CONFLICT OF INTEREST POLICY. 4.1. The Company, partners of the Company or other affiliated parties may have material interest, a legal relationship or arrangement concerning a specific transaction in the Trader’s Room or on the trading platform or interests, relationships, or arrangements that may be in conflict with the interests of the Client. By way of example, the Company may: - act as Principal concerning any instrument on the Company’s own account by selling to or buying the instrument from the Client; - combine the Client’s transaction with that of another Client; - buy or sell an instrument the Company recommended to the Client; - advise and provide other services to partners or other clients of the Company who may have interests in investments or underlying assets which conflict with the Client’s interests. The Client consents to and grants the Company authority to deal with or for the Client in any manner which the Company considers appropriate, notwithstanding any conflict of interest or the existence of any material interest in any transaction in the Trader’s Room or on the trading platform, without prior notification of the Client. The Company’s employees are required to comply with a policy of impartiality and to disregard any material interests or conflicts of interest when advising the Client.
CONFLICT OF INTEREST POLICY. (1) Within sixty (60) days, the Board shall adopt, implement, and thereafter ensure Bank adherence to a written, comprehensive conflict of interest policy applicable to the Bank’s and the Bank’s holding company’s directors, principal shareholders, executive officers, affiliates, and employees (Insiders) and related interests of such Insiders. The policy, in addition to defining a conflict of interest, shall address:
CONFLICT OF INTEREST POLICY. 1. The Company is committed to take reasonable steps to detect and avoid any conflict of interest.
CONFLICT OF INTEREST POLICY. 4.1. The Company, partners of the Company or other affiliated parties may have material interest, a legal relationship or arrangement concerning a specific transaction in the Trader’s Room or on the trading platform or interests, relationships, or arrangements that may be in conflict with the interests of the Client. By way of example, the Company may: - act as Principal concerning any instrument on the
CONFLICT OF INTEREST POLICY. The Division has determined that this contract is a financial assistance contract. Contractor shall file with the Division, a copy of the Contractor’s policy addressing conflicts of interest that may arise involving the Contractor’s management employees and the members of its board of directors or other governing body. The policy shall address situations in which any of these individuals may directly or indirectly benefit, except as the Contractor’s employees or members of its board or other governing body, from the Contractor’s disbursing of State funds and shall include actions to be taken by the Contractor or the individual, or both to avoid conflicts of interest and the appearance of impropriety. The policy shall be filed before the Division may disburse the grant funds. Refer to Attachment E. (N.C.G.S. 143C-6-23(b).
CONFLICT OF INTEREST POLICY. 1. If required by Not-for-Profit Corporation Law § 715-a(a), Contractor shall maintain a Conflict of Interest Policy that includes, at a minimum, the following provisions:
CONFLICT OF INTEREST POLICY. No employee shall use organization time, staff, clients, files, or funds in such a manner as to exact personal or monetary advantages.
CONFLICT OF INTEREST POLICY. Attached as Schedule “C” hereto is a copy of the Manager’s Statement of Policies, which policy may be amended or restated from time to time.
CONFLICT OF INTEREST POLICY. 6.1 Under Applicable Regulations, Demeterer is required to have arrangements in place to manage conflicts of interest between Demeterer and its Customers and between other Customers. In this respect, Xxxxxxxxx will make all reasonable efforts to avoid conflicts of interest; when they cannot be avoided Demeterer shall ensure that you are treated fairly and at the highest level of integrity and that your interests are protected at all times.
CONFLICT OF INTEREST POLICY. In accordance with the Pre-Opening Requirements, the Organizer shall adopt a Conflict of Interest policy that complies with the University’s Policy Regarding Conflict of Interest and, upon adoption and approval of such policy by the Organizer’s board, the policy shall be attached to this Charter as Schedule 4. Before acting in any situation involving a conflict of interest, the Organizer shall inform OCS in writing of the conflict of interest and, after taking board action on the item as to which there is a conflict of interest, shall notify OCS in writing. In the event that the transaction involving a conflict of interest is a loan, a sale of real property, a lease of real property, or another transaction reasonably likely to involve the payment by the Organizer of at least $10,000.00, the Organizer’s Board of Directors must before taking action document to OCS that the Board performed reasonable due diligence to confirm that the terms of the proposed loan, sale, lease, or other transaction are fair and reasonable. In addition, in no event shall any person be appointed or serve as a member of the Board of Directors of the Organizer if the individual’s mother, mother-in-law, father, father-in-law, son, son-in- law, daughter, daughter-in-law, sister, sister-in-law, brother, brother-in-law, spouse, or same-sex partner:
