FCA Rules definition

FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

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FCA Rules means the rules established by the FCA in the FCA's Handbook of rules and guidance from time to time.

FCA Rules means the principles, rules and guidance issued by the FCA, as amended from time to time.

Examples of FCA Rules in a sentence

• The Sub-Adviser is required by the FCA Rules to make certain disclosures and seek certain consents in its terms of business with its clients.

• Whenever the Sub-Adviser executes an order for Barings in relation to a financial instrument covered by the EU Markets in Financial Instruments Directive ("MiFID")1 (including an order which results from the exercise of its discretion), the Sub-Adviser is required by the FCA Rules to take all sufficient steps to obtain the best result for Barings in accordance with the Sub-Adviser's order execution policy (the "Execution Policy").

• The FCA Rules require the Sub-Adviser to provide Barings with periodic statements in a particular form in respect of the Portfolio, except where B▇▇▇▇▇▇ has agreed that it does not wish to receive statements in such format.

• The Sub-Adviser is obliged under the FCA Rules to provide Barings with a general description of the nature and risks of the investments included in the Portfolio.

• The Sub-Adviser will pay directly from its own resources for all research (as defined in the FCA Rules) received from third parties in connection with the provision of its services to Barings.

More Definitions of FCA Rules

FCA Rules means the rules promulgated by the FCA under FSMA as amended or replaced from time to time.

FCA Rules means the rules, guidance and principles set out in the FCA handbook;

FCA Rules means the rules of the FCA from time to time, or any rules which replace or succeed such rules

FCA Rules means the FCA Handbook of Rules and Guidance as amended, replaced or supplemented from time to time.

FCA Rules means the rules contained in the Collective Investment Schemes Sourcebook published as part of the FCA Handbook that shall, for the avoidance of doubt, not include guidance or evidential requirements contained in that Sourcebook.

FCA Rules means the Handbook of Rules and Guidance of the FCA;

FCA Rules means the FCA’s Handbook of rules and guidance, as amended from time to time.