Investment Company Act definition

Investment Company Act means the Investment Company Act of 1940, as amended.
Investment Company Act means the Investment Company Act of 1940 and any statute successor thereto, in each case as amended from time to time.

Examples of Investment Company Act in a sentence

  • Neither the Company nor any of its Subsidiaries is, after giving effect to the offer and sale of the Shares and the application of the proceeds therefrom as described under “Use of Proceeds” in the Registration Statement, the Pricing Disclosure Package and the Final Prospectus will be, required to register as an “investment company” (as defined in the Investment Company Act).

  • Neither the Parent, the Borrower nor any of their respective Subsidiaries is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940.

  • Neither GEO nor any of its Subsidiaries is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940.

  • The Company shall not invest, or otherwise use the proceeds received by the Company from the sale of the Shares in such a manner as would require the Company or any of its Subsidiaries to register as an “investment company” (as defined in the Investment Company Act) under the Investment Company Act.

  • In determining that the Seller is not a “covered fund” under the Xxxxxxx Rule, although other exemptions or exclusions under the Investment Company Act may apply, the Seller relies on the exemption from the definition of “investment company” set forth in Section 3(c)(5) of the Investment Company Act and does not rely solely on the exemption from the definition of “investment company” set forth in Section 3(c)(1) and/or 3(c)(7) of the Investment Company Act.


More Definitions of Investment Company Act

Investment Company Act means the Investment Company Act of 1940, as amended, and the rules, regulations and interpretations promulgated thereunder, to the extent applicable, and any statute successor thereto."
Investment Company Act means the Investment Company Act of 1940, as amended, supplemented or restated from time to time and any successor to such statute, and the rules and regulations promulgated thereunder.
Investment Company Act. The Investment Company Act of 1940, as it may be amended from time to time.
Investment Company Act means the Investment Company Act of 1940, as amended, and the rules and regulations of the Commission promulgated thereunder.
Investment Company Act means the U.S. Investment Company Act of 1940, as amended.
Investment Company Act means the U.S. Investment Company Act of 1940, as amended, and the rules and regulations of the Commission promulgated thereunder.
Investment Company Act means the provisions of the Investment Company Act of 1940, 15 U.S.C. §§ 80a et seq., and any regulations promulgated thereunder.