Regulatory Proceeding definition

Regulatory Proceeding means a request for information, civil investigative demand, or civil proceeding commenced by service of a complaint or similar proceeding brought by or on behalf of the Federal Trade Commission, Federal Communications Commission, or any federal, state, local or foreign governmental entity in such entity’s regulatory or official capacity in connection with such proceeding.

Regulatory Proceeding means an investigation, demand or proceeding alleging a violation of law or regulation arising from a “personal data compromise” brought by, or on behalf of, the Federal Trade Commission, Federal Communications Commission or other administrative or regulatory agency, or any federal, state, local or foreign governmental entity in such entity’s regulatory or official capacity.

Regulatory Proceeding means a request for information, demand, suit, civil investigation or civil proceeding by or on behalf of a authority of any state or any body of the European Union alleging the violation of Privacy Regulations as a result of your Privacy Wrongful Act and which may reasonably be expected to give rise to a covered Claim under Insuring Agreement 1.1 of this Policy.

Examples of Regulatory Proceeding in a sentence

• No action shall lie against the Underwriters unless, as a condition precedent thereto, there has been full compliance with all terms of this insurance, nor until the amount of the Insured's obligation to pay shall have been finally determined either by judgment or award against the Insured after actual trial, Regulatory Proceeding or arbitration or by written agreement of the Insured, the claimant and the Underwriters.

• Regulatory Defense & Penalties To pay Penalties and Claims Expenses, which the Insured is legally obligated to pay because of a Regulatory Proceeding first made against any Insured during the Policy Period for a Data Breach or a Security Breach.

• Regulatory Proceeding means a request for information, civil investigative demand, or civil proceeding brought by or on behalf of any federal, state, local or foreign governmental entity in such entity’s regulatory or official capacity.

• Payment of Crisis Event Expenses and Disciplinary or Regulatory Proceeding Expenses are not subject to a Deductible and do not reduce the applicable Professional Liability Coverage Limits.

• The Underwriters will pay on behalf of the Insured Claims Expenses and Penalties in excess of the Deductible, which the Insured shall become legally obligated to pay because of any Claim in the form of a Regulatory Proceeding, first made against any Insured during the Policy Period or Extended Reporting Period (if applicable) and reported in writing to the Underwriters during the Policy Period or as otherwise provided in Clause XI.

More Definitions of Regulatory Proceeding

Regulatory Proceeding means a billing errors proceeding, DEA proceeding, EMTALA proceeding, HIPAA proceeding, covered licensing proceeding, STARK proceeding, or peer review instituted against the Insured. All related and consolidated proceedings, and proceedings arising out of the same facts, events, or circumstances, including appeals and post-trial proceedings, shall be considered one proceeding for the purpose of addressing coverage.

Regulatory Proceeding means a request for information, civil investigative demand, suit, civil investigation or civil proceeding commenced by or on behalf any local, state, federal or foreign governmental entity in the entity’s regulatory or official capacity.

Regulatory Proceeding means a request for information, civil investigative demand, or civil proceeding brought by or on behalf of any national, local or foreign governmental entity in such entity’s regulatory or official capacity. Securities means negotiable and non-negotiable instruments or contracts representing either Money or tangible property that has intrinsic value.

Regulatory Proceeding means any of the following: any Proceeding, including but not limited to any consumer lending or consumer protection Proceeding; truth-in-lending Proceeding; fair lending Proceeding; predatory or abusive lending Proceeding; unfair collection practices Proceeding; equal credit opportunity Proceeding; privacy of information Proceeding; consumer regulatory Proceeding; Proceeding claiming that any Related Party fails to hold any licenses required under Applicable Law; any Proceeding involving a claim that the rate of interest charged or fees charged on any Receivable exceeds the rate or fees permitted under any state or local law.

Regulatory Proceeding means a request for information, civil investigative demand, or civil proceeding commenced by service of a complaint or similar proceeding brought by or on behalf of a federal or state agency with regulatory capacity in connection with a cyber liability event.

Regulatory Proceeding. ’ means any rulemaking, ad-

Regulatory Proceeding has the meaning given in Section 1.1 of the O&M Agreement.