Custom Portfolios Sample Clauses

Custom Portfolios. A custom portfolio will be created based on your information and our understanding of your specific financial circumstances, anticipated future xxxxx- cial needs, investment goals, return objectives, investment hori- zon, and risk tolerance, and may be comprised of separately managed accounts (“SMAs”), no-load mutual funds, exchange- traded funds (ETFs), unit investment trusts (“UITs”), bonds, variable products, annuities and/or individual securities. Once a portfolio is created, decisions regarding the type, amount, and holding period of any investment are made in accordance with your circumstances, your requests or investment policy state- ment. Acting in a limited discretionary capacity, we will choose when to execute any trade for your benefit and risk. A mini- mum of $250,000 in assets is required to participate in the Cus- xxx Portfolios. We may waive this minimum at our sole discre- tion.
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Custom Portfolios. Advisor may (in the Advisor Agreements or a separate agreement not contained herein) contract with Betterment to provide some or all Clients with Products and/or allocations (a “Custom Portfolio”) that differ from the Products and/or allocations Betterment has selected based on Betterment’s investment methodology. If instructed by Advisor in accordance with the agreements between Betterment and Advisor, Betterment will invest a Client’s assets in a Custom Portfolio. Advisor is responsible for informing Clients who are placed in a Custom Portfolio of the fact of that placement and of the following modifications to the services set forth elsewhere in this Sub-Advisory Agreement. Except as explicitly modified by this Section, all provisions of this Sub- Advisory Agreement will remain in effect with respect to such Clients. Betterment will not recommend an IPS to a Client who is placed in a Custom Portfolio and will instead allocate the Client’s accounts in accordance with the parameters specified by the Custom Portfolio. With respect to a Client in a Custom Portfolio, Advisor, and not Betterment, shall be responsible for managing the Client’s account on the basis of the Client’s financial situation and investment objectives. Betterment shall not be liable for any loss arising out of Advisor’s selection of a Custom Portfolio or any actions that Advisor takes, or fails to take, in connection with the management of a Custom Portfolio. Client understands that certain features of the Interface, including but not limited to the “advice tab” and the “portfolio allocation slider,” may not work in conjunction with Custom Portfolios. Advisor is responsible for explaining these limitations to Client and Betterment shall not be liable for any loss arising from features of the Interface that are not designed to work in conjunction with Custom Portfolios.
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Custom Portfolios. An Account Owner may choose to invest in up to five (5) Vanguard Portfolios at one time. The minimum allocation per selected Custom Portfolio is 20% of the contribution amount. By selecting the Custom Portfolio option, the Account owner is responsible for adjusting the account’s asset allocation over time. Each Custom Portfolio generally has a fixed asset allocation. Important Tax Information The U.S. Treasury Department has issued proposed regulations under Section 529. The Plan is designed to comply with those proposed regulations (except to the extent that provisions in the proposed regulations have been superseded by legislative and/or administrative changes), as well as with certain other guidance issued by the Internal Revenue Service (“IRS”) under Section 529. However, there is no assurance that the proposed regulations will become the final regulations or that the IRS will not issue other guidance interpreting Section 529. In any event, Account Owners should consult with a qualified tax adviser as to the effect any change in the law could have on their account. In order to comply with Treasury Department regulations, we advise you that this Program Description is not intended to constitute, nor does it constitute, legal or tax advice. This Program Description was developed to support the marketing of the Upromise College Fund and cannot be relied upon for purposes of avoiding the payment of federal tax penalties. You should consult your legal or tax advisor about the impact of these rules on your individual situation.
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Custom Portfolios. Advisor may (in the Advisor Agreements or a separate agreement not contained herein) contract with Betterment to provide some or all Clients with a “Custom Portfolio”, which consists of a set or multiple sets of Products, asset class assignments, asset allocations and capital markets assumptions that differ from the Products, asset class assignments, asset allocations and assumptions Betterment selects based on Betterment’s investment methodology. For each goal that elects a Custom Portfolio, Betterment’s advice features, including the investment and reinvestment of assets in the Account and the Client’s IPS, are based on the Advisor’s parameters rather than Betterment’s investment methodology. Advisor is responsible for informing Clients who are placed in a Custom Portfolio of the fact of that placement and of the following modifications to the services set forth elsewhere in this Sub-Advisory Agreement, including in Section 10. Except as explicitly modified by this Section, all provisions of this Sub-Advisory Agreement will remain in effect with respect to such Clients. For any Client with one or more Goals for which a Custom Portfolio has been elected, Advisor, and not Betterment, shall be responsible for managing the Client’s account on the basis of the Client’s financial situation and investment objectives with respect to those Goals. Client acknowledges and agrees that Betterment will not evaluate whether the Advisor’s Custom Portfolio is suitable for any Client’s individual investment objectives. Advisor shall monitor Client accounts electing a Custom Portfolio on an ongoing basis. Client acknowledges and agrees that Advisor, and not Betterment, is responsible for informing Client of any specific limitations of Betterment’s advice features caused by the election of a Custom Portfolio. Betterment shall not be liable for any loss arising out of (i) Advisor’s selection of a Custom Portfolio, (ii) Advisor’s determination of whether a Custom Portfolio is suitable for a Client’s individual investment objectives, (iii) any actions that Advisor takes, or fails to take, in connection with the management of a Custom Portfolio, or (iv) any action that any of Betterment, Betterment Securities or their affiliates takes or fails to take in connection with Custom Portfolio, including but not limited to any loss arising from Betterment’s or its affiliates’ inability to obtain favorable execution for Clients who are placed in a Custom Portfolio. Client understands t...
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Related to Custom Portfolios

  • New Portfolios a. Effective April 12, 2021, the following Portfolio is hereby added to the Agreement on the terms and conditions contained in the Agreement: • EQ/Core Plus Bond Portfolio

  • Portfolios The Target Portfolio and Acquiring Portfolio covenant and agree to dispose of certain assets prior to the Closing Date, but only if and to the extent necessary, so that at Closing, when the Assets are added to the Acquiring Portfolio’s portfolio, the resulting portfolio will meet the Acquiring Portfolio’s investment objective, policies and restrictions, as set forth in the Acquiring Portfolio’s Prospectus, a copy of which has been delivered to the Target Portfolio. Notwithstanding the foregoing, nothing herein will require the Target Portfolio to dispose of any portion of the Assets if, in the reasonable judgment of the Target Portfolio’s Directors or investment adviser, such disposition would create more than an insignificant risk that the Reorganization would not be treated as a “reorganization” described in Section 368(a) of the Code.

  • Additional Portfolios In the event that any Fund establishes one or more series of Shares in addition to those set forth on Appendix A hereto with respect to which it desires to have the Custodian render services as custodian under the terms hereof, it shall so notify the Custodian in writing, and if the Custodian agrees in writing to provide such services, such series of Shares shall become a Portfolio hereunder.

  • New Portfolio The Trust hereby authorizes MID to participate in the distribution of Class B shares of the following new portfolio ("New Portfolio") on the terms and conditions contained in the Agreement: Lazard Mid-Cap Portfolio

  • Investment Portfolio All investment securities held by Seller or its Subsidiaries, as reflected in the consolidated balance sheets of Seller included in the Seller Financial Statements, are carried in accordance with GAAP, specifically including but not limited to, FAS 115.

  • Investment Subadvisory Contracts (a) Subject to the provisions of the Agreement and Declaration of Trust and the 1940 Act, the Manager, at its expense, may, in its discretion, subject to approval by the Trust’s Board of Trustees and, if required by applicable law, the Trust’s shareholders, select and contract with one or more Subadvisers for the Fund with respect to all or a portion of the Fund’s assets. If the Manager retains a Subadviser hereunder, then unless otherwise provided in the applicable subadvisory agreement, the Subadviser (and not the Manager) shall have the obligation (as to the portion of the Fund’s assets for which it acts as subadviser) of furnishing continuously an investment program and determining which securities will be purchased or sold for the Fund, and what portion may be held uninvested, and placing all orders for the purchase and sale of portfolio securities for the Fund and selecting broker-dealers in connection therewith.

  • Customer Accounts The Bank agrees to establish and maintain the following accounts ("Accounts"):

  • Portfolio The portfolio is due by the end of the 12th week.

  • Categories of Data Subjects Any individual accessing and/or using the Services through the Customer's account ("Users"); and any individual: (i) whose email address is included in the Customer's Distribution List; (ii) whose information is stored on or collected via the Services, or (iii) to whom Users send emails or otherwise engage or communicate with via the Services (collectively, "Subscribers").

  • Portfolio Accounting Services (1) Maintain portfolio records on a trade date+1 basis using security trade information communicated from the Fund’s investment adviser.

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