The Investment Advisor Sample Clauses

The Investment Advisor. Except as may otherwise be provided in Section 7(b) of this Agreement, the Investment Advisor shall: (i) provide the staff and personnel necessary to perform its investment advisory services under this Agreement, assume and pay or cause to be paid all expenses incurred in connection with the maintenance of such staff and personnel, and, at its own expense, provide the office space, facilities, equipment and personnel that it is obligated to provide under this Agreement; and (ii) pay, or cause affiliates to pay, compensation of all officers of the Fund and all Trustees of the Fund who are employees of the Investment Advisor and interested persons of the Fund. As provided in Section 7(b), the Fund shall bear a pro rata portion of the compensation of the Fund’s Chief Compliance Officer and of personnel of the Investment Advisor who perform shareholder servicing functions, such pro rata portion to be supported by detail provided to the Board of Trustees.
Sample 1Sample 2Sample 3See All (5)
AutoNDA by SimpleDocs
The Investment Advisor. The Employee and the Employer delegate to the Investment Advisor the following powers with respect to the Custodial Account: to remove the Custodian and select a successor Custodian; and to amend the Custodial Account as provided in Article VII hereof. The powers herein delegated to the Investment Advisor shall be exercised by such officer thereof as the Investment Advisor may designate from time to time. Neither an Investment Company, the Investment Advisor, nor any officer, director, board, committee, employee or member of any Investment Company or of the Investment Advisor shall have any responsibility with regard to the administration of this Custodial Account (or any Employer plan that utilizes this Custodial Account as a funding vehicle) except as provided in this Article VI, and none of them shall incur any liability of any nature to the Employee or beneficiary or other person in connection with any act done or omitted to be done in good faith in the exercise of any power or authority herein delegated to the Investment Advisor. The Employee and the Employer agree to indemnify and hold the Investment Companies and the Investment Advisor harmless from and against any and all liabilities and expenses, including attorneys' and accountants' fees, incurred in connection with the exercise of, or omission to exercise, any of the powers delegated to it under this Article, except such liabilities and expense as may arise from the Investment Advisor's and/or Investment Company's willful gross negligence or misconduct. If the Investment Advisor shall hereafter determine that it is no longer desirable for it to continue to exercise any of the powers hereby delegated to it, it may relieve itself of any further responsibilities hereunder by notice in writing to the Employee at least sixty (60) days prior to the date on which it proposes to discontinue the exercise of the powers delegated to it.
Sample 1Sample 2Sample 3
The Investment Advisor. 9.1. APPOINTMENT 13 9.2. SUB-INVESTMENT ADVISORS 13 9.3. FUNDS 14 9.4. SPECIAL SUB-ACCOUNTS 14 ARTICLE X. THE ADMINISTRATOR 10.1. APPOINTMENT 15 10.2. SUCCESSORS 15 ARTICLE XI. AMENDMENT AND TERMINATION 11.1. AMENDMENT 15 11.2. STREAMLINED STEPS FOR CERTAIN AMENDMENTS 15 11.3. TERMINATION 16 ARTICLE XII. MISCELLANEOUS 12.1. GOVERNING LAW 17 12.2. COUNTERPARTS 17 12.3. RELIANCE BY THIRD PARTIES 17 12.4. PROVISIONS IN CONFLICT WITH LAW 18 12.5. GENDER; SECTION HEADINGS 18 12.6. NO ASSIGNMENT 18 12.7. NO PARTNERSHIP 18 12.8. CONSTRUCTION OF POWERS 18 12.9. NOTICE 18 EXHIBIT A 20 MUNICIPAL COOPERATION AGREEMENT made pursuant to New York General Municipal Law, Articles 3-A and 5-G (collectively, the “Act”), amended and restated as of October 20, 1999 and further amended April 23, 2012, by and among the Village of Potsdam and each district and municipal corporation, as defined in the Act, that enters into this Agreement pursuant to the Section 8.1. hereof (collectively, together with the Village of Potsdam, the “Participants”).
Sample 1
The Investment Advisor a Key Person and the Sub-Advisors shall not, without prior approval of the Shareholders, form, market or manage a private equity fund with the same sectoral and geographical focus during the Investment Period, until the Remaining Commitments amount to twenty five per cent (25%) or less of the Capital Commitments and there are no further Subsequent Closings.
Sample 1
The Investment Advisor. Starwood Advisors and its principals have experience in the investment management of assets of the type owned and expected to be owned by the Company. The Company hereby engages the services of Starwood Advisors as the Company's investment manager.
Sample 1
The Investment Advisor with the approval of the Manager and at the expense of the Manager, may engage other professionals with particular expertise for assistance and advice with respect to its review of particular investment opportunities on behalf of the Fund.
Sample 1
The Investment Advisor. (a) shall ensure that its services under this Agreement are not thereby impaired;
Sample 1
AutoNDA by SimpleDocs
The Investment Advisor 
Sample 1Sample 2

Related to The Investment Advisor

  • Investment Advisor The Buyer is an investment advisor registered under the Investment Advisors Act of 1940.

  • Investment Adviser The Buyer is an investment adviser registered under the Investment Advisers Act of 1940.

  • Sub-Investment Advisers The Adviser may employ one or more sub-investment advisers from time to time to perform such of the acts and services of the Adviser, including the selection of brokers or dealers to execute the Trust's portfolio security transactions, and upon such terms and conditions as may be agreed upon between the Adviser and such sub-investment adviser and approved by the Trustees of the Trust, all as permitted by the Investment Company Act of 1940.

  • Investment Adviser and Investment Sub-Adviser The Trustees may in their discretion, from time to time, enter into an investment advisory or management contract or contracts with respect to the Trust or any Series whereby the other party or parties to such contract or contracts shall undertake to furnish the Trust with such management, investment advisory, statistical and research facilities and services and such other facilities and services, if any, and all upon such terms and conditions, as the Trustees may in their discretion determine. Notwithstanding any other provision of this Trust Instrument, the Trustees may authorize any investment adviser (subject to such general or specific instructions as the Trustees may from time to time adopt) to effect purchases, sales or exchanges of portfolio securities, other investment instruments of the Trust, or other Trust Property on behalf of the Trustees, or may authorize any officer, employee, agent, or Trustee to effect such purchases, sales or exchanges pursuant to recommendations of the investment adviser (and all without further action by the Trustees). Any such purchases, sales and exchanges shall be deemed to have been authorized by the Trustees. The Trustees may authorize, subject to applicable requirements of the 1940 Act, the investment adviser to employ, from time to time, one or more sub-advisers to perform such of the acts and services of the investment adviser, and upon such terms and conditions, as may be agreed upon between the investment adviser and sub-adviser. Any reference in this Trust Instrument to the investment adviser shall be deemed to include such sub-advisers, unless the context otherwise requires.

  • Investment Advisers Act The Manager is not prohibited by the Investment Advisers Act of 1940, as amended, or the rules and regulations thereunder, from performing its obligations under the Management Agreement as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus.

  • Registered Investment Adviser The Sub-Adviser (i) is duly registered as an investment adviser under the Advisers Act and will continue to be so registered for so long as this Agreement remains in effect; (ii) is not prohibited by the 1940 Act or the Advisers Act from performing the services contemplated by this Agreement; (iii) has appointed a Chief Compliance Officer under Rule 206(4)-7 under the Advisers Act; (iv) has adopted written policies and procedures that are reasonably designed to prevent violations of the Advisers Act from occurring, and correct promptly any violations that have occurred, and will provide notice promptly to the Adviser of any material violations relating to the Fund; (v) has materially met and will seek to continue to meet for so long as this Agreement remains in effect, any other applicable federal or state requirements, or the applicable requirements of any regulatory or industry self-regulatory agency; and (vi) will promptly notify the Adviser of the occurrence of any event that would disqualify the Sub-Adviser from serving as an investment adviser of a registered investment company pursuant to Section 9(a) of the 1940 Act.

  • Investment Advisory Duties Subject to the supervision of the Trustees and the Advisor, the Sub-Advisor will, in coordination with the Advisor as described below: (a) provide a program of continuous investment management for the Fund; (b) make investment decisions for the Fund; and (c) place orders to purchase and sell securities for the Fund in accordance with the Fund’s investment objectives, policies and limitations as stated in the Fund’s current Prospectus and Statement of Additional Information as provided to the Sub-Advisor by the Advisor, as they may be amended from time to time; provided, that the Advisor shall provide the Sub-Advisor reasonable advance notice of any change to such investment objectives, policies and limitations. The Sub-Advisor further agrees that, in performing its duties hereunder, it will:

  • Investment Advice If and to the extent requested by the Advisor, the Sub-Advisor shall provide investment advice to the Portfolio and the Advisor with respect to all or a portion of the investments of the Portfolio, and in connection with such advice shall furnish the Portfolio and the Advisor such factual information, research reports and investment recommendations as the Advisor may reasonably require. Such information may include written and oral reports and analyses.

  • Not an Investment Adviser The Company acknowledges that Xxxxxx Xxxxxxx is not providing any advice hereunder as to the value of securities or regarding the advisability of purchasing or selling any securities for the Fund’s portfolio. No provision of this Agreement shall be considered as creating, nor shall any provision create, any obligation on the part of Xxxxxx Xxxxxxx, and Xxxxxx Xxxxxxx is not agreeing hereby, to: (i) furnish any advice or make any recommendations regarding the purchase or sale of portfolio securities; or (ii) render any opinions, valuations or recommendations of any kind or to perform any such similar services. The Company’s engagement of Xxxxxx Xxxxxxx is not intended to confer rights upon any person (including the Fund or any shareholders, members, employees or creditors of the Company or the Fund) not a party hereto as against Xxxxxx Xxxxxxx or its affiliates, or their respective directors, trustees, officers, employees or agents, successors, or assigns.

  • Investment Adviser Status The Investment Adviser is duly registered and in good standing with the Commission as an investment adviser under the Advisers Act, and is not prohibited by the Advisers Act, the 1940 Act, the Rules and Regulations or the Advisers Act Rules and Regulations, from acting under the Investment Management Agreement as contemplated by the Registration Statement, each preliminary prospectus and the Prospectus.

Time is Money Join Law Insider Premium to draft better contracts faster.