The 1933 Act Sample Clauses
The '1933 Act' clause defines references to the Securities Act of 1933, a key U.S. federal law governing the offer and sale of securities. In contracts, this clause clarifies that any mention of the '1933 Act' pertains specifically to this legislation, including its amendments and related rules. For example, it may specify compliance requirements for securities offerings or disclosures. The core function of this clause is to ensure legal clarity and precision when referencing the regulatory framework that governs securities transactions.
The 1933 Act. The Holder understands that this Warrant and the underlying securities issuable upon exercise or conversion hereof have not been registered under the 1933 Act in reliance upon a specific exemption therefrom, which exemption depends upon, among other things, the bona fide nature of the Holder’s investment intent as expressed herein. The Holder understands that this Warrant and underlying securities issued upon any exercise or conversion hereof must be held indefinitely unless subsequently registered under the 1933 Act and qualified under applicable state securities laws, or unless exemption from such registration and qualification are otherwise available.
The 1933 Act. The Company will furnish to the Underwriter, without charge, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, such number of copies of the Prospectus as the Underwriter may reasonably request. The Prospectus and any amendments or supplements thereto furnished to the Underwriter will be identical to any electronically transmitted copies thereof filed with the Commission pursuant to EDGA▇, ▇▇cept to the extent permitted by Regulation S-T.
The 1933 Act. 50. The 1933 Act originally comprised a long title, nine recitals, 107 sections arranged under nine Parts and five schedules. Several sections have subsequently been repealed. During the hearing I was referred to numerous provisions of the Act, but it suffices if I refer only to the following.
51. Its long title is: "An Act to authorise the acquisition and management by the urban district council of The Maidens and Coombe of certain lands now used as golf courses to make special provision with regard to the repair of certain private roads and the recovery of an improvement rate from the occupiers of buildings in the neighbourhood to confer further powers on the Council in relation to the improvement health and local government of their district and for other purposes".
52. The preamble includes nine recitals, including the following: