Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $___ /qualified plan account or Cxxxxxxxx ESA account (Cap at $___ /SSN) § $___ /transfer to successor trustee § $___ /participant distribution (Excluding SWPs) § $___ /refund of excess contribution § $___ /reconversion/recharacterization Additional Shareholder Paid Fees § $___ /outgoing wire transfer or overnight delivery § $___ /telephone exchange § $___ /return check or ACH or stop payment § $___ /research request per account (Cap at $___ /request) (This fee applies to requests for statements older than the prior year)
Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees • $[ ] per qualified plan account or Xxxxxxxxx ESA account (Cap at $[ ] per SSN) • $[ ] per transfer to successor trustee • $[ ] per participant distribution (Excluding SWPs) • $[ ] per refund of excess contribution • $[ ] per reconversion/re-characterization Additional Shareholder Paid Fees • $[ ] per outgoing wire transfer or overnight delivery • $[ ] per telephone exchange • $[ ] per return check or ACH or stop payment • $[ ] per statement year requested per account (applies to research requests for statements older than the prior year) * Subject to annual CPI increase – All Urban Consumers – U.S. City Average Fees are calculated pro rata and billed monthly. 1 This Exhibit B is a combined fee schedule that will cover all services provided by USBFS to the Trust pursuant to the Fund Administration Agreement, the Fund Accounting Agreement, and the TA Agreement, as well as the services provided by U.S. Bank, N.A to the Trust pursuant to the Custody Agreement.
Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees • $[ ] per qualified plan account or Xxxxxxxxx ESA account (Cap at $[ ] per SSN) • $[ ] per transfer to successor trustee • $[ ] per participant distribution (Excluding SWPs) • $[ ] per refund of excess contribution • $[ ] per reconversion/re-characterization Additional Shareholder Paid Fees • $[ ] per outgoing wire transfer or overnight delivery • $[ ] per telephone exchange • $[ ] per return check or ACH or stop payment • $[ ] per statement year requested per account (applies to research requests for statements older than the prior year) * Subject to annual CPI increase – All Urban Consumers – U.S. City Average Fees are calculated pro rata and billed monthly. 1 This is a combined fee schedule with the Fund Administration, Fund Accounting, Transfer Agent and Custody Agreement between the Parties and will cover the compensation for all services under the Fund Administration, Fund Accounting, Transfer Agent and Custody Agreement.
Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $15.00 /qualified plan account or Cxxxxxxxx ESA account (Cap at $30.00 /SSN) § $25.00 /transfer to successor trustee § $25.00 /participant distribution (Excluding SWPs) § $25.00 /refund of excess contribution § $25.00 /reconversion/recharacterization Additional Shareholder Paid Fees § $15.00 /outgoing wire transfer or overnight delivery § $5.00 /telephone exchange § $25.00 /return check or ACH or stop payment § $5.00 /research request per account (Cap at $25.00 /request) (This fee applies to requests for statements older than the prior year) CUSIP Setup § Subsequent CUSIP Setup - $1,500 /CUSIP § Expedited CUSIP Setup - $3,000 /CUSIP (Less than 35 days) Amended Exhibit D to the Transfer Agent Servicing Agreement TRANSFER AGENT & SHAREHOLDER SERVICES Wisconsin Capital Funds, Inc. ANNUAL FEE SCHEDULE – from May 1, 2014 through April 30, 2015 Annual Service Charges to the Fund § Base Fee Per CUSIP $20,000 /year* § No-Load Fund Accounts $16.00 /open account § NXXX Xxxxx 0 Accounts $13.00 /open account § Closed Accounts $2.50 /closed account 18% Base Fee discount May 1, 2014 through April 30, 2015. Chief Compliance Officer Support Fee* § $1,200 per year 25% discount May 1, 2014 through April 30, 2015 Activity Charges § Manual Shareholder Transaction & Correspondence $5.00 /event § Telephone Calls $1.00/minute § Voice Response Calls $ 0.35/ call § Lost Shareholder Search $5.00 /search § AML New Account Service $1.00 per acct. § ACH/EFT Shareholder Services: $125.00 /month/fund group $.50 /ACH item, setup, change $5.00 /correction, reversal Out-Of-Pocket Expenses Including but not limited to telephone toll-free lines, call transfers, mailing, sorting and postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, processing of literature fulfillment kits, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC activity charges, voice response (VRU) maintenance and development, data communication and implementation charges, specialized programming, and travel.
Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $[…] /qualified plan account or Cxxxxxxxx ESA account (Cap at $30.00 /SSN) for accounts valued at less than $[…] § $[…] /transfer to successor trustee § $[…] /participant distribution (Excluding SWPs) § $[…] /refund of excess contribution § $[…] /reconversion/recharacterization Additional Shareholder Paid Fees § $[…] /outgoing wire transfer or overnight delivery § $[…] /telephone exchange § $[…] /return check or ACH or stop payment § $[…] /research request per account (Cap at $[…] per request) (This fee applies to requests for statements older than the prior year) Exhibit S (continued) to the Managed Portfolio Series Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at May, 2014
Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees ▪ $[…] per qualified plan account or Xxxxxxxxx ESA account (Cap at $[…] per SSN) ▪ $[…] per transfer to successor trustee ▪ $[…] per participant distribution (Excluding SWPs) ▪ $[…] per refund of excess contribution ▪ $[…] per reconversion/re-characterization Additional Shareholder Paid Fees ▪ $[…] per outgoing wire transfer or overnight delivery ▪ $ […] per telephone exchange ▪ $[…] per return check or ACH or stop payment ▪ $[…] per statement year requested per account (applies to research requests for statements older than the prior year) *Subject to annual CPI increase – All Urban Consumers – U.S. City Average Fees are calculated pro rata and billed monthly. 1 This Exhibit B is a combined fee schedule that will cover all services provided by USBFS to the Trust pursuant to the Fund Administration Agreement, the Fund Accounting Agreement, and the TA Agreement, as well as the services provided by U.S. Bank, N.A to the Trust pursuant to the Custody Agreement.
Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees ▪ $15.00 /qualified plan account or Cxxxxxxxx ESA account (Cap at $30.00 /SSN) ▪ $25.00 /transfer to successor trustee ▪ $25.00 /participant distribution (Excluding SWPs) ▪ $25.00 /refund of excess contribution ▪ $25.00 /reconversion/recharacterization Additional Shareholder Paid Fees ▪ $15.00 /outgoing wire transfer or overnight delivery ▪ $5.00 /telephone exchange ▪ $25.00 /return check or ACH or stop payment ▪ $5.00 /research request per account (Cap at $25.00 /request) (This fee applies to requests for statements older than the prior year) Literature Fulfillment Services* ▪ Account Management − $250 /month (account management, lead reporting and database administration) ▪ Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing ▪ Inbound Teleservicing Only − Account Management - $250 /month − Call Servicing - $1.00 /minute ▪ Lead Conversion Reporting (Closed Loop) − Account Management - $500 /month − Database Installation, Setup - $1,500 /fund group − Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges.
Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $_____ per qualified plan account or Xxxxxxxxx ESA account (Cap at $30.00 per SSN) § $_____ per transfer to successor trustee § $_____ per participant distribution (Excluding SWPs) § $_____ per refund of excess contribution § $_____ per reconversion/re-characterization Additional Shareholder Paid Fees § $_____ per outgoing wire transfer or overnight delivery § $_____ per telephone exchange § $_____ per return check or ACH or stop payment § $_____ per research request per account (This fee applies to requests for statements older than the prior year)
Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees · $15.00 /qualified plan account or Xxxxxxxxx ESA account (Cap at $30.00 /SSN) · $25.00 /transfer to successor trustee · $25.00 /participant distribution (Excluding SWPs) · $25.00 /refund of excess contribution · $25.00 /reconversion/recharacterization Additional Shareholder Paid Fees · $15.00 /outgoing wire transfer or overnight delivery · $5.00 /telephone exchange · $25.00 /return check or ACH or stop payment · $5.00 /research request per account (Cap at $25.00 /request) (This fee applies to requests for statements older than the prior year)
Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $____ /qualified plan account or Xxxxxxxxx ESA account (Cap at $____ /SSN) § $____ /transfer to successor trustee § $____ /participant distribution (Excluding SWPs) § $____ /refund of excess contribution § $____ /reconversion/recharacterization Amended Exhibit C (continued) to the Trust for Professional Managers Transfer Agent Servicing Agreement Transfer Agent & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES -FEE SCHEDULE at August, 2016
