Investment Company Act definition

Investment Company Act means the Investment Company Act of 1940, as amended.
Investment Company Act means the Investment Company Act of 1940, as amended, and the rules, regulations and interpretations promulgated thereunder, to the extent applicable, and any statute successor thereto."

Examples of Investment Company Act in a sentence

  • The Company shall conduct its business in a manner so that it will not become an “investment company” subject to registration under the Investment Company Act of 1940, as amended.

  • The Company is not, and is not an Affiliate of, and immediately after receipt of payment for the Securities, will not be or be an Affiliate of, an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

  • The Company will conduct its affairs in such a manner so as to reasonably ensure that neither it nor any of its Subsidiaries will be or become, at any time prior to the termination of this Agreement, required to register as an “investment company,” as such term is defined in the Investment Company Act.

  • Neither the Company nor any of the Subsidiaries is or, after giving effect to the offering and sale of the Placement Shares, will be an “investment company” or an entity “controlled” by an “investment company,” as such terms are defined in the Investment Company Act of 1940, as amended (the “Investment Company Act”).

  • None of the Parent, the Issuer or any of their Subsidiaries is subject to regulation under the Investment Company Act of 1940, as amended, the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.


More Definitions of Investment Company Act

Investment Company Act means the Investment Company Act of 1940, as amended, and the rules and regulations of the Commission promulgated thereunder.
Investment Company Act. The Investment Company Act of 1940, as it may be amended from time to time.
Investment Company Act means the Investment Company Act of 1940, as amended, and the regulations thereunder and interpretations thereof promulgated by the Securities and Exchange Commission, as in effect from time to time.
Investment Company Act means the Investment Company Act of 1940, as amended, and the rules and regulations promulgated thereunder.
Investment Company Act means the United States Investment Company Act of 1940, as amended.
Investment Company Act means the United States Investment Company Act of 1940 and any statute successor thereto, in each case as amended from time to time.
Investment Company Act means the provisions of the Investment Company Act of 1940, 15 U.S.C. §§ 80a et seq., and any regulations promulgated thereunder.