Register Transfer Agent Instructions Clause Samples
The "Register; Transfer Agent Instructions" clause establishes the procedures and responsibilities for maintaining the official record of ownership of securities and for processing transfers of those securities. Typically, this clause requires the company to ensure that its transfer agent accurately records issuances and transfers, and to provide the agent with necessary instructions to facilitate these actions. By clearly outlining these processes, the clause helps prevent disputes over ownership, ensures smooth and accurate transfers, and maintains the integrity of the company's shareholder records.
Register Transfer Agent Instructions. The Company shall maintain at its principal executive offices (or such other office or agency of the company as it may designate by notice to each holder of securities), a register for the Membership Interests and the Warrants, in which the Company shall record the name and address of the person in whose name the Membership Interests and the Warrants have been issued (including the name and address of each transferee), the number of Membership Interests held by such person, the number of Warrant Interests issuable upon exercise of the Warrants held by such person and the number of Membership Interests held by such person. The Company shall keep the register open and available at all times during normal business hours for inspection of any Buyer or its legal representatives.
Register Transfer Agent Instructions. The Company shall maintain at its principal executive offices (or such other office or agency of the Company as it may designate by notice to each holder of Debentures or Warrants), a register for the Debentures and the Warrants, in which the Company shall record the name and address of the person in whose name the Debentures or Warrants have been issued (including the name and address of each transferee), the principal amount of Debentures held by such person and the number of shares of Common Stock subject to Warrants held by such person. The Company shall keep the register open and available during business hours for inspection by the Purchaser or its legal representatives upon prior written notice.
Register Transfer Agent Instructions. (a) REGISTER. The Company shall record the name and address of all Buyers in the Company's register and the number of shares of Common Stock issuable upon exercise of the Warrants. The Company shall keep the register open and available at all times during business hours for inspection of the Buyers or their legal representatives.
Register Transfer Agent Instructions. The Company shall maintain at its principal executive offices (or such other office or agency of the Company as it may designate by notice to each holder of Notes), a register for the Notes, in which the Company shall record the name and address of the person in whose name the Notes have been issued (including the name and address of each transferee) and the principal amount of Notes held by such person. The Company shall keep the register open and available during business hours for inspection by the Purchaser or its legal representatives upon prior written notice.
Register Transfer Agent Instructions. (a) REGISTER. The Company shall maintain at its principal executive offices (or such other office or agency of the Company as it may designate by notice to each holder of Securities), a register for the Notes and the Warrants in which the Company shall record the name and address of the Person in whose name the Notes and the Warrants have been issued (including the name and address of each transferee), the principal amount of Notes held by such Person, the number of Conversion Shares issuable upon conversion of the Notes and Warrant Shares issuable upon exercise of the Warrants held by such Person. The Company shall keep the register open and available at all times during business hours for inspection of any Buyer or its legal representatives.
Register Transfer Agent Instructions. (a) The Company shall maintain at its principal executive offices (or such other office or agency of the Company as it may designate by notice to each holder of Securities), a register for the Notes and the Warrants in which the Company shall record the name and address of the Person in whose name the Notes and the Warrants have been issued (including the name and address of each transferee), the principal amount of Notes held by such Person, the number of Conversion Shares issuable pursuant to the terms of the Notes and the number of Warrant Shares issuable upon exercise of the Warrants held by such Person. The Company shall keep the register open and available at all times during business hours for inspection of any Purchaser or its legal representatives.
(b) The Company shall issue irrevocable instructions to its transfer agent, and any subsequent transfer agent, to issue certificates or credit shares to the applicable balance accounts at DTC, registered in the name of each Purchaser or its respective nominee(s), for the Conversion Shares and the Warrant Shares issued at the Closing or issuable pursuant to the terms of the Notes or exercise of the Warrants in such amounts as specified from time to time by each Purchaser to the Company upon conversion of the Notes or exercise of the Warrants in the form of Exhibit D attached hereto (the "Irrevocable Transfer Agent Instructions"). The Company warrants that no instruction other than the Irrevocable Transfer Agent Instructions referred to in this Section 7.9(b), and stop transfer instructions to give effect to Section 2(f) hereof, will be given by the Company to its transfer agent, and that the Securities shall otherwise be freely transferable on the books and records of the Company as and to the extent provided in this Agreement and the other Transaction Documents. If a Purchaser effects a sale, assignment or transfer of the Securities, the Company shall permit the transfer and shall promptly instruct its transfer agent to issue one or more certificates or credit shares to the applicable balance accounts at DTC in such name and in such denominations as specified by such Purchaser to effect such sale, transfer or assignment. In the event that such sale, assignment or transfer involves the Conversion Shares or the Warrant Shares sold, assigned or transferred pursuant to an effective registration statement or pursuant to Rule 144, the transfer agent shall issue such Securities to the Purchaser, assignee or tr...
Register Transfer Agent Instructions. The Company shall maintain at its principal executive offices (or such other office or agency of the Company as it may designate), a register for the Shares and the Warrants, in which the Company shall record the name and address of the person in whose name the Shares and the Warrants have been issued (including the name and address of each transferee), the number of Shares held by such person, the number of Warrant Interests issuable upon exercise of the Warrants held by such person and the number of Shares held by such person. The Company shall keep the register open and available at all times during normal business hours for inspection of any Buyer or its legal representatives.
Register Transfer Agent Instructions