Financial Intermediaries definition

Financial Intermediaries means persons or entities whose principal functions include the lending, investing or placement of funds or evidences of indebtedness or equity deposited with them, acquired by them, or otherwise coursed through them, either for their own account or for the account of others."

Financial Intermediaries as used herein shall include only those persons and entities identified by the Funds to the Bank for which the Bank maintains the applicable omnibus account information under the Agreement and which have entered into transaction sharing agreements with the Master Investment Portfolio, the Funds or their designees under the Rule. A list of current Financial Intermediaries is identified in Appendix C, which is attached to and made a part of this Supplement. The Bank’s agreement to provide monitoring assistance under this Supplement shall apply only to the Financial Intermediaries identified to the Bank in the most recent Appendix C received by the Bank from the Funds, as supplemented by notices of changes to Appendix C received by the Bank from the Funds pursuant to the notice requirements of Section 9 hereof. From time to time, the Funds shall provide the Bank with an updated version of Appendix C which will incorporate all prior change notices in order for the Bank to provide the services contemplated by this Supplement.

Financial Intermediaries means financial institutions providing or planning to provide loan facilities or additional expertise regarding the cultural and creative sectors.

Examples of Financial Intermediaries in a sentence

• Stanhope Capital (Suisse) SA is incorporated in Switzerland and is affiliated with SO-FIT, the Supervisory Body for Financial Intermediaries & Trustees authorised by the Swiss Financial Market Supervisory Authority (FINMA).

• The Issuer shall enter into Placement Agreements with each of the Authorised Financial Intermediaries for the placement of a maximum aggregate amount of €12,000,000 in Nominal Value of Bonds.

• Authorised Financial Intermediaries subscribing to the Bonds through nominee accounts for and on behalf of clients shall apply the minimum subscription amount of €5,000 to each underlying client.

• In the context of an ‘offer to the public’ as defined in the Prospectus Regulation, and except as otherwise provided in the applicable Final Terms, the only persons authorized to use this Base Prospectus in connection with an offer or listing of Notes are the persons specified in the applicable Final Terms as the relevant Dealer or the Managers and the persons named in or identifiable following the applicable Final Terms as the Financial Intermediaries as the case may be.

• As in IFC’s Interpretation Note on Financial Intermediaries, here also the term FI refers to a variety of financial institutions such as universal banks, investment banks, private equity funds, venture capital funds, microfinance institutions, and leasing and insurance companies, among others.

More Definitions of Financial Intermediaries

Financial Intermediaries means any investment advisor, broker-dealer, financial planner or any other person authorized by a Shareholder or a Fund to act on behalf of a Shareholder.

Financial Intermediaries means such underwriter(s), bookrunner(s) and/or other adviser(s), as are selected by the Proposing Shareholder and (if a Tag Along Notice has been served) the Tag Shareholder, in accordance with clause 3.8, to be appointed in respect of a Sale Tranche;

Financial Intermediaries means the brokers, dealers, financial planners and other intermediaries that sell shares or other units of Company or of other registered investment companies serviced by Company.

Financial Intermediaries means BOCOM and ICBC, collectively, and "Financial Intermediary" means any of the Financial Intermediaries.

Financial Intermediaries has the meaning given in Section 2.1(a)(ii).

Financial Intermediaries as used herein shall include only those persons and entities identified by the Funds to State Street for which State Street maintains the applicable omnibus account information under the Transfer Agency Agreement and which have entered into transaction sharing agreements with the Funds or their designees. A list of current Financial Intermediaries is identified in Appendix C, which is attached to and made a part of this Agreement. State Street’s agreement to provide monitoring assistance under this Agreement shall apply only to the Financial Intermediaries identified to State Street in the most recent Appendix C received by State Street from the Funds, as supplemented by notices of changes to Appendix C received by State Street from the Funds pursuant to the notice requirements of Section 10.7 hereof. From time to time, the Funds shall provide State Street with an updated version of Appendix C which will incorporate all prior change notices in order for State Street to provide the services contemplated by this Agreement.

Financial Intermediaries means financial intermediaries with registered office in Italy and registered pursuant to article 106 of legislative decree no 385 of 1 September 1993;