SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. There were no matters submitted to a vote of security holders during the fourth quarter of 1998.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. Submission of a matter to a vote of security holders, through the solicitation of proxies or otherwise Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Trustee Removal, replacement, substitution or addition of any Servicer, affiliated servicer, and other material servicers or Indenture Trustee. Depositor A change of Servicer or Administrator - Servicer/Administrator/Depositor/ Reg AB disclosure regarding any new servicer. Servicer/Depositor Reg AB disclosure regarding any new Indenture Trustee. New Indenture Trustee Item 6.03- Change in Credit Enhancement or External Support N/A Item 6.04- Failure to Make a Required Distribution Servicer Indenture Trustee Item 6.05- Securities Act Updating Disclosure Material pool characteristic differs by 5% or more (other than as a result of pool assets converting to cash in accordance with their terms) at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. Information from Item 4 of Part II of Form 10-Q X X 6 Significant Obligors of Pool Assets Item 1112(b) - Significant Obligor Financial Information* X X Form Item Description Servicers Master Servicer Securities Administrator Custodian Trustee Depositor Sponsor *This information need only be reported on the Form 10-D for the distribution period in which updated information is required pursuant to the Item.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. Information from Item 4 of Part II of Form 10-Q Trustee Item 1112(b) - Significant Obligor Financial Information* N/A * This information need only be reported on the Form 10-D for the distribution period in which updated information is required pursuant to the Item.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matters were submitted to a vote of Reliant Energy's security holders during the fourth quarter of the fiscal year ended December 31, 2000. PART II ITEM 5. MARKET FOR RELIANT ENERGY'S AND RERC CORP.'S COMMON EQUITY AND RELATED STOCKHOLDER MATTERS. As of March 12, 2001, Reliant Energy's common stock was held of record by approximately 75,089 shareholders. Reliant Energy's common stock is listed on the New York and Chicago Stock Exchanges and is traded under the symbol "REI." All of the 1,000 outstanding shares of RERC Corp.'s common stock are held by Reliant Energy. The following table sets forth the high and low sales prices of Reliant Energy's common stock on the New York Stock Exchange composite tape during the periods indicated, as reported by Bloomberg, and the dividends declared for these periods. Dividend payout was $1.50 per share in both 1999 and 2000. The dividend declared during the fourth quarter of 2000 was paid in March 2001. MARKET PRICE DIVIDEND DECLARED HIGH LOW PER SHARE 1999 First Quarter............................................. $0.375 January 6............................................... $32.25 March 31................................................ $26.06 Second Quarter............................................ $0.375 April 14................................................ $25.50 May 25.................................................. $31.69 Third Quarter............................................. $0.375 September 3............................................. $28.63 September 28............................................ $26.31 Fourth Quarter............................................ $0.375 October 4............................................... $28.44 December 31............................................. $22.88 2000 First Quarter............................................. $0.375 March 7................................................. $19.88 March 16................................................ $24.38 Second Quarter............................................ $0.375 April 7................................................. $22.56 June 23................................................. $29.81 Third Quarter............................................. $0.375 July 3.................................................. $29.81 September 29............................................ $46.50 Fourth Quarter............................................ $0.375 October 2..................................................
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matters were submitted to a vote of security holders during the fourth quarter of 2000. ITEM 5. MARKET FOR REGISTRANT'S COMMON EQUITY AND RELATED STOCKHOLDER MATTERS Our authorized common stock consists of 200,000,000 shares of common stock. There were 48,256,387 shares of common stock outstanding as of March 23, 2001, including 3,572,099 shares of common stock issuable upon exercise of exchangeable shares of one of our Canadian subsidiaries. These exchangeable shares, which were issued to certain former shareholders of PTI in the Combination, are intended to have characteristics essentially equivalent to our common stock prior to the exchange. For purposes of this Annual Report on Form 10-K, we have treated the shares of common stock issuable upon exchange of the exchangeable shares as outstanding. The approximate number of record holders of our common stock as of March 23, 2001 was 100. Our common stock is traded on the New York Stock Exchange under the ticker symbol OIS. There was no public market for our common stock before February 9, 2001. The high sales price for our common stock on the New York Stock Exchange for the period from February 9, 2001 (first trade after effective date) to March 23, 2001 was $12.50 per share and the low sales price for the same period was $9.00 per share. The closing price of our common stock on March 23, 2001 was $10.62 per share. Oil States has not declared or paid cash dividends on its common stock since its inception, although it declared a dividend payable in the form of a promissory note. We do not intend to declare or pay any cash dividends on our common stock in the foreseeable future. Instead, we currently intend to retain our earnings, if any, to finance our business and to use for general corporate purposes. Our board of directors has the authority to declare and pay dividends on the common stock, in its discretion, as long as there are funds legally available to do so. The payment of dividends is restricted by our revolving credit facility.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matter was submitted to a vote of security holders during the fourth quarter of fiscal 1999. PART II ITEM 5. MARKET FOR REGISTRANT'S COMMON EQUITY AND RELATED STOCKHOLDER MATTERS MARKET INFORMATION The Company's Common Stock is traded on the Nasdaq National Market under the symbol "AZPN." The following table sets forth, for the periods indicated, the high and low sale prices per share of the Common Stock as reported on the Nasdaq National Market. HIGH ------- LOW ------- FISCAL 1998: First Quarter............................................. $46.250 $29.500 Second Quarter............................................ 39.875 27.875 Third Quarter............................................. 43.375 23.500 Fourth Quarter............................................ 53.125 37.750 FISCAL 1999: First Quarter............................................. $56.875 $18.500 Second Quarter............................................ 26.750 6.125 Third Quarter............................................. 18.125 9.125 Fourth Quarter............................................ 12.875 8.250 HOLDERS As of June 30, 1999, there were 1,268 holders of record of Common Stock. DIVIDENDS We have never declared or paid cash dividends on our capital stock, although one of our subsidiaries paid dividends to its stockholders prior to its acquisition by us in fiscal 1995. We currently intend to retain all of our earnings, if any, for use in its business and do not anticipate paying any cash dividends in the foreseeable future. In addition, under the terms of our bank line of credit, we are prohibited from paying any cash dividends. Any future determination relating to dividend policy will be made at the discretion of our Board of Directors and will depend on a number of factors, including our future earnings, capital requirements, financial condition and future prospects and such other factors as the Board of Directors may deem relevant.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matter was submitted to a vote of our shareholders during the fourth quarter of the fiscal year covered by this report. EXECUTIVE OFFICERS OF THE REGISTRANT The following information is provided regarding the executive officers of ITT Industries: AGE AT YEAR OF DATE OF ELECTION FEBRUARY 1, INITIAL ELECTION TO PRESENT NAME 2002 POSITION AS AN OFFICER POSITION ---- ---- -------- ------------- -------- Xxxxx X. Xxxxxxxx................. 52 Senior Vice President and Chief Financial Officer 1999 12/13/99 Xxxxxx X. Xxxxx................... 56 Senior Vice President, ITT Industries; 1998 12/4/01 President, Fluid Technology Xxxxx X. Xxxxxxx.................. 58 Senior Vice President, ITT Industries; 2000 12/4/01 President, Defense Xxxxxx X. Xxxxx................... 50 Vice President, Treasurer and Director 1996 6/1/01 of Taxes Xxxxx X. Xxxxxx, Xx. ............. 57 Senior Vice President and Director, 2000 11/6/00 Human Resources Xxxxxx Xxxxxxx.................... 49 Senior Vice President, ITT Industries; 1998 12/4/01 President, Xxxxxx Worldwide Xxxxx X. Xxxxxxxx................. 55 Chairman, President and Chief Executive 1988 2/24/01 Officer and Director Xxxxxx Xxxxxx..................... 53 Senior Vice President, Director of 1995 12/19/95 Corporate Development Xxxxxxx X. Xxxxxx................. 51 Senior Vice President and General 1995 12/19/95 Counsel Xxxxxx X. Xxxxxx.................. 48 Senior Vice President, Director of 1996 3/9/99 Corporate Relations
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matters were submitted to a vote of security holders during the fourth quarter of 2008.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. The Company held its 1996 Annual Meeting of Stockholders on December 5, 1996 (the "1996 Annual Meeting"). An aggregate of 29,551,334 shares of the Company's voting stock were outstanding and entitled to vote at the 1996 Annual Meeting as follows: 29,548,707 shares of Common Stock and 2,627 shares of $2 Noncumulative Convertible Preference Stock (which vote together as a single class). At this meeting the stockholders voted on the following matters: ELECTION OF CLASS I DIRECTORS WITHHOLD FOR AUTHORITY Xxxxxxx X. Xxxxxx...................................... 24,631,160 2,524,354 Xxxxxx X. Xxxxxxxx..................................... 24,832,041 2,323,473 In addition to the two Class I Directors elected at the 1996 Annual Meeting, Xxxxx X. Xxxxxx continues to serve as a Class II Director for a term ending at the 1997 Annual Meeting of Stockholders, and Xxxxxx X. Xxxxxxx, Xx. continues to serve as a Class III Director for a term ending at the 1998 Annual Meeting of Stockholders. 1996 LONG-TERM INCENTIVE PLAN BROKER FOR AGAINST ABSTAINED NON-VOTE - ----------- ---------- --------- --------- 20,405,891 3,277,426 55,076 3,416,862 The 1996 Long-Term Incentive Plan covers 5,000,000 shares of the Company's Common Stock. STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING BROKER FOR AGAINST ABSTAINED NON-VOTE - ---------- ----------- --------- --------- 3,939,019 19,357,882 441,492 3,416,862 Xx. Xxxxxx Xxxxxxx and Xx. Xxxx X. Gilbert, stockholders of the Company, presented a stockholder proposal to request the Board of Directors of the Company to take the steps necessary to provide for cumulative voting on the election of directors of the Company. ITEM 5. MARKET FOR THE REGISTRANT'S COMMON EQUITY AND RELATED STOCKHOLDER MATTERS Xxxxxx'x Common Stock is listed on the New York Stock Exchange. On April 27, 1994, Xxxxxx'x stockholders approved a one-for-five reverse stock split (the "Reverse Stock Split") effective May 3, 1994, which reduced the number of common shares outstanding from approximately 158.3 million to approximately 31.7 million. The number of authorized shares remained at 165.0 million and par value of the Common Stock was unchanged. Unless the context otherwise requires, all references in this Report to Common Stock share and per share amounts reflect the Reverse Stock Split. The high and low sales prices for the Common Stock, as reported in the consolidated transactions reporting system, for each quarterly period for the last fiscal years are shown in the follow...
