Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.
Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing.
Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement.
Transfer Agency Records. GFS shall maintain the following shareholder account information: ● name, address and United States Tax Identification or Social Security number; ● number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; ● historical information regarding the account of each shareholder, including dividends and distributions paid and the date and price for all transactions on a shareholder’s account; ● any stop or restraining order placed against a shareholder’s account; ● any correspondence relating to the current maintenance of a shareholder’s account; ● information with respect to withholdings; and ● any information required in order for GFS to perform any calculations by this Agreement. All out‐of‐pocket expenses will be billed as set forth on Appendix III. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix II must be mutually agreed to, in writing, by both GFS and the Fund Family, Trust or a Fund. APPENDIX III LIST OF FUNDS SERVICES & FEES This Appendix III is part of the Fund Services Agreement (the “Agreement”), dated March 21, 2014, between Gemini Fund Services, LLC (“GFS”), Sxxxxxx Funds Trust and SCM Trust (f/k/a the Sxxxxxx Greater China Fund Trust). Set forth below are the Services elected by the Fund(s) identified on this Appendix III (the “Funds”) along with the associated Fees. Capitalized terms used herein that are not otherwise defined shall have meanings ascribed to them in the Agreement.
Transfer Agency Records. UFS shall maintain the following shareholder account information: name, address and United States Tax Identification or Social Security number; number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; any stop or restraining order placed against a Shareholder’s account; any correspondence relating to the current maintenance of a Shareholder’s account; information with respect to withholdings; and any information required in order for UFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. UFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by UFS as set forth in this Appendix III shall be delivered to the Trust in writing. LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement (the “Agreement”), dated October 20, 2021, between Mxxxxx Investment Trust (the “Trust”) and Ultimus Fund Solutions, LLC (“UFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees. Capitalized terms used herein and not otherwise defined shall have the meanings ascribed to them in the Agreement.
Transfer Agency Records. UFS shall maintain the following shareholder account information: name, address and United States Tax Identification or Social Security number; number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; any stop or restraining order placed against a Shareholder’s account; any correspondence relating to the current maintenance of a Shareholder’s account; information with respect to withholdings; and any information required in order for UFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. UFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by UFS as set forth in this Appendix III shall be delivered to the Trust in writing.
Transfer Agency Records. ANST shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each shareholder, including dividends and distributions paid and the date and price for all transactions on a shareholder’s account; · any stop or restraining order placed against a shareholder’s account; · any correspondence relating to the current maintenance of a shareholder’s account; · information with respect to withholdings; and · any information required in order for ANST to perform any calculations by this Agreement. ANST may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by ANST as set forth in this Appendix I shall be delivered to the Trust in writing.
Transfer Agency Records. MSS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number (when applicable for US Tax payer); · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each shareholder, including dividends and distributions paid and the date and price for all transactions on a shareholder’s account; · any stop or restraining order placed against a shareholder’s account; · any correspondence relating to the current maintenance of a shareholder’s account; · information with respect to withholdings; and · any information required in order for MSS to perform any calculations required by this Agreement. Procedures applicable to certain of these services may be established from time to time by agreement between the Trust and MSS.
Transfer Agency Records. DTAC shall maintain the following shareholder account information: name, address and United States Tax Identification or Social Security number; number of Shares held; historical information regarding the account of each shareholder, including dividends and distributions paid and the date and price for all transactions on a shareholder’s account (as reported by the paying agent or Customer); any stop or restraining order placed against a shareholder’s account; any correspondence relating to the current maintenance of a shareholder’s account; information with respect to withholdings; and any information required in order for DTAC to perform any calculations by this Agreement. DTAC may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by DTAC as set forth in this Exhibit will be effective upon providing Customer three (3) business days’ notice.
Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder's account; · any stop or restraining order placed against a Shareholder's account; · any correspondence relating to the current maintenance of a Shareholder's account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. All out-of-pocket expenses will be billed as set forth on Appendix IV. GFS may from time to time adopt new procedures, or modify existing procedures, in order to carry out its Transfer Agency Services. Any modification of the Transfer Agency Services provided by GFS as set forth in this Appendix III shall be delivered to the Trust in writing. LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement between the Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Trust identified on this Appendix IV along with the associated Fees. Trust Board Approval Date Effective Date Central Park Group Multi-Event Fund March 12, 2010 March 31, 2010 SELECTED SERVICES and FEES The Trust shall pay to GFS the following fees: (all basis point fees will be calculated based upon the average net assets of the Trust for the previous month)
