Designated Investment Company definition

Designated Investment Company means any registered investment company the investment manager or principal underwriter of which is Kemper Financial Services, Inc. or an affiliate.
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Designated Investment Company means a regulated investment company for which Xxxxxxx, Xxxxxxx & Xxxxx, its successor or any of its affiliates, acts as investment adviser and which is designed by Xxxxxxx Fund Distributors, Inc. or its successors, as eligible for investment under the Plan.
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Designated Investment Company means USAA MUTUAL FUND, INC., USAA INVESTMENT TRUST, and any other regulated investment company (within the meaning of Section 851(a) of the Code) for which USAA INVESTMENT MANAGEMENT COMPANY (or any affiliate thereof) acts as investment advisor and which is designated by USAA INVESTMENT MANAGEMENT COMPANY as eligible for investment under this Agreement.
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Examples of Designated Investment Company in a sentence

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  • With respect to any of the Designated Investment Company shares, the Grantor may, upon submission of written instructions acceptable to the Trustee, cause such shares to be exchanged for shares of any other Designated Investment Company meeting the requirements of this Trust upon the terms and within the limitations imposed by the then current prospectus of such investment company.

  • DEFINITIONS: "Designated Investment Company" shall mean any Kemper Mutual Fund, or any other registered investment company with the same investment advisor or principal underwriter, if certified to the Trustee as being available for investment pursuant to this trust.

  • All dividends and capital gain distributions received on the shares of a Designated Investment Company other than Kemper Bond Enhanced Securities Trust shall be reinvested in such shares.

  • All such contributions of money shall be accompanied by written instructions from the Employer specifying the Participants' sub-accounts to which they are to be credited, the amount to be invested in and the choice of Designated Investment Company stock, and by furnishing such instructions the Employer represents to the Trustee that the same are in accordance with any uniform rules adopted by the Employer and made known to Participants.

  • The Trustee shall deliver, or cause to be executed and delivered, to the Employer all notices, prospectuses, financial statements, proxies, and proxy soliciting material relating to shares of Designated Investment Company stock held pursuant to the Plan.

  • INVESTMENT OF ACCOUNT ASSETS: The amount of each contribution shall be applied to the purchase of shares of a Designated Investment Company at the price and in the manner in which such shares are then being publicly offered by such investment company.

  • DISTRIBUTIONS: Notwithstanding the provisions of Article IV, if the Grantor or a beneficiary does not choose a method of distribution in accordance with Article IV, the Trustee is authorized, but is not required, to elect a distribution option other than a single sum payment, to make distributions pursuant to such election in kind, and to liquidate sufficient shares of a Designated Investment Company to withhold federal income tax from distributions as required by law.

  • Each Participant shall direct the manner in which any Designated Investment Company shares held in his Custodial Account shall be voted with respect to any matters coming before any meeting of shareholders of the investment company which issued such shares.


More Definitions of Designated Investment Company

Designated Investment Company means a regulated investment company for which Xxxxxxx, Xxxxxxx & Xxxxx Ltd., its successor or any affiliates, acts as the investment advisor and which has been designated by the Distributor as appropriate for investment hereunder.
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Designated Investment Company means a regulated investment company registered under the Investment Company Act of 1940.
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Designated Investment Company means a registered investment company of the open-end management or unit investment trust type, the securities of which are sponsored, distributed and underwritten by First Investors Corporation, all of which are regulated investment companies within the meaning of Section 851(a) of the Code. The selection of Designated Investment Company with respect to both the investment of Contributions previously made and those made in the future may be changed upon receipt by the Custodian of Written Instructions, as provided in Section IX. below, requesting such change, subject to the requirements that the minimum investment in any Designated Investment Company shall not be smaller than the minimum amount, if any, required for investment in the securities of any selected Designated Investment Company. Investments held in the Account may be divided between or among more than one Designated Investment Company. The Custodian may charge an annual maintenance fee for each Designated Investment Company in the Account. All cash dividends, capital gains, and dividend distributions received upon assets in the Account shall be reinvested in the securities of the selected Designated Investment Company and credited to the Account. In the event that, with respect to any such dividends and distributions, the Custodian as holder of record may elect to receive such distribution in additional shares, cash or other property, the Custodian shall elect to receive such distribution in additional shares. Sales and other charges attributable to the acquisition of securities shall be charged to the Account for which such securities are acquired. The Custodian shall deliver or cause to be delivered to the Employee all notices, prospectuses, financial statements, proxies, voting instruction cards and proxy soliciting requests relating to the securities held in the Account. The Custodian in its capacity as Custodian hereunder shall not vote any shares of the Designated Investment Company held hereunder except in accordance with the written instructions of the Employee.
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Designated Investment Company means the investment company or companies, all of which shall be regulated investment companies within the meaning of Section 851(a) of the Code and which issue only redeemable stock, underwritten, distributed or sponsored by First Investors Corporation, and designated or redesignated by the Employer in the Application/Adoption Agreement and from time to time by written notice by the Employer to the Custodian with the written consent of the Custodian.
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Designated Investment Company means a regulated investment company for which Scudder, Stevens & Clark, its successor or any of its affiliates, acts as investment adviser and which is designated by Scudder Fund Distributors, Inc. or its successors, as eligible for investment under the Plan.
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Related to Designated Investment Company

  • Regulated investment company has the meaning set forth in Section 851 of the Code.

  • regulated investment companies (as defined in Section 851 of the Code), all as from time to time in effect (collectively, the "Policies"), and with all applicable provisions of law, including without limitation all applicable provisions of the Investment Company Act of 1940 (the "1940 Act") and the rules and regulations thereunder. Subject to the foregoing, the Sub-Adviser is authorized, in its discretion and without prior consultation with the Manager, to buy, sell, lend and otherwise trade in any stocks, bonds and other securities and investment instruments on behalf of the Series, without regard to the length of time the securities have been held and the resulting rate of portfolio turnover or any tax considerations; and the majority or the whole of the Series may be invested in such proportions of stocks, bonds, other securities or investment instruments, or cash, as the Sub-Adviser shall determine.

  • Registered Investment Company means any one or more corporations, partnerships or trusts registered under the Investment Company Act of 1940 for which Fidelity Management and Research Company serves as investment advisor.

  • Designated Investor means an Investor (a) that has been approved in writing as a Designated Investor by Administrative Agent and the Required Lenders, in their sole discretion, and (b) in respect of which there has been delivered to Administrative Agent:

  • Investment Company Client means any Investment Company (or series thereof ) as to which the Firm is an investment adviser or investment sub-adviser.

  • U.S. Investment Company Act means the United States Investment Company Act of 1940, as amended;

  • Investment Company Act means the Investment Company Act of 1940, as amended.

  • Restricted Investment means an Investment other than a Permitted Investment.

  • Family of Investment Companies as used herein means two or more registered investment companies (or series thereof) that have the same investment adviser or investment advisers that are affiliated (by virtue of being majority owned subsidiaries of the same parent or because one investment adviser is a majority owned subsidiary of the other).

  • Approved Investment means any type of security, participation or interest in property in which Cash Collateral may be invested or reinvested, as set forth on Schedule I hereto (which may be amended from time to time to add additional Approved Investments with the written consent of the Bank and the Lender, or to delete any Approved Investment at the written direction of the Lender).

  • Investment Company means an investment company as defined in the Investment Company Act.

  • Qualified investment has the meaning set forth in Section 313.021(1) of the TEXAS TAX CODE, as interpreted by the Comptroller’s Rules.

  • Investment Client means (i) any investment company registered as such under the Investment Company Act, any series thereof, or any component of such series for which the Adviser acts as investment adviser; or (ii) any private account for which the Adviser acts as investment adviser.

  • Prohibited Investment means Property (other than prescribed excluded Property as that term is defined in the Tax Act) that is:

  • Authorized Investment means any type of instrument, security, participation or other property in which Cash Collateral may be invested or reinvested, as described in Section 5(f) hereof and Appendix 4 hereto (and as such Appendix may be amended from time to time by written agreement of the parties).

  • Investment Company Act Event means that the Company shall have received an Opinion of Counsel to the effect that, as a result of the occurrence of a change in law or regulation or a written change in interpretation or application of law or regulation by any legislative body, court, governmental agency or regulatory authority, there is more than an insubstantial risk that the Securities Trust is or will be considered an "investment company" that is required to be registered under the Investment Company Act of 1940, as amended, which change becomes effective on or after the Original Issue Date.

  • Qualified equity investment means any equity investment in, or long-term debt security issued by, a qualified community development entity that:

  • Widely Held Fixed Investment Trust as that term is defined in Treasury Regulations section 1.671-5(b)(22) or successor provisions.

  • Investment Person means all Portfolio Managers of Loomis Sayles and other Advisory Persons who assist the Portfolio Managers in making and implementing investment decisions for an Investment Company or other client of Loomis Sayles, including, but not limited to, designated Research Analysts and traders of Loomis Sayles. A person is considered an Investment Person only as to those client accounts or types of client accounts as to which he or she is designated by Personal Trading Compliance or the Chief Compliance Officer as such. As to other accounts, he or she is simply an Access Person.

  • Investment Entity means any Entity that conducts as a business (or is managed by an entity that conducts as a business) one or more of the following activities or operations for or on behalf of a customer:

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • Asset Management Company means an asset Management Company as defined in the Rules and Regulations.

  • Qualified Investments means any and all securities, obligations or accounts in which municipalities may invest their funds under applicable Maine law.

  • Quoted Investment means any Investment which is quoted or listed or in respect of which permission to deal is effective on any Recognised Stock Exchange.

  • Investment Company Event means the receipt by the Debenture Issuer and the Trust of an opinion of counsel experienced in such matters to the effect that, as a result of the occurrence of a change in law or regulation or written change (including any announced prospective change) in interpretation or application of law or regulation by any legislative body, court, governmental agency or regulatory authority, there is more than an insubstantial risk that the Trust is or, within 90 days of the date of such opinion, will be considered an Investment Company that is required to be registered under the Investment Company Act which change or prospective change becomes effective or would become effective, as the case may be, on or after the date of the issuance of the Debentures.

  • Applicant’s Qualified Investment means the Qualified Investment of the Applicant during the Qualifying Time Period and as more fully described in EXHIBIT 3 of this Agreement.