Anti-Money Laundering Representations. (a) Purchaser does not know or have any reason to suspect that (i) the monies used to fund Purchaser’s purchase of the Purchased Shares have been or will be derived from or related to any illegal activities, including but not limited to, money laundering activities, or (ii) the proceeds from Purchaser’s investment in the Purchased Shares will be used to finance any illegal or illegitimate activities. Purchaser (A) has conducted thorough due diligence with respect to all of its beneficial owners, (B) has established the identities of all beneficial owners and the source of each of the beneficial owner’s funds and (C) will retain evidence of any such identities, any such source of funds and any such due diligence. Purchaser understands and agrees that, notwithstanding anything to the contrary contained in any document, if, following Purchaser’s purchase of the Purchased Shares, the Issuer reasonably believes that any aspect of a transaction with Purchaser (whether by virtue of Purchaser holding the Purchased Shares or otherwise) will be in contravention of United States federal, state, international or other laws or regulations, including anti-money laundering laws, the Issuer may be obligated to “freeze the account” of Purchaser, including prohibiting any distributions with respect to the Purchased Shares. In addition, in any such event, Purchaser may be forced to withdraw from the Issuer or may otherwise be subject to the remedies required by law, and, to the fullest extent permitted by applicable law, Purchaser shall have no claim against any person for any form of damages as a result of any of the actions described in this paragraph.
Anti-Money Laundering Representations. The Purchaser hereby acknowledges that the Company seeks to comply with all applicable laws concerning money laundering and related activities. In furtherance of those efforts, the Purchaser hereby represents, warrants and agrees that, to the best of the Purchaser’s knowledge based upon appropriate diligence and investigation:
Anti-Money Laundering Representations. The Subscriber hereby acknowledges that the Partnership seeks to comply with all applicable laws concerning money laundering and related activities. In furtherance of those efforts, the Subscriber hereby represents, warrants and agrees that, to the Subscriber’s knowledge based only upon such due diligence as required by applicable U.S. federal anti-money laundering law:
Anti-Money Laundering Representations. The Subscriber hereby represents, warrants and certifies to the Company and hereby agrees, as follows: The Subscriber should check the website of the U.S. Treasury Department’s Office of Foreign Assets Control (“OFAC”) at xxxx://xxx.xxxxx.xxx/officesienforcementiofac/ (the “OFAC Website”) before making the following representations and agreements.
Anti-Money Laundering Representations. (a) The Subscriber hereby acknowledges that the Company seeks to comply with all applicable laws and regulations concerning anti-money laundering and terrorist financing or other related activities. The Subscriber represents that the amounts it contributes to the Sub-Fund are not and will not be directly or indirectly derived from activities that may contravene federal, state or international laws and regulations, including anti-money laundering laws and regulations, and that acceptance by the Sub-Fund of such funds will not breach any such laws or regulations. Federal regulations and Executive Orders administered by the U.S. Treasury Department’s Office of Foreign Assets Control (“OFAC”) prohibit, among other things, the engagement in transactions with, and the provision of services to, certain foreign countries, territories, entities and individuals (the lists of OFAC prohibited countries, territories, persons and entities can be found at xxxx://xxx.xxxxxxxx.xxx/resource-center/sanctions/Pages/default.aspx). In addition, the programs administered by OFAC (the “OFAC Programs”) prohibit dealing with individuals or entities in certain countries regardless of whether such individuals or entities appear on the OFAC lists.
Anti-Money Laundering Representations. Before making the following representations and warranties, the Purchaser should check the website of the U.S. Treasury Department’s Office of Foreign Assets Control (“OFAC”) at <hxxx://xxx.xxxxx.xxx/xxxxxxx/enforcement/ofac/>.
Anti-Money Laundering Representations. 1. The Undersigned represents that all evidence of identity provided is genuine, and all related information furnished is accurate.
Anti-Money Laundering Representations. The Distributor represents, warrants and agrees that (a) the Distributor has, and agrees to maintain, an anti-money laundering ("AML") program that satisfies the requirements of Title III of the USA PATRIOT Act and applicable anti-money laundering regulations ("Applicable Law"); (b) the Distributor will comply with Applicable Law with respect to Fund Shares held by financial intermediaries on behalf of their customers, including, but not limited to, the monitoring and reporting of suspicious transactions and the implementation of a customer identification program that complies with Applicable Law. The Distributor may delegate its AML responsibilities hereunder, including customer identification and monitoring of suspicious transactions with respect to the underlying customers, in whole or part to the financial intermediaries, in accordance with Applicable Law. The Distributor further agrees that it will be responsible for performing screening of any financial intermediaries with which it enters into a selling or other agreement hereunder in accordance with the Fund's AML Policy; provided, however, that the Distributor will not be required to screen financial intermediaries that have already entered into selling or servicing agreements with the principal underwriter of the Fund prior to the effective date of this Agreement. In addition, the Distributor agrees to assist the Fund in complying with the Fund's Compliance Policies and Procedures adopted pursuant to Rule 38a-1 of the 1940 Act and the Fund's AML Policies with respect to the oversight of financial intermediaries that are responsible for performing AML responsibilities on behalf of the Fund, including sending out periodic certifications or such other actions that the Fund may reasonably request. The Distributor also agrees to permit inspection by U.S. federal departments or regulatory agencies with appropriate jurisdiction and to make available to examiners from such departments or regulatory agencies such information and records relating to Distributor's AML program as they may reasonably request.
Anti-Money Laundering Representations. The operations of the Company and its Subsidiaries are and have been conducted at all times in material compliance with all applicable financial recordkeeping and reporting requirements, including those of the Bank Secrecy Act (31 U.S.C. Section 5311 et seq.), as amended by the USA PATRIOT Act of 2001, and its implementing regulations, and the applicable anti-money laundering statutes of jurisdictions where the Company or its Subsidiaries conduct business, the rules and regulations thereunder, and any applicable related or similar rules, regulations or guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”). No action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its Subsidiaries with respect to the Anti-Money Laundering Laws is pending, or, to the best knowledge of the Company or any of its Subsidiaries, threatened.
Anti-Money Laundering Representations. The Purchaser does not know or have any reason to suspect that the monies used to fund the Purchaser’s investment in the Purchased Shares have been or will be derived from or related to any illegal activities, including but not limited to, money laundering activities. The Purchaser understands and agrees that, notwithstanding anything to the contrary contained in any document, the Company may be obligated under United States federal, state, international or other applicable laws or regulations, including Anti-Money Laundering Laws, to “freeze the account” of the Purchaser, including prohibiting any distributions with respect to the Purchased Shares. In addition, in any such event, the Purchaser may be forced to withdraw from the Company or may otherwise be subject to the remedies required by law, and, to the fullest extent permitted by applicable law, the Purchaser shall have no claim against the Company for any form of damages as a result of any of the actions described in this paragraph.
