Maximum Compensation means, in respect of any Dealer Shareholder, the cumulative amount of asset-based, front end and deferred distribution fees payable hereunder for so long as the Client remains an investor in the Fund, not to exceed in the aggregate the product of 6.25% multiplied by the aggregate offering price of the Shares received by the Fund in respect of such investor, in accordance with FINRA Rule 2830.
Maximum Compensation means, in respect of any Dealer Shareholder, the cumulative amount of asset-based, front end and deferred distribution fees payable hereunder for so long as the Client remains an investor in the Fund, not to exceed in the aggregate the product of 6.25% multiplied by the aggregate offering price of the Shares received by the Fund in respect of such investor, in accordance with FINRA Rule 2341. Dealer represents that it is a broker-dealer registered with FINRA and subject to FINRA Rule 2030 (the “Rule”). Dealer represents that it has policies and procedures to ensure compliance with the Rule and is currently in compliance with the Rule. Moreover, Dealer represents that neither it nor any of its Covered Associates (i.e., any (i) general partner, managing member or executive officer of Dealer, as well as any person with a similar status or function, (ii) any associated person of Dealer who engages in distribution or solicitation activities with a government entity, (iii) any associated person of Dealer who supervises, directly or indirectly, the government entity distribution or solicitation activities of a person in (ii) above, and (iv) any political action committee controlled by Dealer or one of its Covered Associates) has made, directly or indirectly, any contributions that prohibit Dealer from engaging in solicitation activities for compensation under the Rule (a “Triggering Contribution”). Dealer hereby agrees that neither it nor its Covered Associates will make a Triggering Contribution or violate the Rule while engaged hereunder. If Dealer breaches this provision and becomes aware of a Triggering Contribution or a violation of the Rule, it shall promptly provide written notice to Distributor of the nature of the ban or violation.
Maximum Compensation means the maximum total compensation that would be paid to a director in a givenyear under the Bank’s policy on director compensation if that director attendedall meetings and fulfilled all duties assigned to or otherwise expected of him or her for that year.
Examples of Maximum Compensation in a sentence
In no case shall the amount paid by County under this Agreement exceed the Maximum Compensation without an approved change order.
The total of all such payments, for Services and Reimbursable Expenses, shall not exceed the Maximum Compensation.
City shall pay all undisputed invoice amounts within 30 calendar days after receipt up to the Maximum Compensation set forth in Section 3 of this Agreement.
It is understood and agreed that the Maximum Compensation Amount is a ‘not-to-exceed amount’ and is not a guaranteed payment.
It is understood and agreed that the Maximum Compensation Amount referenced hereinabove is a 'not-to-exceed amount' and is not a guaranteed payment.
More Definitions of Maximum Compensation
Maximum Compensation. $[INSERT GRAND TOTAL]** Interim payments paid to Contractor (if checked use Attachment C). If this box is not checked only one fee/ honorarium payment will be made under this Contract. *Unless boxes are checked reimbursements or expenses will not be paid under this Contract. † All expenses are subject to University’s Travel Policy, including the limitations of University’s published reimbursement rates found at the following web address: xxxx://xx.xxxxxxx.xxx/content/travel-reimbursement **Contract Maximum Compensation includes the sum of all fees and reimbursements paid to Contractor and all expenses paid by University on behalf of Contractor.
Maximum Compensation. The Services will be compensated on an hourly basis at the rates specified in Exhibit B. See Exhibit C. $ The Maximum Compensation includes the Compensation, Reimbursable Expenses and any consultant costs. In no event is Owner obligated to pay more than the Maximum Compensation. The “A/E’s Representative”: Schedule of Services: Base Term Completion: 1st Optional Extension: 2nd Optional Extension: A/E’s Consultants:
Maximum Compensation means 8.00% of the total proceeds received by a Non-FB Fund (including any sales charges paid as contemplated in Section 4(a) of this Agreement) in respect of sales of Non-FB Fund Units to Dealer Members. Further, in accordance with applicable FINRA Rules, the parties understand and agree that, pursuant to limitations imposed by FINRA, no payments will be made to Dealer (pursuant to this Agreement or otherwise) and any other FINRA member exceeding, in the aggregate, 8.00% of the total proceeds proposed to be received by a Non-FB Fund (including any sales charges paid as contemplated in Section 4(a) of this Agreement or otherwise) in respect of sales of Units registered under that Non-FB Fund's current registration statement on Form N-2. Distributor agrees to monitor the amount of underwriting compensation paid in connection with the distribution of Non-FB Fund Units and the rendering to investors in the Non-FB Funds of ongoing investor and account maintenance services, and to report thereon to Dealer no less frequently than quarterly. As used herein, "underwriting compensation" means all amounts included as underwriting compensation under FINRA Rule 5110 other than any sales loads charged in connection with the sale of Non-FB Fund Units. Dealer agrees to provide a report to Distributor no less frequently than quarterly, in a form reasonably acceptable to Distributor, addressing the amount of any sales loads charged in connection with the sale of Non-FB Fund Units.
Maximum Compensation has the meaning ascribed to it in Article 4 hereto;
Maximum Compensation. $[INSERT GRAND TOTAL]** Interim payments paid to Contractor (if checked use Attachment C). If this box is not checked only one fee/ honorarium payment will be made under this Contract. *Unless boxes are checked reimbursements or expenses will not be paid under this Contract. † Subject to the limitations of University’s published reimbursement rates found at the following web address: xxxx://xx.xxxxxxx.xxx/content/travel-reimbursement **Contract Maximum Compensation includes the sum of all fees and reimbursements paid to Contractor and all expenses paid by University on behalf of Contractor. Additional Terms & Attachments Attachment A: Personal Services Contract Standard Contract Provisions Attachment B: Statement of Work Attachment C: Compensation Attachment D: Insurance Requirements Attachment E: Photography Contract Provisions Other: Statement of Work: See Attachment B. By my signature below I am accepting the terms and conditions of this Contract and I certify that I am not a University of Oregon or Oregon University System employee, I am an independent contractor, and I understand the tax and legal implications of this Contract and that payments under this Contract will be reported on Form 1099. Signature of Contractor_____________________________________________ Date Signed:_______________ Printed Name and Title of Contractor ____________________________________________________________ University: By: __________________________________ Printed Name: ______________________________________ Date:_________________________________ Title: _____________________________________________ ATTACHMENT A - STANDARD CONTRACT PROVISIONS ACCESS TO RECORDS. Contractor will maintain records, sufficient to accurately document its performance of this Contract. University will have access to such records of Contractor for the purpose of determining compliance with this Contract. Contractor will retain all such records, for a minimum of six years following final payment under or termination of this Contract, or such longer period as may be required by applicable law or to conclude any audit, review, or controversy.
Maximum Compensation is defined in Section 4.1.
Maximum Compensation as relates to any given Statement of Work entered into pursuant to this Agreement, means the maximum amount to which Client shall be liable to pay Jetty for services ren- dered and expenses under such Statement of Work. Operating Environment