Model Portfolios Sample Clauses

Model Portfolios. Advisor acknowledges that Betterment may make available certain model investment portfolios developed by third-party providers (each, a “Model Portfolio Provider”) to provide some or all Advisors and Clients with Products and/or allocations (a “Model Portfolio”) that differ from the Products and/or allocations Betterment has selected based on Betterment’s investment methodology. If instructed by Advisor in accordance with the terms of this Agreement, Betterment will invest a Client’s assets in a Model Portfolio. Notwithstanding anything to the contrary in Section 4 above, Betterment will not recommend an IPS to a Client who is placed in a Model Portfolio and will instead allocate the Client’s accounts in accordance with the parameters specified by the Model Portfolio selected by the Advisor. With respect to a Client in a Model Portfolio, Advisor, and not Betterment, shall be responsible for managing the Client’s account on the basis of the Client’s financial situation and investment objectives. Advisor will be responsible for informing all Clients who are placed in a Model Portfolio (i) that they are placed in a Model Portfolio and not a Betterment-selected portfolio and (ii) of the foregoing allocation of responsibilities between Betterment and Advisor. Advisor understands that certain features of the Interface may not work in conjunction with a given Model Portfolio, and that Advisor is responsible for explaining these limitations to Client. In connection with the use of any Model Portfolio, Advisor makes the representations warranties, and acknowledgements set forth in Exhibit A hereto. Except as explicitly modified by this Section, all provisions of this Agreement will remain in effect, and Betterment shall provide services as described herein to Advisor and Client.
Sample 1Sample 2Sample 3See All (4)
AutoNDA by SimpleDocs
Model Portfolios. Client acknowledges that Betterment may make available certain model investment portfolios (each, a “Model Portfolio”) developed by third-party providers (each, a “Model Portfolio Provider”) to provide Advisor and Clients with Products and/or allocations that differ from the Products and/or allocations Betterment has selected based on Betterment’s investment methodology. If instructed by Advisor in accordance with the Advisor Agreements, Betterment will invest a Client’s assets in a Model Portfolio. Betterment will not recommend an IPS to a Client who is placed in a Model Portfolio and will instead allocate the Client’s Accounts in accordance with the parameters specified by the Model Portfolio selected by the Advisor on the Client’s behalf. The Client’s ability to adjust the allocations or risk tolerances within a Model Portfolio, to the extent permitted, will be governed by the Advisor Agreements. With respect to a Client in a Model Portfolio, Advisor, and not Betterment, shall be responsible for managing the Client’s Account on the basis of the Client’s financial situation and investment objectives. Betterment will be responsible for informing a Client who is placed in a Model Portfolio
Sample 1Sample 2Sample 3
Model Portfolios. Through the Program, Adviser offers various asset allocation portfolios (the “Portfolios”), which may be developed by Adviser or third-parties, and are designed to allocate assets among ETFs that represent different asset classes, with any cash allocations or excess cash balances swept into and out of an FDIC-insured deposit account opened by the Custodian at a participating bank. Adviser reserves the right to change, in its sole discretion from time to time and without prior notice to Client: (i) the number of Portfolios available through the Program that it deems appropriate to address the investment objectives, investment time horizons, and risk tolerances of its clients; (ii) the ETFs that comprise each of the Portfolios; and (iii) the relative weightings of the ETFs within each of the Portfolios. Adviser further reserves the right to change, in its sole discretion from time to time, upon providing prior notice to Clients, the model provider, if any, from which Adviser obtains any or all Portfolios, and to make Portfolios developed by additional model providers available through the Program. It is agreed that Adviser does not provide any tax or legal advice.
Sample 1Sample 2
Model Portfolios. Several of the Model Portfolios share the same investment philosophies as certain subscription services published by our affiliate, The Motley Fool, LLC (“TMF”). However, MFWM’s Model Portfolios do not attempt to track these (or any) TMF services. As further explained below in Section 2.b.5) (Basis of Advice), you understand and acknowledge that Model Portfolios and your Account may diverge completely from TMF’s services. Rather than choosing a portfolio comprised primarily of our traditional stock-based Model Portfolios, you may elect a portfolio comprised exclusively of unaffiliated ETFs. We refer to our Model Portfolios that exclusively utilize ETFs as “Index-Based Model Portfolios.” Please note, however, that you generally cannot create a blended portfolio consisting of both Index-Based Model Portfolios and stock-based Model Portfolios (except that this limitation does not apply to the Fixed Income Model Portfolio, which is ETF-based and can be incorporated into most portfolios). We may make limited exceptions to this general restriction in our sole discretion and consistent with our fiduciary duty. For ease of reference, unless we expressly exclude Index Based Model Portfolios below, all references to “Model Portfolios” include both stock- based and Index Based Model Portfolios. As with all investments, the holdings in your Account involves risk. MFWM does not guarantee the results of any of its advice or account management. Significant losses can occur from investing in securities, or by following any investment strategy, including those recommended or applied by MFWM. The risks associated with each Model Portfolio are described in Appendix B to this Agreement. You acknowledge and agree that you have read and understand these risks.
Sample 1
Model Portfolios. Adviser manages and maintains a number of model portfolios to cater to a wide range of investor needs. These portfolios are comprised of a range of underlying investments which have been selected by Adviser in accordance with the objective of the portfolio and any conditions within financial markets which are considered relevant by Adviser. All portfolios will be rebalanced periodically in accordance with the views of Adviser. When a portfolio is rebalanced, or an investment bought or sold, on Client’s behalf, brokerage fees will be incurred and charged to Client. Adviser receives no direct, or indirect remuneration or financial benefit of any kind from any brokerage fees incurred. Adviser will only instigate a rebalancing of a portfolio, or the purchase or sale of an underlying investment in the event that it is considered by Adviser that there may be potential benefit to Client in doing so. Any portfolios managed by Adviser may be comprised of a variety of financial instruments, including stocks, certain kinds of Exchange Traded Funds (ETFs) and mutual funds. For the purposes of asset allocation to various risk tolerances, these assets are broadly categorized as either Growth assets, or Defensive assets. Growth assets are those assets which have the potential to achieve growth over the long term, while Defensive assets are those assets which have the potential to avoid, mitigate, or absorb losses experienced in Growth assets. Asset allocation values given below are indicative only, with values for Growth assets expressed as a maximum, which will generally not be exceeded by more than 20% of the value shown, but may occasionally be significantly less, or zero. The maximum allocation for Defensive assets for any portfolio is 100% of overall asset allocation. The specific composition of any portfolio is subject to change over time in accordance with the investment decisions of Adviser, circumstances specific to Client, account funding and withdrawal decisions on the part of Client and/or conditions within financial markets. The list of standard portfolios offered by Adviser at the time of this Agreement, the applicable account type and the target Growth and Defensive allocations for each is as follows: Individual, Joint Individual Retirement Account Growth % Defensive % Afinitiv Stable Growth Afinitiv Smart Balanced IRA 40 60 Afinitiv Balanced Growth Afinitiv Smart Growth IRA 70 30 Afinitiv High Growth Afinitiv Smart Growth Plus IRA 90 10 Each portfolio has...
Sample 1
Model Portfolios 
Sample 1Sample 2Sample 3See All (6)

Related to Model Portfolios

  • Additional Portfolios In the event that any Fund establishes one or more series of Shares in addition to those set forth on Appendix A hereto with respect to which it desires to have the Custodian render services as custodian under the terms hereof, it shall so notify the Custodian in writing, and if the Custodian agrees in writing to provide such services, such series of Shares shall become a Portfolio hereunder.

  • Portfolios The Target Portfolio and Acquiring Portfolio covenant and agree to dispose of certain assets prior to the Closing Date, but only if and to the extent necessary, so that at Closing, when the Assets are added to the Acquiring Portfolio’s portfolio, the resulting portfolio will meet the Acquiring Portfolio’s investment objective, policies and restrictions, as set forth in the Acquiring Portfolio’s Prospectus, a copy of which has been delivered to the Target Portfolio. Notwithstanding the foregoing, nothing herein will require the Target Portfolio to dispose of any portion of the Assets if, in the reasonable judgment of the Target Portfolio’s Directors or investment adviser, such disposition would create more than an insignificant risk that the Reorganization would not be treated as a “reorganization” described in Section 368(a) of the Code.

  • Other Portfolio(s) Global Absolute Return Strategies Fund Not Applicable The Subadviser Fee for a Portfolio shall be based on the applicable annual fee rate for the Portfolio which for each day shall be equal to (i) the sum of the amounts determined by applying the annual percentage rates in the table to the applicable portions of Aggregate Net Assets divided by (ii) Aggregate Net Assets (the “Applicable Annual Fee Rate”). The Subadviser Fee for each Portfolio shall be accrued for each calendar day, and the sum of the daily fee accruals shall be paid monthly to the Subadviser within 30 calendar days of the end of each month. The daily fee accruals will be computed by multiplying the fraction of one over the number of calendar days in the year by the Applicable Annual Fee Rate, and multiplying this product by the net assets of the Portfolio. The Adviser shall provide Subadviser with such information as Subadviser may reasonably request supporting the calculation of the fees paid to it hereunder. Fees shall be paid either by wire transfer or check, as directed by Subadviser. If, with respect to any Portfolio, this Agreement becomes effective or terminates, or if the manner of determining the Applicable Annual Fee Rate changes, before the end of any month, the fee (if any) for the period from the effective date to the end of such month or from the beginning of such month to the date of termination or from the beginning of such month to the date of such change, as the case may be, shall be prorated according to the proportion which such period bears to the full month in which such effectiveness or termination or change occurs.

  • New Portfolio The Trust hereby authorizes MID to participate in the distribution of Class A Shares of the following new portfolio (“New Portfolio”) on the terms and conditions contained in the Agreement: Met/Artisan International Portfolio

  • Existing Portfolio The Manager hereby reaffirms its appointment of the Adviser as the investment adviser to the Portfolio.

  • Investment Portfolio All investment securities held by Seller or its Subsidiaries, as reflected in the consolidated balance sheets of Seller included in the Seller Financial Statements, are carried in accordance with GAAP, specifically including but not limited to, FAS 115.

  • Portfolio Transactions The Manager is authorized to select the brokers or dealers that will execute the purchases and sales of portfolio securities for the Portfolio and is directed to use its best efforts to obtain the best available prices and most favorable executions, except as prescribed herein. It is understood that the Manager will not be deemed to have acted unlawfully, or to have breached a fiduciary duty to the Fund or to the Portfolio, or be in breach of any obligation owing to the Fund or to the Portfolio under this Agreement, or otherwise, solely by reason of its having caused the Portfolio to pay a member of a securities exchange, a broker, or a dealer a commission for effecting a securities transaction for the Portfolio in excess of the amount of commission another member of an exchange, broker, or dealer would have charged if the Manager determines in good faith that the commission paid was reasonable in relation to the brokerage or research services provided by such member, broker, or dealer, viewed in terms of that particular transaction or the Manager’s overall responsibilities with respect to its accounts, including the Fund, as to which it exercises investment discretion. The Manager will promptly communicate to the officers and directors of the Fund such information relating to transactions for the Portfolio as they may reasonably request.

Time is Money Join Law Insider Premium to draft better contracts faster.