Compliance Reports Sample Clauses

Compliance Reports. The Subadvisor at its expense will provide the Advisor with such compliance reports relating to its duties under this Agreement as may be agreed upon by such parties from time to time.
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Compliance Reports. The City’s “Compliance Officer”, as defined in Section 4.08.020 of the San Xxxx Municipal Code, is responsible for administering this Section 16. The Compliance Officer may require the Consultant to file, and cause any Subcontractor to file, reports demonstrating compliance with this Section 16. Any such reports shall be filed in the form and at such times as the Compliance Officer designates. They shall contain such information, data and/or records as the Compliance Officer determines is needed to show compliance with this provision.
Compliance Reports. The Subadviser at its expense will provide the Adviser with such compliance reports relating to its duties under this Agreement as may be agreed upon by such parties from time to time. The Adviser acknowledges that the Subadviser is not the compliance agent for the Fund or the Portfolios, and does not have all of the books and records necessary to perform certain compliance testing. The Subadviser shall perform such compliance testing as it deems reasonable based upon its books and records with respect to the Portfolios and shall certify compliance to the Adviser accordingly.
Compliance Reports. Sub-Adviser, at its expense, will provide Manager and/or Trust CCO with periodic compliance reports relating to its duties under this Agreement and on an as needed basis, but shall furnish such compliance reports at least on a quarterly basis. Such compliance reports shall, at a minimum, contain information required by the Procedures, and they shall be delivered as frequently as the Procedures may call for or as frequently as may be reasonably requested by the Manager, Board and/or the Trust CCO.
Compliance Reports. The CONSTRUCTION MANAGER shall submit a Compliance Report with each Professional Services Contract Payment Requisition submitted to the OWNER. Compliance Reports not submitted at such times as required by the OWNER shall be cause for the OWNER to delay implementing scheduled payments to the CONSTRUCTION MANAGER. The Professional and all sub-consultants are required to submit a completed E.O. 162 Workforce Utilization Report for contracts with a total contract value of Twenty-Five Thousand 00/100 Dollars ($25,000.00) or more. The Professional is responsible for collecting reports from each sub-consultant performing work on the contract, ensuring that the sub-consultants submits the report as required. All E.O. 162 Workforce Utilization Reports are to be submitted within 10 days of the end of each quarter. The E.O. 162 Workforce Utilization Report is posted on DASNY’s website at xxxxx://, and can be found by going to MWSBE – Forms. The completed reports are to be submitted to DASNY’s Opportunity Programs Group by emailing the Excel workbook files to Hard copies of the reports will not be accepted.
Compliance Reports are due on the first day of the first month of each quarter, beginning three months after contract award date.
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Compliance Reports. Debtor's Authorized Representative shall certify periodically that Debtor is in compliance with the requirements of subsection (a) above. Such notification and certification shall be provided within thirty (30) days after the end of each fiscal quarter (the "Compliance Date"), reflecting such information as of the end of such fiscal quarter. If Debtor fails timely to provide such notification and compliance certificates, within fifteen (15) days after the Compliance Date, such failure shall be deemed a default under the Agreement if not cured within two (2) business days after notice from Secured Party. The reports required under this section are in addition to and not a substitute for the reports required under the REPORTS Section of the Agreement. Except as expressly modified hereby, all terms and provisions of the Agreement shall remain in full force and effect. This Xxxxxxxx Xx.000 is not binding or effective with respect to the Agreement until executed on behalf of Secured Party and Debtor by authorized representatives of Secured Party and Debtor.
Compliance Reports. The Adviser may provide a quarterly report regarding each Fund’s compliance with its investment objectives and policies, applicable law, including, but not limited to the 1940 Act and Subchapter M of the Code, and the Fund’s policies, guidelines or procedures as applicable to the Adviser’s obligations under this Agreement. Upon request, the Adviser shall also provide the officers of the Trust with supporting certifications in connection with such certifications of Fund financial statements and disclosure controls pursuant to the Xxxxxxxx-Xxxxx Act of 2002, as amended. The Adviser will promptly notify the Trust in the event that (i) the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board, or body, involving the affairs of the Trust (excluding class action suits in which a Fund is a member of the plaintiff class by reason of the Fund’s ownership of shares in the defendant) or the compliance by the Adviser with the federal or state securities laws or (ii) a change in control of the Adviser resulting in an “assignment” (as defined in of the 0000 Xxx) has occurred or is otherwise proposed to occur.
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