Examples of First Investors in a sentence
I have reviewed this quarterly report on Form 10-Q of First Investors Financial Services Group, Inc.
To my knowledge, the security or securities listed below have not been purchased or sold by any First Investors Fund or Private Account within the prior fifteen (15) days and are not currently being considered for purchase or sale by any Fund or Private Account during the next 15 days.
In general, approval will be granted only if it is clear that the Access Person has not been offered the opportunity to invest because of his or her position with First Investors.
If an Access Person has opened a Securities account prior to becoming affiliated with First Investors, he or she must provide written notice of and obtain written permission to continue to maintain the account at the time he or she becomes affiliated with First Investors.
This prohibition does not apply to purchases of Securities issued by First Investors Consolidated Corporation and its affiliates in connection with employee stock purchase or incentive plans, compensation arrangements, or otherwise.
The disinterested directors of the Funds are subject to a separate code of ethics (the "First Investors Registered Investment Companies Code of Ethics") which takes their unique status into account.
At such time as such an agreement shall no longer be in effect, each Trust and each Series will (to the extent that it lawfully can) cease to use any name derived from First Investors Management Company Inc.
QUARTERLY REPORTS OF SECURITIES TRANSACTIONS -------------------------------------------- On a quarterly basis, every Access Person of First Investors shall submit a report, in the form attached hereto, to the Investment Compliance Manager disclosing all transactions in any Securities in which he or she has or, by reason of the transaction, acquires a direct or indirect Beneficial Ownership interest.
This requirement does not apply to investments in the Funds, since mutual funds are excluded from the definition of a Security under the Code and, in any event, First Investors already maintains records concerning such investments.
I have reviewed this quarterly report on Form 10-K of First Investors Financial Services Group, Inc.