Team, transactions made in a Discretionary Account.