Solicitation Activities. All solicitation and sales activities engaged in by Distributor and its Representatives with respect to the Funds shall be in compliance with all applicable federal and state securities laws and regulations, as well as all compliance manuals provided by the Distributor. In particular, without limiting the generality of the foregoing:
Solicitation Activities. As an independent contractor, Representative has the right to determine the method, manner, time and place of performing his or her solicitation activities under this Agreement. However, to satisfy applicable statutes, rules and regulations, Representative will fully disclose to prospective purchasers all material facts relating to the purchase or sale of any securities products or services, including delivering a current prospectus or offering circular relating to the security to be purchased if one is then in effect. Representative acknowledges that he or she is prohibited by law from making any untrue statement relating to any securities product or service and shall fully explain the terms of any contractual arrangements relating to the purchase or sale of any securities product or service to the prospective seller or purchaser. At all times while this Agreement is in effect, Representative shall refrain from selling securities products or services of any kind that are not approved by the Company.
Solicitation Activities. All solicitation and sales activities engaged in by Distributor and its Representatives with respect to the Contracts shall be in compliance with all applicable federal and state securities laws and regulations, as well as all applicable insurance laws and regulations, and compliance manuals provided by State Farm. In particular, without limiting the generality of the foregoing:
Solicitation Activities. All solicitation and sales activities engaged in by CCMC and its Representatives with respect to the Contracts shall be in compliance with all applicable federal and state securities laws and regulations, as well as all applicable insurance laws and regulations. In particular, without limiting the generality of the foregoing:
Solicitation Activities. Pursuant to the authority delegated to it by the Company under this Agreement, NMIS shall solicit applications for the sale of Securities Interests in the Contracts solely in accordance with the terms of the Contracts, the prospectuses for the Contracts and the underlying Funds and any instructions provided by the Company. No solicitation shall be made in any state or other jurisdiction unless the Company has notified NMIS that the Contract may lawfully be sold or offered for sale in such state or jurisdiction.
Solicitation Activities a. Although the Parties support DoD and Agency-authorized savings bond and other charitable activities, no employee(s) will be coerced by the Agency to participate in or contribute to any savings bond or charitable activity.
Solicitation Activities. The Placement Agent agrees that:
Solicitation Activities. All sales activities engaged in by Distributor and the Distributor Representatives with respect to the Contracts shall be in compliance with all applicable federal and state securities laws and regulations, FINRA rules and all applicable insurance laws and regulations as well as the Insurer’s guidelines.
Solicitation Activities. As an independent contractor, Representative has the right to determine the method, manner, means, time, and place of performing their solicitation activities under this Agreement, subject to Laws and Regulations and Regulatory Policies and Procedures. Among other things, Representative understands, acknowledges and agrees that under applicable Laws and Regulations he or she is required to fully disclose to Customers all material facts relating to the purchase of any investment advisory and/or brokerage products and services or other products or services. Representative acknowledges that he or she is prohibited by the applicable Regulatory Policies and Procedures and Laws and Regulations from making any untrue statement relating to any such products and shall fully explain the terms of any contractual arrangements relating to the purchase of any TIMI product or service to Customers. At all times while this Agreement is in effect, Representative shall refrain from selling investment advisory and/or brokerage products and services or any other products or services that are not approved by TIMI.
Solicitation Activities. All solicitation and sales activities engaged in by Distributor and the Distributor Representatives with respect to the Policies shall be in compliance with all applicable federal and state securities laws and regulations and NASD rules, as well as all applicable insurance laws and regulations and the Insurer's rules and procedures (to the extent not inconsistent with the foregoing). In particular, without limiting the generality of the foregoing: (1) Neither Distributor nor any Distributor Representative shall offer, attempt to offer, or solicit Applications for, the Policies in any state or other jurisdiction unless Insurer has notified Distributor that such Policies may lawfully be sold or offered for sale in such state, and has not subsequently revised such notice. (2) Neither Distributor nor any Distributor Representative shall give any information or make any representation in regard to a class of Policies in connection with the offer or sale of such class of Policies that is not in accordance with the Prospectus for such class of Policies, or in the then-currently effective prospectus or statement of additional information for a Fund, or in current advertising materials for such class of Policies authorized by Insurer. (3) All Premiums paid by check or money order that are collected by Distributor or any of its Representatives shall be remitted promptly, and in any event not later than noon of the next business day following receipt of such Premium, in full, together with any Applications, forms and any other required documentation, to the Insurer. Checks or money orders in payment of Premiums shall be drawn to the order of the Insurer. If any Premium is held at any time by Distributor, Distributor shall hold such Premium in a fiduciary capacity and such Premium shall be remitted promptly, and in any event not later than noon of the next business day following receipt of such Premium, to Insurer. Distributor acknowledges that all such Premiums, whether by check, money order or wire, shall be the property of Insurer. Distributor acknowledges that Insurer shall have the unconditional right to reject, in whole or in part, any Application or Premium. c.
