Prospectus and Statement of Additional Information. The current prospectus and statement of additional information for Selling Fund as of the date on which they were issued did not contain, and as supplemented by any supplement thereto dated prior to or on the Closing Date do not contain, any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading.
Prospectus and Statement of Additional Information. The Fund’s prospectus and statement of additional information related to the offer and sale of Interests, including any supplement, addendum or amendment thereto. Securities Act. US Securities Act of 1933, as amended, and its rules and regulations. Sophisticated Person. A person who has such knowledge and experience in financial and business matters that he is capable of evaluating the merits and risks of the prospective investment.
Prospectus and Statement of Additional Information. The current prospectus and statement of additional information for each Fund as of the date on which it was issued did not contain, and as supplemented by any supplement thereto that has been duly filed with the SEC, do not contain, any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading.
Prospectus and Statement of Additional Information. In the case of registered Contracts, the ING Broker-Dealer shall provide the Distributor with prospectuses and any supplements or amendments thereto, and the Statement of Additional Information ("SAI") describing the Contracts subject to this Agreement. Each ING Insurer, with regard to Contracts it issues, is responsible for maintaining in effect, in accordance with the requirements of the SEC, each Registration Statement of which the prospectus is a part. Each ING Insurer shall immediately notify the Distributor of the issuance of any stop order or any federal or state regulatory proceeding which would prevent the sale of their respective Contracts in any state or jurisdiction. The Distributor shall ensure compliance with the prospectus delivery requirements of the 1933 Act. The Distributor agrees to deliver a copy of the SAI concurrently with a copy of the prospectus to Contract applicants in jurisdictions where such delivery may be required.
Prospectus and Statement of Additional Information. The Acquiring Fund has been furnished with the Strategic Funds Prospectus and the Strategic Funds Statement of Additional Information, and insofar as they relate to the Acquired Fund, said Prospectus and Statement of Additional Information do not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary to make the statement therein, in the light of the circumstances under which they were made, not misleading.
Prospectus and Statement of Additional Information. (e) A certificate as to shares of beneficial interest of the Trust authorized, issued, and outstanding as of the Effective Date and as to receipt of full consideration by the Trust for all shares outstanding, such statement to be certified by the Treasurer of the Trust.
Prospectus and Statement of Additional Information. The Advisor shall furnish the Sub-advisor from time to time with copies of all material amendments of or material supplements to the foregoing, if any.
Prospectus and Statement of Additional Information. ING AMERICA -------------------------------------------------- EQUITIES shall provide SELLING BROKER-DEALER with prospectuses and any supplements or amendments thereto, and the Statement of Additional Information ("SAI") describing the Contracts subject to this Agreement. The INSURER is responsible for maintaining in effect, in accordance with the requirements of the SEC, each Registration Statement of which the prospectus is part. The INSURER shall immediately notify SELLING BROKER-DEALER of the issuance of any stop order or any federal or state regulatory proceeding which would prevent the sale of their respective Contracts in any state or jurisdiction. SELLING BROKER-DEALER shall ensure compliance with the prospectus delivery requirements of the 1933 Act. SELLING BROKER- DEALER agrees to deliver a copy of the SAI concurrently with a copy of the prospectus to all California Contract applicants and to Contract applicants in other jurisdictions where such delivery may be required.
Prospectus and Statement of Additional Information. Section 3.1 of Article III of the Agreement is deleted in its entirety and replaced with the following:
Prospectus and Statement of Additional Information. The current prospectus and statement of additional information of the CornerCap Funds conform in all material respects to the applicable requirements of the 1933 Act and the 1940 Act and the rules and regulations of the Securities and Exchange Commission (the "Commission") thereunder and do not include any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not materially misleading.
