NASD Filings. The Company shall promptly inform Distributors as to the status of all sales literature filings pertaining to the Funds and shall promptly notify Distributors of all approvals or disapprovals of sales literature filings with the NASD. For purposes of this Section 7, the phrase "sales literature or other promotional material" shall be construed in accordance with all applicable securities laws and regulations.
NASD Filings. Cooperate and assist in any filings required to be made with the NASD and in the performance of any due diligence investigation by the Managing Underwriters, the Holders and any underwriters involved in the offering (including any "qualified independent underwriter") that is required to be retained in accordance with the rules and regulations of the NASD;
NASD Filings. Cooperate with the seller and the underwriter participating in the disposition of such Registrable Shares and their respective counsel in connection with any filings required to be made with the National Association of Securities Dealers, Inc.
NASD Filings. The cost of any filings related to the Notes with the National Association of Securities Dealers, Inc.
NASD Filings. If NASD Rule 2710 requires any broker-dealer to make a filing prior to executing a sale of Registrable Shares by an Investor, make an Issuer Filing with the NASD Corporate Financing Department pursuant to NASD Rule 2710 and respond within five business days to any comments received from NASD in connection therewith;
NASD Filings. The National Association of Securities ------------ Dealers, Inc. ("NASD") shall have issued an oral or written statement to the effect that it has no objections to the proposed underwriting terms and arrangements pursuant to its rules prior to the first Capital Demand Notice.
NASD Filings. The Company has filed with NASD all documents and notices required by NASD of companies that have issued securities that are traded in the over-the-counter market and quotations for which are reported by the Nasdaq National Market of the Nasdaq Stock Market ("Nasdaq Stock Market").
NASD Filings. The Acquiror has filed with the National Association of Securities Dealers ("NASD") all reports and other documents required to be filed by the Acquiror pursuant to applicable NASD rules and regulations governing corporate financings and the designation of securities for trading on the Nasdaq National Market System.
NASD Filings. Cooperate and assist in any filings required to be made with the National Association of Securities Dealers, Inc.
NASD Filings. The Company shall cooperate with Lender and each underwriter participating in the disposition of such Registrable Securities and their respective counsel in connection with any filings required to be made with the National Association of Securities Dealers, Inc. (the "NASD"). The Company may require Lender to furnish to the Company such information regarding the distribution of such securities as the Company may from time to time reasonably request in writing. Lender agrees by acquisition of such Registrable Securities that, upon receipt of any notice from the Company of the happening of any event of the kind described in Section 3.12 hereof, Lender will forthwith discontinue disposition of Registrable Securities until Lender's receipt of the copies of the supplemented or amended prospectus contemplated by Section 3.12 hereof, or until it is advised in writing (the "Advice") by the Company that the use of the prospectus may be resumed, and has received copies of any additional or supplemental filings which are incorporated by reference in the prospectus, and, if so directed by the Company such holder will deliver to the Company, (at the Company's expense), all copies, other than permanent file copies then in such holder's possession, of the prospectus covering such Registrable Securities current at the time of receipt of such notice.
