Securities Regulator means the government department, agency, board or commission, or self-regulatory organization which regulates the sale of Securities in the applicable jurisdiction;
Securities Regulator means the government department, agency, board or commission, or self-regulatory organization which regulates the sale of Securities in the applicable jurisdiction.
Securities Regulator has the meaning set forth in Section 9.2.4.
Examples of Securities Regulator in a sentence
Mireille BERTHELOT, as deputy Statutory Auditors of the Company.These suggestions have been communicated for approval to the Prudential Supervisory Authority (ACP) and to the French Securities Regulator (AMF).
The prudential Supervisory Authority (ACP) issued a favourable opinion and the French Securities Regulator (AMF) has not made any comments.
More Definitions of Securities Regulator
Securities Regulator means a Canadian Securities Regulatory Authority, the SEC or any stock exchange or quotation;
Securities Regulator means the securities commission or equivalent securities regulatory authority in a province or territory.
Securities Regulator means the SEC or any comparable Governmental Authority in any applicable non-U.S. jurisdiction.
Securities Regulator means the applicable securities commission or other securities regulatory authority in each of the Qualifying Provinces, the United States and any other jurisdictions in which the Offered Securities are offered, as the case may be;
Securities Regulator is defined in Section 9.2.1 (Permitted Disclosures).
Securities Regulator is defined in Section 11.3.1(a) (Disclosure).
Securities Regulator is defined in Section 16.3.1(a).