Transfer Agency Fees. 1. Base annual fee: $14.00 annual fee per open account
Transfer Agency Fees. 1. Base annual fee:
Transfer Agency Fees. 1. Base annual fee: [fee] The base annual fee is subject to an $[fee] minimum annual fee per Fund share class.
Transfer Agency Fees. For Transfer Agency Services, the Client shall pay Service Provider a per CUSIP fee of $17,000 per CUSIP per year (to be billed in equal monthly installments). In addition, the Client shall pay the following per-account fees, applied per year (to be billed in equal monthly installments) to each shareholder account (open or closed) on Service Provider’s transfer agency system: Per Open Non-NSCC Account $20.00 Per Open NSCC Account $15.00 Per Closed Account $2.00 For these purposes, the following categories constitute an open account on the Service Provider system in any one month: open account with balance, open account with zero balance, or open account with negative balance and closed account with activity. Closed accounts with no activity in the month are considered a closed account for billing purposes.
Transfer Agency Fees. 1. Annual per account* charge of: $16.00 on accounts from 1 to 20,000; $14.00 on accounts from 20,001 to 50,000; and $12.00 on accounts from 50,001 and over. * Charges are per “open” account. There is no charge for “closed” accounts. An account is considered “closed” when securities are no longer held in that account and all required tax reporting has been completed with respect to that account.
Transfer Agency Fees. A. For transfer agency services, the Fund shall pay an annual fee of $15.00 per account that is maintained on the shareholder services system.
Transfer Agency Fees. For the transfer agent services rendered under this Agreement, the Fund shall pay to the Administrator the greater of:
Transfer Agency Fees. 1. Base annual fee: The Transfer Agency Fees for the Funds are combined with the Fund Accounting and Fund Administration fees under this Agreement. Therefore, there is no separate base annual fee per fund or share class.
Transfer Agency Fees. 1. Base Annual Fee Annual fee per Fund’s first share class $15,000 Each Additional Class $12,000 per class Annual fee per open direct shareholder account* $12.00 per open account Annual fee per open NSCC account (ML3 and ML0)* $12.00 per open account Annual fee per open networked shareholder account* $8.00 per open account Annual fee per closed account $1.00 per closed account PowerAgent License Fee (annually) $7,200 per user license CUSIP Setup Fee $3,000 per CUSIP uTRANSACT Fees (web package) (check applicable fees) [_] One-time implementation fee $20,000 [_] Ongoing annual fee $22,500 annual base fee [_] Overall Activity Fee**** $0.50 per authentication Asset Allocation Modeling (check applicable fees) [_] One-time implementation fee $5,000 [_] Ongoing annual fee $12,000 PLAID Fees (instant bank verification) (check applicable fees) [_] One-time setup fee $4,000 [_] Ongoing annual fee $3,000 Web Configuration (e.g., campaign updates, marketing changes, etc.) $200 per hour Real Time Cash (check applicable fees) [_] Monthly fee per CUSIP $200 API Connectivity (check applicable fees) [_] Implementation $200 per hour [_] Ongoing maintenance fee (monthly) $2,500 Ad Hoc Services and Fees LIST OF FUNDS SERVICES & FEES Vision Feeds (check applicable fees) [_] Initial Setup $500 [_] Ongoing maintenance fee (monthly) $150 per month File Feeds (ex. Omni/SERV, Sales and Reporting, etc.) (check applicable fees) [_] Initial Setup (per file) $500 per file [_] Ongoing maintenance fee (monthly, per file) $150 per month Event Processing (e.g., mergers, liquidations, name change, CUSIP change, etc.) $250 per hour Periodic Fee Jobs (Green Fee, Low Balance, etc.) $250 per hour Ad Hoc Report Requests*** $165 per report AIP Fee $600 per month Service and Transaction Fees Call Fee $2.25 per minute on calls handled by Transfer Agent Manual Transaction Fee $3.00 per manual transaction Dealer Loss Reclaim Fee $200 per month Capital Calls/Tender Processing Fee $750 per event Shareholder Fees**** Annual IRA Custodial Fee $25.00 Annual fee per open IRA Account $15.00 Removal of excess contribution or Xxxx conversion/recharacterization $15.00 Outbound Wire $15.00 Returned ACH/Bounced Check $25.00 Distribution to participant $15.00 XXX Xxxxxxxxxx Fee (transfer or redemption) $25.00 Overnight Delivery $35.00 Statement Retrieval Fee $25.00 *Open account fee to be charged until annual tax work for the account has been completed. **An authentication is generally required at initial login ...
Transfer Agency Fees. For its services under the Services Agreement, the Fees payable to Forum shall be: Start-Up o $5,000 Base fee: o $1,000 per month per CUSIP Shareholder account fees: o $1.50 per month per shareholder account o $0.50 per month per NSCC Level 3 shareholder account o $0.25 per month pxx xxxxxx xxareholder account o $15.00 per year per IRA account (charged to shareholder) Other fees: x Voice Response Unit (VRU) fees (if applicable): o $0.50 per call, subject to a $500 per month (per telephone line) minimum o Internet service fees (if applicable): o Client Remote Inquiry - None o Shareholder Remote Inquiry/Trading/Account Opening - $125 per month per fund (fee waived entirely if number total number of funds in fund family is greater than ten) o Literature fulfillment: o 150 pieces/day or less-Out of pocket costs for printing of materials (if printed by Forum's vendors), postage and envelopes o More than 150 pieces/day- Out of pocket costs for printing of materials (if printed by Forum's vendors), postage, envelopes and insertion charges from outside vendor o Full-phone servicing: o $2.00 per rep-assisted call in excess of 1,000 calls per month Note: o Other out-of-pocket charges include banking, NSCC, fund paper stock, proxy solicitor, escheatment, anti-money laundering software and related audit, SAS 70, communications, document preparation and insertion, postage and delivery services, reproduction and record storage and retention expenses
