Investment Company Act definition

Investment Company Act means the Investment Company Act of 1940, as amended.

Examples of Investment Company Act in a sentence

  • As defined in the Investment Company Act of 1940, as amended, an affiliated company is one in which the Fund owns 5% or more of the company’s outstanding voting securities, or a company which is under common ownership or control with the Fund.

  • Effective September 8, 2022, and in accordance with Rule 2a-5 under the Investment Company Act of 1940, the Board of Trustees designated the adviser as the “valuation designee” of the fund.

  • The Company shall conduct its business in a manner so that it will not become an “investment company” subject to registration under the Investment Company Act of 1940, as amended.

  • The Company is not, and is not an Affiliate of, and immediately after receipt of payment for the Securities, will not be or be an Affiliate of, an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

  • This Plan is adopted pursuant to Rule 18f-3 under the Investment Company Act of 1940, as amended (the "Rule"), in connection with the issuance by the Multiple Class Companies and any series thereof (collectively the "Funds") of more than one Class of shares in reliance on the Rule.


More Definitions of Investment Company Act

Investment Company Act means the Investment Company Act of 1940, as amended, and the rules, regulations and interpretations promulgated thereunder, to the extent applicable, and any statute successor thereto."
Investment Company Act means the Investment Company Act of 1940, as amended, and the rules and regulations of the Commission promulgated thereunder.
Investment Company Act means the Investment Company Act of 1940.
Investment Company Act means the United States Investment Company Act of 1940, as amended.
Investment Company Act means the Investment Company Act of 1940, as amended, supplemented or restated from time to time and any successor to such statute, and the rules and regulations promulgated thereunder.
Investment Company Act means the U.S. Investment Company Act of 1940, as amended.