Examples of FCA Rules in a sentence
The powers, duties, rights and obligations of the Depositary, the Company and the ACD under the Depositary Agreement shall, to the extent of any conflict, be overridden by the FCA Rules.
All charges and most categories of expense are taken into account by the Ongoing Charges Figure that has to be produced for each Fund as required by the FCA Rules.
We may pay or receive fees, commissions or non-monetary benefits to or from any Associate or other third party in connection with the services where permitted by FCA Rules.
Consequently, you are not entitled these additional amounts.Your shares and /or cash cannot be used for or be accepted as security for a loan except to the extent permitted by the FCA Rules.
Our response For the avoidance of doubt, it was not intended to extend a more general application of FCA Rules, but to capture the application of the IFPR as implemented through the FCA’s Handbook.