Lost Shareholder Services. The Transfer Agent shall perform the following services and shall comply with Rule17Ad-17 promulgated under the 1934 Act for Lost Shareholders and Unresponsive Payees.
Lost Shareholder Services a. Transfer Agent will use its best efforts to capture and maintain records of shareholder contact sufficient to establish active shareholder account status pursuant to its good faith interpretation of applicable state escheatment laws, rules and regulations.
Lost Shareholder Services a. After two mailings sent by the Transfer Agent to a shareholder have been returned undeliverable (“RPO Accounts”), a stop-mail code is put on that shareholder’s account. The Transfer Agent then performs the two SEC mandated searches for lost shareholders using the information data bases of a third party vendor (currently Lexis Nexis) to attempt to locate the lost shareholder.
Lost Shareholder Services. The Transfer Agent shall attempt to locate and restore communication with Shareholders with whom the Transfer Agent or the Fund has lost contact utilizing a third party database service. The Transfer Agent shall cause lost Shareholder searches to be performed as frequently as required by the rules and regulations applicable to its transfer agency business and, additionally, as reasonably requested by the Fund. In consideration of the performance of the duties by the Transfer Agent pursuant to this Section 1.2(g), the Fund agrees to pay the Transfer Agent for the reasonable out-of-pocket expenses that may be associated with these additional duties;
Lost Shareholder Services. A fee of $3.00 will be charged for each lost account searched per database searched. A fee of $2.50 will be charged per account for each state mandated due diligence mailing. Other Services: Fees for any services provided to Client by or on behalf of Mellon hereunder that are not set forth in Exhibit B hereto or in this Exhibit D will be based on Mellon’s standard fees at the time such services are provided or, if no standard fees have been established, an appraisal of the work to be performed.
Lost Shareholder Services a. Pursuant to Section 2.03 of the Master Agreement, Boston Financial shall accept any Shareholder checks and statement mailings returned to Boston Financial as undeliverable due to incorrect shareholder addresses ("RPO Mail"). Boston Financial shall record and research each piece of RPO Mail and attempt to find an up-to-date address for the intended recipient.
Lost Shareholder Services. The Transfer Agent will perform the two SEC mandated searches, utilizing the DST Lost Shareholder Recovery Program and Third Party Vendor.
Lost Shareholder Services. A fee of $3.00 will be charged for each lost account searched per database searched. A fee of $2.50 will be charged per account for each state mandated due diligence mailing. Other Services: Fees for any services provided to Client by or on behalf of Mellon hereunder that are not set forth in Exhibit B hereto or in this Exhibit D will be based on Mellon’s standard fees at the time such services are provided or, if no standard fees have been established, an appraisal of the work to be performed. AMENDMENT TO JXXX HXXXXXX CLOSED END FUNDS SERVICE AGREEMENT FOR TRANSFER AGENT SERVICES THIS AMENDMENT (this “Amendment”), dated September 25, 2007, is entered into between Mellon Investor Services LLC, a New Jersey limited liability company (“Mellon”), and Jxxx Hxxxxxx Patriot Premium Dividend Fund II, Jxxx Hxxxxxx Patriot Select Dividend Trust, Jxxx Hxxxxxx Investors Trust, Jxxx Hxxxxxx Income Securities Trust, Jxxx Hxxxxxx Bank and Thrift Opportunity Fxxx, Xxxx Hxxxxxx Preferred Income Fxxx, Xxxx Hxxxxxx Preferred Income Fund II, Jxxx Hxxxxxx Preferred Income Fund IXX, Xxxx Hxxxxxx Tax-Advantaged Dividend Income Fund (collectively, the “Existing Clients”) and Jxxx Hxxxxxx Tax-Advantaged Global Shareholder Yield Fund (together with the Existing Clients, the “Clients”), each a Massachusetts Business Trust and a Maryland corporation,
Lost Shareholder Services a, After two mailings sent by Boston Financial to a shareholder have been returned undeliverable ("RPO Accounts"), a stop-mail code is put on that shareholder's account. Boston Financial then performs the two SEC mandated searches for lost shareholders using the information data bases of a third party vendor (currently Lexis Nexis) to attempt to locate the lost shareholder.
Lost Shareholder Services a. After two mailings sent by Transfer Agent to an address of a shareholder of one or more Portfolios whose shareholder account is held directly with the Transfer Agent (each such shareholder a “Shareholder”) contained in the Transfer Agent’s master shareholder file have been returned undeliverable (“Lost Shareholder Accounts”), a stop-mail code will be placed on that Shareholder’s account (each such Shareholder, a “Lost Shareholder”). Transfer Agent, exercising reasonable care, and in accordance with Rule 17Ad-17 of the Securities Exchange Act of 1934, as amended, shall then perform the two database searches for the Lost Shareholder using at least one information database of a third party vendor to attempt to locate the Lost Shareholder’s correct address (the “SEC Required Searches”).
