Registered Investment Company definition

Registered Investment Company means any one or more corporations, partnerships or trusts registered under the Investment Company Act of 1940 for which Fidelity Management and Research Company serves as investment advisor.
Registered Investment Company means an Investment Company registered under the Investment Company Act.

Examples of Registered Investment Company in a sentence

  • The Code of Ethics applies to each Registered Investment Company or Private Fund Client or series thereof (each of which is considered to be a Company for this purpose) for which any of the Companies listed above presently or hereafter provides investment advisory or principal underwriting services, other than a money market fund or a fund that does not invest in Securities.

  • Each Registered Investment Company or series thereof (each of which is considered to be a Company for this purpose) for which any of the Companies listed above presently or hereafter provides investment advisory or principal underwriting services, other than a money market fund or a fund that does not invest in Securities.

  • Gabelli Fixed Income LLC Each Registered Investment Company or series thereof (each of which is considered to be a Company for this purpose) for which any of the Companies listed above presently or hereafter provides investment advisory or principal underwriting services, other than a money market fund or a fund that does not invest in Securities.

  • In that event, any such Management Company would be subject to the 1940 Act, including Rule 17j-1 thereunder, with respect to such Registered Investment Company.

  • Affiliated Investment Company Each U.S. Registered Investment Company and series thereof for which NB Management is the investment manager, investment adviser, sub-adviser, administrator or distributor, or for which an affiliate of NB Management is the investment adviser or sub-adviser.


More Definitions of Registered Investment Company

Registered Investment Company has the meaning set forth in Section 2.1(b) of this Agreement.
Registered Investment Company means a company registered as a management investment company under the 1940 Act;
Registered Investment Company means any investment company that is defined in and registered under sections 3 and 8 of the "Investment Company Act of 1940," 54 Stat. 789, 15 U.S.C.A. 80a-3 and 80a-8.
Registered Investment Company means an investment company registered under the 1940 Act advised or sub-advised by the Adviser.
Registered Investment Company means any pooled investment vehicle that is registered or required to be registered as an investment company under the Investment Company Act.
Registered Investment Company means a company registered as a management investment company under the 1940 Act.
Registered Investment Company means an investment company, such as an open-end or closed-end mutual fund, which files a registration statement with the Commission and meets all requirements of the 1940 Act.