Common use of Charges Paid by Investors Clause in Contracts

Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $___ /qualified plan account or Cxxxxxxxx ESA account (Cap at $___ /SSN) § $___ /transfer to successor trustee § $___ /participant distribution (Excluding SWPs) § $___ /refund of excess contribution § $___ /reconversion/recharacterization Additional Shareholder Paid Fees § $___ /outgoing wire transfer or overnight delivery § $___ /telephone exchange § $___ /return check or ACH or stop payment § $___ /research request per account (Cap at $___ /request) (This fee applies to requests for statements older than the prior year)

Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $___ /qualified plan account or Cxxxxxxxx Xxxxxxxxx ESA account (Cap at $___ 30.00 /SSN) § $___ /transfer to successor trustee § $___ /participant distribution (Excluding SWPs) § $___ /refund of excess contribution § $___ /reconversion/recharacterization Additional Shareholder Paid Fees § $___ /outgoing outgoing wire transfer or overnight delivery § $___ /telephone exchange § $___ /return check or ACH or stop payment § $___ /research search request per account (Cap at $___ /request) (This fee applies to requests for statements older than the prior year)

Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $___ [ ] /qualified plan account or Cxxxxxxxx ESA account (Cap at $___ 30.00 /SSN) § $___ [ ] /transfer to successor trustee § $___ [ ] /participant distribution (Excluding SWPs) § $___ [ ] /refund of excess contribution § $___ [ ] /reconversion/recharacterization Additional Shareholder Paid Fees § $___ [ ] /outgoing wire transfer or overnight delivery § $___ [ ] /telephone exchange § $___ [ ] /return check or ACH or stop payment § $___ [ ] /research request per account (Cap at $___ 25.00 /request) (This fee applies to requests for statements older than the prior year)