Investment Advisory Services definition
Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.
Investment Advisory Services means investment management or investment advisory services, including any subadvisory services, or any other services that involve acting as an “investment adviser” within the meaning of the Investment Advisers Act, and performing ancillary services and activities related or incidental thereto.
Investment Advisory Services means any recommendation to buy, sell, vote or take any similar action with respect to a “Security” (which, for purposes of this definition only, shall have the meaning assigned thereto in the Advisers Act);
Examples of Investment Advisory Services in a sentence
The Manager hereby accepts such engagement and agrees during such period to render the Investment Advisory Services and, if requested, such other services contemplated herein and to assume the obligations herein set forth, for the compensation herein provided.
More Definitions of Investment Advisory Services
Investment Advisory Services means those activities performed by a person in connection with such person's engaging in any of the activities described in paragraph (a) of subsection (9.5) of this section, including such activities by a federal covered adviser or an investment adviser representative for a federal covered adviser.
Investment Advisory Services shall have the meaning set forth in Section 2(a) hereof.
Investment Advisory Services means any investment advisory or strategic asset allocation advice provided by the Company to the Client from time to time in connection with any Investment Products;
Investment Advisory Services means non-binding and non-discretionary advisory services and/ or such other related services provided to a Client by Portfolio Manager in terms of agreement executed with the Client in terms of SEBI (PMS) Regulations, 2020 and such circulars and/ or guidelines issued by SEBI from time to time.
Investment Advisory Services means the services, where the Portfolio Manager advises Clients on investments in general or gives specific advice required by the Clients and agreed upon in the Agreement.
Investment Advisory Services means the non exclusive, non binding services, where the Portfolio Manager advises Clients on investments in general or gives specific advice required by the Clients as agreed upon in the Agreement. Advice, whether general or specific is non-binding in nature and it is entirely at client’s discretion to follow the advice.
Investment Advisory Services means acting as an investment advisor within the meaning of the Investment Advisers Act of 1940, as amended (the "Investment Advisers Act"), and "brokerage services" shall mean acting as a broker-dealer within the meaning of the Exchange Act.