Transfer Agency Services definition

Transfer Agency Services means the services described in Schedule 1.
Transfer Agency Services means the registrar and transfer agent services provided by RBCIS to the Customer pursuant to a separate written agreement made between RBCIS and the Customer or its management company.
Transfer Agency Services means the services described in Schedule 3.

Examples of Transfer Agency Services in a sentence

  • Service fees paid by the Funds are in addition to other fees paid by the Funds such as those paid pursuant to an Agreement for Fund Accounting Services, Administrative Services, Transfer Agency Services and Custody Services Procurement and fees paid pursuant to each Fund’s Distributor’s Contract.

  • GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services.

  • Fees for a basic shareholder site configuration are included in the fees set forth in this Appendix under Transfer Agency Services above.

  • Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing.

  • Fees for a basic TA2000 VOICE instance are included in the fees set forth in this Appendix under Transfer Agency Services above.


More Definitions of Transfer Agency Services

Transfer Agency Services. Out-of-Pocket Expenses Out-of-pocket expenses include but are not limited to postage (including overnight courier service), statement stock, envelopes, telecommunication charges (including Fax), travel, duplicating, forms, supplies, microfiche, computer access charges, client specific enhancements, disaster recovery, closed account fees, processing fees (including check encoding), and expenses incurred at the specific direction of the Fund. Postage for mass mailings is due seven days in advance of the mailing date.
Transfer Agency Services refers to the foregoing and any additional services that Federated agrees in writing to perform for the Investment Company under this Agreement.
Transfer Agency Services. Fee: A per CUSIP fee of $17,000 per CUSIP per year commencing with the date on which the services set forth on Schedule D commence; plus The following per account fees (applied per year commencing with the date on which the services set forth on Schedule D commence to each shareholder account, open or closed, on BISYS' transfer agency system): ----------------------------------------------- The first 25,000 Open Each Open Non-Networked Non-Networked Accounts Account in excess of 25,000 -------------------------------------------------------------------------------- Per Open Non-Networked Account $20 $19 -------------------------------------------------------------------------------- ----------------------------------------------- The first 25,000 Open Each Open Networked Networked Accounts Account in excess of 25,000 -------------------------------------------------------------------------------- Per Open Networked Account $15 $13.50 -------------------------------------------------------------------------------- --------------------------------------------------------- Per Closed Account $2 --------------------------------------------------------- For these purposes, the following categories constitute an open account on the BISYS system in any one month: open account with balance, open account with zero balance, or open account with negative balance and closed account with activity. Closed accounts with no activity in the month are considered a closed account for billing purposes. Annual Minimum Fee: The Administration and Fund Accounting Services Fees and Transfer Agency Services Fees set forth above are subject to an aggregate annual minimum of $350,000, subject to adjustment as set forth below, commencing with the date on which the services set forth on Schedule D commence. Other fees payable to BISYS (such as compliance services, anti-money laundering (AML) services, etc.) will not be applied towards satisfying this minimum. In the event of a merger of two Funds, the aggregate annual minimum shall be decreased by $75,000 for such merger, if any, not to exceed a total life-time decrease of $150,000 (i.e., the aggregate annual minimum shall never be less than $200,000). The aggregate annual minimum shall increase by $75,000 for each Fund added. AML Fees Annual Fees Program servicing: $4,500 for the first 50,000 accounts, plus $2,500 for accounts in excess of 50,000 (to be billed in equal monthly installments) Early Warning annual fee: $575.00
Transfer Agency Services set forth in Exhibit D. CFS shall be responsible for promptly communicating any conflicts between its policies and procedures in effect from time to time and the resolutions, policies and procedures adopted by the Board.
Transfer Agency Services. OUT-OF-POCKET EXPENSES SCHEDULE OUT-OF-POCKET EXPENSES INCLUDE, BUT ARE NOT LIMITED TO, THE FOLLOWING: POSTAGE (INCLUDING OVERNIGHT COURIER SERVICE) STATEMENT STOCK ENVELOPES TELEPHONES TELECOMMUNICATION CHARGES (INCLUDING FAX AND DEDICATED LINE CHARGES) VRU APPLICATION CLOSED ACCOUNT CHARGES 12B-1 PROCESSING FEES THIRD PARTY EXPENSES (I.E., NSCC FEES) FIDUCIARY SUBACCOUNTING FEE TRAVEL (SUBJECT TO PRIOR APPROVAL BY THE FUND) DUPLICATING FORMS SUPPLIES MICROFICHE COMPUTER ACCESS CHARGES CUSTOMIZED PROGRAMMING AND REPORTING DISASTER RECOVERY OTHER AS INCURRED SERVICES AS AGENT FOR RECORD SHAREHOLDERS BASE FEE* Annual fee per fund, class or other subdivision. $18,000 ACCOUNT FEE* Annual account charge( includes system access and funds control and reconcilement) Daily dividend fund $16.00 Non-daily dividend fund $10.00 Contingent deferred sales charge( monthly and quarterly funds only) $ 5.00 FULL SERVICE* Annual fee per fund, class or other subdivision. $2,000 This fee includes the first 400 accounts. Additional accounts are $5.00 per account. (Full service includes servicing broker/dealers, financial planners, registered investment advisors, third party intermediaries). *All fees are annualized and will be prorated on a monthly basis for billing purposes. Out of pocket expenses are not covered by these fees. OFFSHORE SPOKES SERVICES AS AGENT FOR RECORD SHAREHOLDERS OUT-OF-POCKET EXPENSES SCHEDULE OUT-OF-POCKET EXPENSES INCLUDE, BUT ARE NOT LIMITED TO, THE FOLLOWING: POSTAGE (INCLUDING OVERNIGHT COURIER SERVICE) STATEMENT STOCK ENVELOPES TELEPHONES TELECOMMUNICATION CHARGES (INCLUDING FAX AND DEDICATED LINE CHARGES) VRU APPLICATION CLOSED ACCOUNT CHARGES 12B-1 PROCESSING FEES THIRD PARTY EXPENSES (I.E., NSCC FEES) FIDUCIARY SUBACCOUNTING FEE TRAVEL (SUBJECT TO PRIOR APPROVAL BY THE FUND) DUPLICATING FORMS SUPPLIES MICROFICHE COMPUTER ACCESS CHARGES CUSTOMIZED PROGRAMMING AND REPORTING DISASTER RECOVERY OTHER AS INCURRED OFFSHORE SPOKES ADMINISTRATIVE OR OPERATIONAL AGENCY SERVICES FEE SCHEDULE HUB PORTFOLIOS 3.5 basis points per Hub (minimum fee of $60,000 per Hub) DOMESTIC SPOKES First $200 million 6.5 basis points per Spoke (minimum fee of $75,000 per Spoke) Assets over $200 million 5.25 basis points per Spoke (minimum fee of $75,000 per Spoke)
Transfer Agency Services. Out-of-Pocket Expenses Schedule Out-of-Pocket Expenses include, but are not limited to, the following: Postage (including overnight courier service) Statement Stock Envelopes Telephones Telecommunication Charges (including FAX and Dedicated Line Charges) VRU Application Closed account Charges 12b-1 Processing Fees Third party expenses (i.e., NSCC fees) Fiduciary Subaccounting Fee Travel (subject to prior approval by the Fund) Duplicating Forms Supplies Microfiche Computer Access Charges Customized Programming and Reporting Disaster Recovery Other as Incurred Services As Agent for Record Shareholders Base Fee* Annual fee per fund, class or other subdivision. $18,000 Account Fee* Annual account charge( includes system access and funds control and reconcilement) Daily dividend fund $16.00 Non-daily dividend fund $10.00 Contingent deferred sales charge( monthly and quarterly funds only) $ 5.00 Full Service* Annual fee per fund, class or other subdivision. $2,000 This fee includes the first 400 accounts. Additional accounts are $5.00 per account. (Full service includes servicing broker/dealers, financial planners, registered investment advisors, third party intermediaries). *All fees are annualized and will be prorated on a monthly basis for billing purposes. Out of pocket expenses are not covered by these fees. offshore spokes Services As Agent for Record Shareholders Out-of-Pocket Expenses Schedule Out-of-Pocket Expenses include, but are not limited to, the following: Postage (including overnight courier service) Statement Stock Envelopes Telephones Telecommunication Charges (including FAX and Dedicated Line Charges) VRU Application Closed account Charges 12b-1 Processing Fees Third party expenses (i.e., NSCC fees) Fiduciary Subaccounting Fee Travel (subject to prior approval by the Fund) Duplicating Forms Supplies Microfiche Computer Access Charges Customized Programming and Reporting Disaster Recovery Other as Incurred Offshore Spokes ADMINISTRATIVE OR OPERATIONAL AGENCY SERVICES FEE SCHEDULE Hub Portfolios 3.5 basis points per Hub -------------- (minimum fee of $60,000 per Hub) Domestic Spokes First $200 million 6.5 basis points per Spoke (minimum fee of $75,000 per Spoke) Assets over $200 million 5.25 basis points per Spoke (minimum fee of $75,000 per Spoke) Offshore Spokes 2.5 basis points per Spoke --------------- (minimum fee of $35,000 per Spoke) The minimum fee per Hub and Spoke cluster (Hub with two Spokes, two classes of shares on each domestic Spo...
Transfer Agency Services means the Services provided under Article 5.