Types of Records. The Recipient agrees to retain, and will require its Third Party Participants to retain, complete and readily accessible records related in whole or in part to the Underlying Agreement, including, but not limited to, data, documents, reports, statistics, subagreements, leases, third party contracts, arrangements, other third party agreements of any type, and supporting materials related to those records.
Types of Records. Complete and readily accessible records related in whole or in part to the Project, including:
Types of Records. The Recipient will retain, and will require its Third Party Participants to retain, complete and readily accessible records related in whole or in part to the Project, including:
Types of Records. The Grantee agrees that it will retain, and will require its Third Party Participants to retain, complete and readily accessible records related in whole or in part to the Underlying Agreement, including, but not limited to, data, documents, reports, statistics, subagreements, leases, third party contracts, arrangements, other third party agreements of any type, and supporting materials related to those records.
Types of Records. OPERATOR shall maintain a method of accounting that complies with generally accepted accounting principles for all the revenues and expenses (including without limitation, Gross Revenues, CITY-Assessed Fees and Direct Costs) in connection with the operation of the Premises. OPERATOR shall establish and implement adequate internal controls for the operation of the Golf Course. The accounting, books and records for the operation of the Golf Course shall be separate from the accounting, books and records for any other business operated or managed by OPERATOR. Such accounting, books and records shall include the keeping of at least the following documents:
Types of Records. Records related to the day-to-day servicing of variable annuity product which include: Variable annuity application and packet Non-financial service requests Financial service requests Correspondence relating to specific certificate(s) Copies of financial and non-financial daily confirmations Copies of quarterly Statements of Account Copies of customer tax forms produced by Vendor Schedule 6 To Business Process Outsourcing Services SOW Form of Undertaking [date] MWA Financial Services, Inc. 0000 0xx Xxxxxx Xxxx Xxxxxx, XX 00000 Re: Undertaking pursuant to Rule 17a-4(f(3)(vii) Dear Sir or Madam: The undersigned hereby undertakes to furnish promptly to the U.S. Securities and Exchange Commission (“Commission”), its designees or representatives, any self-regulatory organization of which it is a member, or any State securities regulator having jurisdiction over the member, broker or dealer, upon reasonable request, such information as is deemed necessary by the staffs of the Commission, any self-regulatory organization of which it is a member, or any State securities regulator having jurisdiction over the member, broker or dealer to download Information kept on the brokers or dealers electronic storage media to any medium acceptable under Rule 17a-4. Furthermore, the undersigned hereby undertakes to take reasonable steps to provide access to information contained on the broker’s or dealer’s electronic storage media, including, as appropriate, arrangements for the downloading of any record required to be maintained and preserved by the broker or dealer pursuant to Rules 17a-3 and 17a-4 under the Securities and Exchange Act of 1934 in a format acceptable to the staffs of the Commission, any self-regulatory organization of which it is a member, or any State securities regulator having jurisdiction over the member, broker or dealer. Such arrangements will provide specifically that in the event of a failure on the part of a broker or dealer to download the record into a readable format and after reasonable notice to the broker or dealer, upon being provided with the appropriate electronic storage medium, the undersigned will undertake to do so, as the staffs of the Commission, any self-regulatory organization of which it is a member, or any State securities regulator having jurisdiction over the member broker or dealer may request. Sincerely, se2, inc. By: Name: Title: EXHIBIT 1 To Business Process Outsourcing Services SOW
Types of Records. All records related in whole or in part to the Tribal Transit Project as follows:
Types of Records a. Law Enforcement Records (LE Records) are:
Types of Records. The Operator shall keep and store within the city limits of Seattle, Washington the following records and documents:
Types of Records. The following specific records must be maintained:
