On Behalf of Both Entities Sample Clauses

On Behalf of Both Entities. On behalf of each of the Nuveen closed-end investment companies listed on Schedule A attached hereto: By: /s/ Xxxxxx X. Xxxxxx By: /s/ Xxxx X. Xxxxx Name: Xxxxxx X. Xxxxxx. Name: Xxxx X. Xxxxx Title: Manager, Contract Administration Title: Vice President Schedule A NUVEEN CLOSED-END FUNDS Fund Name CPU XXX Cusip Nuveen Municipal Value Fund NUV 670928100 Nuveen CA Xxxxxxxxx Xxxxx Xxxx XXX 00000X000 Nuveen NY Municipal Value Fund NNY 00000X000 Nuveen Municipal Income Xxxx XXX 00000X000 Nuveen PA Quality Municipal Income Fund NQP 670972108 Nuveen MI Quality Income Municipal Fund NUM 670979103 Nuveen OH Quality Municipal Income Fund NUO 670980101 Nuveen TX Quality Municipal Income Fund NTX 670983105 Nuveen Select Tax-Free Income Portfolio NXP 00000X000 Nuveen Select Tax-Free Income Portfolio 2 NXQ 00000X000 Nuveen CA Select Tax-Free Inc Portfolio NXC 00000X000 Nuveen NY Select Tax-Free Inc Portfolio NXN 00000X000 Nuveen Select Tax-Free Income Portfolio 3 NXR 00000X000 Nuveen Select Maturities Municipal Fund NIM 00000X000 Nuveen AMT-Free Municipal Credit Income Fund NVG 00000X000 Nuveen Municipal Credit Income Fund NZF 00000X000 Nuveen AMT-Free Municipal Income Fund NEA 670657105 Nuveen NY AMT-Free Quality Municipal Income Fund NRK 670656107 Nuveen CA AMT-Free Quality Municipal Income Fund NKX 670651108 Nuveen Floating Rate Income Fund JFR 00000X000 Nuveen Floating Rate Income Opportunity Fund JRO 0000XX000 Nuveen AZ Quality Municipal Income Fund NAZ 00000X000 Nuveen MD Quality Municipal Income Fund NMY 00000X000 Nuveen MA Quality Municipal Income Fund NMT 00000X000 Nuveen VA Quality Municipal Income Fund NPV 00000X000 Nuveen CT Quality Municipal Income Xxxx XXX 00000X000 Nuveen MO Quality Municipal Income Fund NOM 00000X000 Nuveen NC Quality Municipal Income Fund NNC 00000X000 Nuveen Quality Municipal Income Fund NAD 00000X000 Nuveen NY Quality Municipal Income Fund NAN 00000X000 Nuveen CA Quality Municipal Income Fund NAC 00000X000 Nuveen Senior Income Fund XXX 00000X000 Nuveen NJ Quality Municipal Income Fund NXJ 00000X000 Nuveen Real Estate Income Fund JRS 00000X000 Nuveen GA Quality Municipal Income Fund NKG 00000X000 Nuveen Preferred Securities Income Fund JPS 00000X000 Nuveen Preferred Income Opportunities Fund JPC 00000X000 Nuveen Credit Strategies Income Fund JQC 00000X000 Nuveen Diversified Dividend and Income Fund JDD 0000XX000 Nuveen Municipal High Income Opportunity Fund NMZ 670682103 Nuveen Tax-Advantaged Total Return Strategy Fund JTA 00000X000 N...
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On Behalf of Both Entities. On Behalf of the BlackRock Closed-End Investment Companies Listed on Appendix A: By: /s/ Xxxxxx X. XxXxxx, Xx. By: /s/ Xxxx X. Xxxxxxx Name: Xxxxxx X. XxXxxx, Xx. Name: Xxxx X. Xxxxxxx Title: President, U.S. Equity Services Title: Chief Financial Officer Date: 1/7/15 Date: Appendix A Fund List Xxx (Legacy Co Code) Company Name BAF BlackRock Municipal Income Investment Quality Trust BBF BlackRock Municipal Income Investment Trust BBK BlackRock Municipal Bond Trust BBN BlackRock Build America Bond Trust BCX BlackRock Resources & Commodities Strategy Trust BDJ BlackRock Enhanced Equity Dividend Trust BFK BlackRock Municipal Income Trust BFO BlackRock Florida Municipal 2020 Term Trust BFY BlackRock New York Municipal Income Trust II BFZ BlackRock California Municipal Income Trust BGRT BlackRock Energy & Resources Trust BGT BlackRock Floating Rate Income Trust BGY BlackRock International Growth & Income Trust BHK BlackRock Core Bond Trust BHL BlackRock Defined Opportunity Credit Trust BHV BlackRock Virginia Municipal Bond Trust BIE BlackRock Municipal Bond Investment Trust BIT BlackRock Multi-Sector Income Trust BJZ BlackRock California Municipal 2018 Term Trust BKK BlackRock Municipal 2020 Term Trust BKN BlackRock Investment Quality Municipal Trust Xxx (Legacy Co Code) Company Name BKT BlackRock Income Trust, Inc. BLE BlackRock Municipal Income Trust II BLH BlackRock New York Municipal 2018 Term Trust BLJ BlackRock New Jersey Municipal Bond Trust BLW BlackRock Limited Duration Income Trust BME BlackRock Health Sciences Trust BNJ BlackRock New Jersey Municipal Income Trust BNY BlackRock New York Municipal Income Trust BOE BlackRock Global Opportunities Equity Trust BPK BlackRock Municipal 2018 Term Trust BPS BlackRock Pennsylvania Strategic Municipal Trust BQH BlackRock New York Municipal Bond Trust BSD BlackRock Strategic Municipal Trust BSE BlackRock New York Municipal Income Quality Trust BST BlackRock Science and Technology Trust BTA BlackRock Long-Term Municipal Advantage Trust BTT BlackRock Municipal Target Term Trust BTZ BlackRock Credit Allocation Income Trust XXX BlackRock Utility and Infrastructure Trust BYM BlackRock Municipal Income Quality Trust BZM BlackRock Maryland Municipal Bond Trust CII BlackRock Enhanced Capital & Income Fund, Inc. DSU BlackRock Debt Strategies Fund, Inc. EGF BlackRock Enhanced Government Fund, Inc. Xxx (Legacy Co Code) Company Name FRA BlackRock Floating Rate Income Strategies Fund, Inc. HYT BlackRock Corporate High Yield F...
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On Behalf of Both Entities. On behalf of each of the Invesco closed-end investment companies listed on Schedule A hereto By: Name: Title: /s/ Dxxxxx X. Xxxxxx Dxxxxx X. Xxxxxx Manager, Contract Administration By: Name: Title: /s/ Jxxx X. Xxxx Jxxx X. Xxxx Senior Vice President 05.11.16 Schedule A Funds and Classes FUND CLASSES COMMENCEMENT DATE DIVIDEND FREQUENCY Invesco Insured Municipal Income Trust Common Monthly Invesco Quality Municipal Income Trust Common Monthly Invesco Municipal Income Opportunities Trust Common Monthly Invesco Bond Fund Common Monthly Invesco CA Value Muni Inc Trust Common Monthly Invesco Trust for Inv Grade Muni Common Monthly Invesco Adv Muni Inc Trust II Common Monthly Invesco Municipal Trust Common Monthly Invesco High Inc Trust II Common Monthly Invesco Muni Opportunity Trust Common Monthly Invesco PA Value Muni Inc Trust Common Monthly Invesco Dynamic Credit Oppt. Fund Common Monthly Invesco Trust Inv Grade NY Muni Common Monthly Invesco Senior Income Trust Common Monthly Schedule B Standard and Extended Conversion Services – Per Fund Termination Phase Standard Services. $5,000.00 Minimum Fee Per Termination Extended Services. $2,500.00 for each of the individual Services listed below. Test of Conversion Services • Not applicable • Test full audit extracts files (which are either transmitted to the agent or copied on to a protected CD); test Full Registered List, all classes Opened and/or Closed (includes all Shareholder details. Control totals & codes sent w/extracts) • Test separate exchange lists for each class • Test certificate stop list • Test certificate legend list • Test RPO Accounts • Test full transactions lists • Test ACH debit list including Shares and reinvestment code • Test ACH credit list and secondary address list Final Conversion Services • Full audit extracts • Full registered list opened and closed • Certificate stop list • Certificate legend list • RPO Accounts • End of year tax report* • Parallel processing for up to 4 days • Communications with new agent as applicable • 1099D detailed report* • 1042S detailed report* • 90 day check file* • Separate exchange lists for each class • Full transactions list • ACH Debit including Shares and reinvestment code* • ACH Credit list and secondary address list* • Parallel processing for more than 4 days (each additional day is considered one extended service) Post Conversion Services • Certification letter • Due Diligence statement • 3 months post conversion • Check extract files • Check rep...
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On Behalf of Both Entities. On Behalf of the BlackRock Closed-End Investment Companies Listed on Appendix A: By: By: Name: Xxxxxxxx Xxxxxx Name: Xxxx X. Xxxxxxx Title: CEO Issuer Services, North America Title: Chief Financial Officer Date: Date:
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On Behalf of Both Entities. On behalf of each of the Invesco closed-end investment companies listed on Schedule A to the Agreement By: /s/ Xxxxxx X. Xxxxxx By: /s/ Xxxx X. Xxxx Name: Xxxxxx X. Xxxxxx Name Xxxx X. Xxxx Title: Manager, Contract Administration Title: Senior Vice President Schedule A Designated Representatives The following persons, presently and until Agent is advised to the contrary are deemed “Designated Representatives” for the purposes of Contact Center Services notifications. This list of Designated Representatives is subject to amendments for time to time by written notice from Fund. DESIGNATED REPRESENTATIVES Fund Associate Title Phone Email AGENT REPRESENTATIVES Agent Associate Title Phone Email Xxxxxxxxxxx Xxxxx Senior Account Manager (000) 000-0000 xxxxxxxxxxx.xxxxx@xxxxxxxxxxxxx.xxx Xxxxx Xxxxxx Manager (000) 000-0000 xxxxx.xxxxxx@xxxxxxxxxxxxx.xxx Xxxxx XxXxxxxxx Manager (000) 000-0000 xxxxx.xxxxxxxxx@xxxxxxxxxxxxx.xxx
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On Behalf of Both Entities. On behalf of each of the Guggenheim Closed- End Investment Companies Listed on Schedule 1 Attached Hereto: By: /x/ Xxxxxx X. XxXxxx, Xx. By: /x/ Xxxx X. Xxxxxxxx Name: Xxxxxx X. XxXxxx, Xx. Name: Xxxx X. Xxxxxxxx Title: President, U.S. Equity Services Title: Chief Financial Officer & Treasurer Exhibit A
Sample 1

Related to On Behalf of Both Entities

  • Tax Periods Beginning Before and Ending After the Closing Date The Company or the Purchaser shall prepare or cause to be prepared and file or cause to be filed any Returns of the Company for Tax periods that begin before the Closing Date and end after the Closing Date. To the extent such Taxes are not fully reserved for in the Company’s financial statements, the Sellers shall pay to the Company an amount equal to the unreserved portion of such Taxes that relates to the portion of the Tax period ending on the Closing Date. Such payment, if any, shall be paid by the Sellers within fifteen (15) days after receipt of written notice from the Company or the Purchaser that such Taxes were paid by the Company or the Purchaser for a period beginning prior to the Closing Date. For purposes of this Section, in the case of any Taxes that are imposed on a periodic basis and are payable for a Taxable period that includes (but does not end on) the Closing Date, the portion of such Tax that relates to the portion of such Tax period ending on the Closing Date shall (i) in the case of any Taxes other than Taxes based upon or related to income or receipts, be deemed to be the amount of such Tax for the entire Tax period multiplied by a fraction the numerator of which is the number of days in the Tax period ending on the Closing Date and the denominator of which is the number of days in the entire Tax period (the “Pro Rata Amount”), and (ii) in the case of any Tax based upon or related to income or receipts, be deemed equal to the amount that would be payable if the relevant Tax period ended on the Closing Date. The Sellers shall pay to the Company with the payment of any taxes due hereunder, the Sellers’ Pro Rata Amount of the costs and expenses incurred by the Purchaser or the Company in the preparation and filing of the Tax Returns. Any net operating losses or credits relating to a Tax period that begins before and ends after the Closing Date shall be taken into account as though the relevant Tax period ended on the Closing Date. All determinations necessary to give effect to the foregoing allocations shall be made in a reasonable manner as agreed to by the parties.

  • Admission of the Corporate Taxpayer into a Consolidated Group; Transfers of Corporate Assets (a) If the Corporate Taxpayer is or becomes a member of an affiliated or consolidated group of corporations that files a consolidated income tax return pursuant to Sections 1501 et seq. of the Code or any corresponding provisions of state or local law, then: (i) the provisions of this Agreement shall be applied with respect to the group as a whole; and (ii) Tax Benefit Payments, Early Termination Payments and other applicable items hereunder shall be computed with reference to the consolidated taxable income of the group as a whole.

  • Admission of the Corporation into a Consolidated Group; Transfers of Corporate Assets (a) If the Corporation is or becomes a member of an affiliated or consolidated group of corporations that files a consolidated income Tax Return pursuant to Section 1501 or other applicable Sections of the Code governing affiliated or consolidated groups, or any corresponding provisions of U.S. state or local law, then: (i) the provisions of this Agreement shall be applied with respect to the group as a whole; and (ii) Tax Benefit Payments, Early Termination Payments, and other applicable items hereunder shall be computed with reference to the consolidated taxable income of the group as a whole.

  • After Acquired Real Property Upon the acquisition by it or any of its Domestic Subsidiaries that is a Loan Party after the date hereof of any Material Real Estate Asset (each such interest being an “After Acquired Property”), as soon as reasonably practicable so notify the Collateral Agent, setting forth with specificity a description of the interest acquired, the location of the real property, and either an appraisal or such Loan Party’s good-faith estimate of the current value of such real property after taking into account any liabilities with respect thereto that impact such fair market value. The Collateral Agent shall notify such Loan Party within ten (10) Business Days of receipt of notice from the Administrative Borrower whether it intends to require any of the Real Property Deliverables referred to below. Upon receipt of such notice, the Loan Party that has acquired such After Acquired Property shall furnish to the Collateral Agent as promptly as reasonably practicable the following, each in form and substance reasonably satisfactory to the Collateral Agent: (i) a Mortgage with respect to such real property and related assets located at the After Acquired Property, duly executed by such Loan Party and in recordable form; (ii) evidence of the recording of the Mortgage referred to in clause (i) above in such office or offices as may be necessary or, in the opinion of the Collateral Agent, desirable to create and perfect a valid and enforceable first priority lien on the After Acquired Property purported to be covered thereby (subject to Permitted Liens) or to otherwise protect the rights of the Agents and the Lenders thereunder, (iii) a Title Insurance Policy, (iv) a survey of such real property, certified to the Collateral Agent and to the issuer of the Title Insurance Policy by a licensed professional surveyor reasonably satisfactory to the Collateral Agent, provided that an existing survey shall be acceptable if sufficient for the applicable title insurance company to remove the standard survey exception and issue survey-related endorsements, (v) if requested, Phase I Environmental Site Assessments with respect to such real property, certified to the Collateral Agent by a company reasonably satisfactory to the Collateral Agent, and (vi) such other documents reasonable and customary or instruments (including guarantees and enforceability opinions of counsel) as the Collateral Agent may reasonably require (clauses (i)-(vi), collectively, the “Real Property Deliverables”). The Borrowers shall pay all reasonable and documented out-of-pocket fees and expenses, including reasonable and documented out-of-pocket fees and expenses of one outside counsel and one local counsel in each relevant jurisdiction, and all title insurance charges and premiums, in connection with each Loan Party’s obligations under this Section 7.01(o).

  • CONTRIBUTION IN THE EVENT OF JOINT LIABILITY (a) To the fullest extent permissible under applicable law, if the indemnification, hold harmless and/or exoneration rights provided for in this Agreement are unavailable to Indemnitee in whole or in part for any reason whatsoever, the Company, in lieu of indemnifying, holding harmless or exonerating Indemnitee, shall pay, in the first instance, the entire amount incurred by Indemnitee, whether for judgments, liabilities, fines, penalties, amounts paid or to be paid in settlement and/or for Expenses, in connection with any Proceeding without requiring Indemnitee to contribute to such payment, and the Company hereby waives and relinquishes any right of contribution it may have at any time against Indemnitee.

  • Complete Portfolio Holdings From Shareholder Reports Containing a Summary Schedule of Investments; and

  • Subsidiaries; Affiliates; Capitalization; Solvency (a) Each Borrower and Guarantor does not have any direct or indirect Subsidiaries or Affiliates and is not engaged in any joint venture or partnership except as set forth in Schedule 8.12 to the Information Certificate.

  • Subsidiaries and Owners; Investment Companies Schedule 6.1.2 states (i) the name of each of the Borrowers' Subsidiaries, its jurisdiction of organization and the amount, percentage and type of equity interests in such Subsidiary (the "Subsidiary Equity Interests"), (ii) the name of each holder of an equity interest in the Borrowers (except for Parent), and the amount, percentage and type of such equity interest, and (iii) any options, warrants or other rights outstanding to purchase any such equity interests referred to in clause (i) or (ii). The Borrowers and each Subsidiary of the Borrowers have good and marketable title to all of the Subsidiary Equity Interests it purports to own, free and clear in each case of any Lien and all such Subsidiary Equity Interests have been validly issued, fully paid and nonassessable. None of the Loan Parties or Subsidiaries of any Loan Party is an "investment company" registered or required to be registered under the Investment Company Act of 1940 or under the "control" of an "investment company" as such terms are defined in the Investment Company Act of 1940 and shall not become such an "investment company" or under such "control."

  • Post-Closing Reconciliation (i) As promptly as practicable, but no later than ninety (90) days following the Closing Date, Parent will prepare and deliver to the Stockholder Representative a statement (the “Closing Statement”) setting forth Parent’s good faith calculation of: (i) the Selling Expenses; (ii) the Closing Indebtedness; (iii) the Closing Cash; (iv) the Net Working Capital (as of the Measurement Time); (v) the Net Working Capital Adjustment Amount (as of the Measurement Time, in a manner consistent with and using only those specific line items set forth in the Preparation Methodology); (vi) the M&A Costs and the M&A Adjustment; (vii) the Final Provider Relief Adjustment and (viii) the Excess Capital Equipment Adjustment determined pursuant Section ‎ 2.8(a), and based thereon a calculation of the Aggregate Merger Consideration. The Closing Statement and the components thereof (and all calculations of Net Working Capital, the Net Working Capital Adjustment Amount, Closing Cash, Closing Indebtedness, Selling Expenses, M&A Costs, the M&A Adjustment, Final Provider Relief Adjustment and Aggregate Merger Consideration) shall be prepared and calculated in accordance with GAAP, the Preparation Methodology, and the definitions herein, except that the Closing Statement and the components thereof (and all calculations of Net Working Capital, the Net Working Capital Adjustment Amount, Closing Cash, Closing Indebtedness, Selling Expenses, M&A Costs, the M&A Adjustment, Final Provider Relief Adjustment and Aggregate Merger Consideration) shall: (A) not include any purchase accounting or other adjustment arising out of the consummation of the transactions contemplated by this Agreement; be based on facts and circumstances as they exist immediately prior to the Closing and shall exclude the effect of any act, decision or event occurring on or after the Closing except to the extent such act, decision or event provides information about circumstances that existed immediately prior to Closing; and (B) not reflect, directly or indirectly, any additional reserve or accrual that is not reflected on the Latest Balance Sheet, except those that (1) result from material developments occurring after the date of the Latest Balance Sheet but prior to the Closing or (2) would be required to be reflected on the face of a balance sheet prepared in accordance with GAAP, the Preparation Methodology, and the definitions herein. The Parties agree that the purpose of preparing the Closing Statement and components thereof (and all calculations of Net Working Capital, the Net Working Capital Adjustment Amount, Closing Cash, Closing Indebtedness, Selling Expenses, M&A Costs, the M&A Adjustment, Final Provider Relief Adjustment and Aggregate Merger Consideration) is solely to assess the accuracy of the amounts depicted in the Closing Statement and the calculation of the Aggregate Merger Consideration derived therefrom, and such processes are not intended to permit the introduction of different accounting methods, policies, practices, procedures, conventions, categorizations, definitions, principles, judgments, assumptions, techniques or estimation methods with respect to financial statements, their classification or presentation or otherwise (including with respect to the nature of accounts, level of reserves or level of accruals) from those used to calculate the amounts set forth in the Preparation Methodology.

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