COMPLIANCE GUIDELINES. The following types of projects are to be submitted to FEMA for compliance review under Federal environmental planning and historic preservation (EHP) laws and requirements prior to initiation of the project: • New Construction, Installation and Renovation, including but not limited to: o Emergency Operation Centers o Security Guard facilities o Equipment buildings (such as those accompanying communication towers) o Waterside Structures (such as dock houses, piers, etc.) • Placing a repeater and/or other equipment on an existing tower • Renovation of and modification to buildings and structures that are 50 years old or older • Any other construction or renovation efforts that change or expand the footprint of a facility or structure including security enhancements to improve perimeter security • Physical Security Enhancements, including but not limited to: o Lighting o Fencing o Closed-circuit television (CCTV) systems o Motion detection systems o Barriers, doors, gates and related security enhancements In addition, the erection of communications towers that are included in a jurisdiction’s interoperable communications plan is allowed, subject to all applicable laws, regulations, and licensing provisions. Communication tower projects must be submitted to FEMA for EHP review. EHP DETERMINATION PROCESS
COMPLIANCE GUIDELINES. These Compliance Guidelines form a part of the Program Guidelines under the Third Amended and Restated Loan Program Agreement, dated as of January 1, 2019 (the “Agreement”) between Cross River Bank, an FDIC-insured New Jersey state chartered bank (“Bank”) and Upstart Network, Inc. (“UNI”). Capitalized terms used and not defined herein shall have the meanings given to those terms in the Agreement. UNI and Bank each hereby agree that it, and all of its permitted assigns under the Agreement, shall promptly adopt and maintain a Compliance Management System (“CMS”) satisfactory for (i) complying with the examination manual of each Governmental Authority, and (ii) ensuring compliance with the terms of the Agreement, all Applicable Laws and the Program Guidelines, including policies and procedures for compliance with the following laws, regulations, and supervisory guidance, all as amended, supplemented and/or interpreted in writing by Regulatory Authorities and all other Applicable Law:
COMPLIANCE GUIDELINES. The Adviser and the Subadviser have established the following compliance guidelines relating to the Subadviser's duties with regard to the regulatory and other investment limitations of the Fund. A. Guidelines relating to compliance with the limitations of CFTC Rule 4.5(c)(2)(iii)(B): (i) Compliance with CFTC Rule 4. 5(c)(2)(iii)(B) will be monitored and measured at the Fund level by the Adviser in consultation with the Fund's administrator (the "Administrator"); (ii) the Subadviser will provide daily position reporting to the Fund and the Administrator; (iii) the Adviser will review the daily reporting package received from the Administrator and the Subadviser; (iv) if the Adviser determines that trading in commodity interests approaches pre-determined threshold levels established by the Adviser and the Administrator, the Adviser will notify the Subadviser. Upon such notification, the Adviser and the Subadviser will cooperate to implement trading plans to ensure trading does not exceed the limits under CFTC Rule 4.5(c)(2)(iii)(B); and (v) from time to time, the Adviser may place additional investment limitations on the Subadviser to ensure the Fund remains in compliance with its investment limitations. B. Compliance with all other regulatory and other investment limitations of the Fund will be the responsibility of, and monitored by, the Adviser.
COMPLIANCE GUIDELINES. Within 120 days of the effective date of this CIA, Fresenius shall review and revise or develop written compliance guidelines for each business segment. Such guidelines shall include (i) general Compliance Guidelines; (ii) Sales and Marketing Guidelines; and (iii) Billing and Reimbursement Guidelines (collectively referred to as "Business Segment Compliance Guidelines"). Collectively, the various Business Segment Compliance Guidelines shall, at a minimum, include:
COMPLIANCE GUIDELINES. [TEXT REDACTED] EXHIBIT D Charge Off Guidelines [TEXT REDACTED] EXHIBIT E Allocation Method [TEXT REDACTED] EXHIBIT F Audit Letter EXHIBIT G Loan Products [TEXT REDACTED] Schedule 3.1(k) Reporting Data Fields [TEXT REDACTED] Schedule 3.1(j)-1 Schedule 3.1(n) Sunlight Audit and Monitoring Program [TEXT REDACTED] Schedule 3.1(n)-1 Schedule 9.1(s) INSURANCE
COMPLIANCE GUIDELINES
