Service Charges to the Fund Sample Clauses

Service Charges to the Fund. Shareholder Account Fee (Subject to Minimum) ¨ No-Load - $15.00 /account ¨ Load Fund - $16.00 /account ¨ Daily Accrual Fund - $21.00 /account ¨ Matrix Level 3 Accounts - $11.00/account ¨ Matrix Xxxxx 0 and Matrix Level 0 Closed Accounts - $10/account Annual Minimum ¨ $24,000 per no-load fund ¨ $28,000 per load or daily accrual fund ¨ $15,000 each additional class Activity Charges ¨ Telephone Calls - $1.00 /minute ¨ E-mail Services - $2.50 /e-mail received ¨ Draft Check Processing - $1.00 /draft ¨ Daily Valuation Trades - $10.00 /trade ¨ Omnibus Account Transactions ¨ $3.00 each – first 100 transactions per month ¨ $2.00 each – next 400 transactions per month ¨ $1.00 each – next 1,500 transactions per month ¨ $.50 each – next 3,000 transactions per month ¨ $.25 each – balance of transactions per month ¨ Lost Shareholder Search - $5.00 /search ¨ XXX Xxxx Xxxxxxx (xxxx Xxxxx 0 accounts) 0-999 accounts - $500.00/year 1,000-4,999 accounts - $1,000/year 5,000-9,999 accounts - $2,500/year 10,000+ accounts - $5,000/year ¨ AML New Account Service - $1.00/new domestic accounts and $2.00/new foreign account ¨ Shareholder Verifications $0.25/item ¨ ACH/EFT Shareholder Services: $125.00 /month/fund group $ .50 /ACH item, setup, change $5.00 /correction, reversal ¨ Disaster recovery $0.20 per open account Chief Compliance Officer Support Services* $1,200 annually Fees are billed monthly. * Subject to CPI increase, Milwaukee MSA. Service Charges to Investors Qualified Plan Fees (Charged to Investors) ¨ $15.00 /qualified plan acct (Cap at $30.00/SSN) ¨ $15.00 /Xxxxxxxxx ESA acct (Cap at $30.00/SSN) ¨ $25.00 /transfer to successor trustee ¨ $25.00 /participant distribution (Excluding SWPs) ¨ $25.00 /refund of excess contribution Additional Shareholder Fees (Charged to Investors) ¨ $15.00 /outgoing wire transfer ¨ $15.00 /overnight delivery ¨ $ 5.00 /telephone exchange ¨ $25.00 /return check or ACH ¨ $25.00 /stop payment ¨ $ 5.00 /research request per account (Cap at $25.00/request) (For requested items of the second calendar year [or previous] to the request) Technology Charges 1. Fund Group Setup (first cusip) - $2,000 /fund group 2. Fund Setup - $1,500 /cusip (beyond first cusip) 3. NSCC Service Interface – All NSCC Services ¨ Setup - $1,500 /fund group ¨ Annual - $1,400 /cusip/year 4. Telecommunications and Voice Services ¨ Service Setup - $1,650 ATT transfer connect ¨ VRU Setup - $500 /fund group ¨ VRU Maintenance - $100 /cusip/month ¨ $.35 /voice response call 6. Aver...
Sample 1See All (5)
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Service Charges to the Fund. Shareholder Account Fee (Subject to Minimum) ¨ No-Load - $[ ] /account Annual Minimum ¨ $[ ] per no-load fund Activity Charges ¨ Telephone Calls - $[ ] /minute ¨ Daily Valuation Trades - $[ ] /trade ¨ Lost Shareholder Search - $[ ] /search ¨ AML Base Fee $[ ] / year New Account Service - $[ ] /new domestic accounts, $[ ] / new foreign and $[ ] per shareholder verification ¨ ACH/EFT Shareholder Services: $[ ] /month/fund group $ [ ] /ACH item, setup, change $[ ] /correction, reversal ¨ Omnibus Account Transactions $[ ] each – first [ ] transactions $[ ] each – next [ ] transactions $[ ] each – next [ ] transactions $ [ ] each – next [ ] transactions $ [ ] each – balance of transactions Miscellaneous Costs - Including but not limited to: ¨ Telephone toll-free lines, call transfers, etc ¨ Mailing, sorting and postage ¨ Stationery, envelopes ¨ Programming, special reports ¨ Insurance, record retention, Microfilm/microfiche ¨ Proxies, proxy services ¨ ACH fees, NSCC charges ¨ Disaster recovery – per open account ¨ All other miscellaneous expenses Fees are billed monthly. Service Charges to Investors Qualified Plan Fees (Billed to Investors) ¨ $[ ] /qualified plan acct (Cap at $[ ] /SSN) ¨ $[ ] /Cxxxxxxxx ESA acct (Cap at $[ ] /SSN) ¨ $[ ] /transfer to successor trustee ¨ $[ ] /participant distribution (Excluding SWPs) $[ ] /refund of excess contribution Additional Shareholder Fees (Billed to Investors) ¨ $[ ] /outgoing wire transfer ¨ $[ ] /overnight delivery ¨ $[ ] /telephone exchange ¨ $[ ] /return check or ACH ¨ $[ ] /stop payment ¨ $ [ ] /research request per account (Cap at $[ ] /request) (For requested items of the second calendar year [or previous] to the request) Technology Charges 1. Fund Group Setup (first cusip) - $[ ] /fund group 2. Fund Setup - $[ ] /cusip (beyond first cusip) 3. NSCC Service Interface – All NSCC Services ¨ Setup - $[ ] /fund group 4. Telecommunications and Voice Services ¨ Service Setup - $[ ] ATT transfer connect ¨ VRU Setup - $[ ] /fund group 5. Average Cost - $[ ] /account/year 6. Development/Programming - $[ ] /hour 7. File Transmissions – subject to requirements 8. Selects - $[ ] per select 9. Extraordinary services – charged as incurred ¨ Conversion of Records (if necessary) – Estimate to be provided. ¨ Custom processing, re-processing All other extraordinary services
Sample 1

Related to Service Charges to the Fund

  • Service Charge No service charge shall be payable by a holder of a beneficial interest in a Global Security or by a Holder of a Definitive Security for any exchange or registration of transfer of Securities, or for any issue of new Securities in case of partial redemption of any series. The Company, however, may require payment of a sum sufficient to cover any tax or other governmental charge in relation thereto, other than any such taxes or other governmental charge payable upon exchange or registration of transfer pursuant to Sections 2.06, 3.03(b) and 9.04.

  • Service Charges No service charge shall be made for any exchange or registration of transfer of Warrants.

  • Monthly Fee Programmer will pay Licensee for the broadcast of the programs hereunder a fee each month as described in more detail in Appendix A to this Agreement (the "Monthly Fee"). The Monthly Fee will be payable on the first day of each calendar month during the Term, to Clearly Superior Radio, L.L.C., 0000 Xxxxx Xxxxx Xxxxxx, Xxx Xxxxxxxxx Xxxxxx, Xxxxxx, Xxxxxxxx 00000, or to such other address as Licensee may designate in writing. The failure of Licensee to demand or insist upon prompt payment of the Monthly Fee will not constitute a waiver of its right to do so.

  • Charges to Accounts Silicon may, in its discretion, require that Borrower pay monetary Obligations in cash to Silicon, or charge them to Borrower's Loan account, in which event they will bear interest at the same rate applicable to the Loans. Silicon may also, in its discretion, charge any monetary Obligations to Borrower's Deposit Accounts maintained with Silicon.

  • Allocation of Charges and Expenses Except as otherwise specifically provided in this section 4, you shall pay the compensation and expenses of all Trustees, officers and executive employees of the Trust (including the Fund's share of payroll taxes) who are affiliated persons of you, and you shall make available, without expense to the Fund, the services of such of your directors, officers and employees as may duly be elected officers of the Trust, subject to their individual consent to serve and to any limitations imposed by law. You shall provide at your expense the portfolio management services described in section 2 hereof and the administrative services described in section 3 hereof. You shall not be required to pay any expenses of the Fund other than those specifically allocated to you in this section 4. In particular, but without limiting the generality of the foregoing, you shall not be responsible, except to the extent of the reasonable compensation of such of the Fund's Trustees and officers as are directors, officers or employees of you whose services may be involved, for the following expenses of the Fund: organization expenses of the Fund (including out of-pocket expenses, but not including your overhead or employee costs); fees payable to you and to any other Fund advisors or consultants; legal expenses; auditing and accounting expenses; maintenance of books and records which are required to be maintained by the Fund's custodian or other agents of the Trust; telephone, telex, facsimile, postage and other communications expenses; taxes and governmental fees; fees, dues and expenses incurred by the Fund in connection with membership in investment company trade organizations; fees and expenses of the Fund's accounting agent for which the Trust is responsible pursuant to the terms of the Fund Accounting Services Agreement, custodians, subcustodians, transfer agents, dividend disbursing agents and registrars; payment for portfolio pricing or valuation services to pricing agents, accountants, bankers and other specialists, if any; expenses of preparing share certificates and, except as provided below in this section 4, other expenses in connection with the issuance, offering, distribution, sale, redemption or repurchase of securities issued by the Fund; expenses relating to investor and public relations; expenses and fees of registering or qualifying Shares of the Fund for sale; interest charges, bond premiums and other insurance expense; freight, insurance and other charges in connection with the shipment of the Fund's portfolio securities; the compensation and all expenses (specifically including travel expenses relating to Trust business) of Trustees, officers and employees of the Trust who are not affiliated persons of you; brokerage commissions or other costs of acquiring or disposing of any portfolio securities of the Fund; expenses of printing and distributing reports, notices and dividends to shareholders; expenses of printing and mailing Prospectuses and SAIs of the Fund and supplements thereto; costs of stationery; any litigation expenses; indemnification of Trustees and officers of the Trust; and costs of shareholders' and other meetings. You shall not be required to pay expenses of any activity which is primarily intended to result in sales of Shares of the Fund if and to the extent that (i) such expenses are required to be borne by a principal underwriter which acts as the distributor of the Fund's Shares pursuant to an underwriting agreement which provides that the underwriter shall assume some or all of such expenses, or (ii) the Trust on behalf of the Fund shall have adopted a plan in conformity with Rule 12b-1 under the 1940 Act providing that the Fund (or some other party) shall assume some or all of such expenses. You shall be required to pay such of the foregoing sales expenses as are not required to be paid by the principal underwriter pursuant to the underwriting agreement or are not permitted to be paid by the Fund (or some other party) pursuant to such a plan.

  • Reimbursable Expenses In addition to the compensation paid to the Advisor pursuant to Section 8 hereof, the Company or the Partnership shall pay directly or reimburse the Advisor for all of the expenses paid or incurred by the Advisor (to the extent not reimbursable by another party, such as the dealer manager) in connection with the services it provides to the Company and the Partnership pursuant to this Agreement, including, but not limited to:

  • Remittance Processing Services In order to provide a means of collection of the Receivables which will allow the Trustee to receive the proceeds of the Receivables and related security without AmeriCredit or its Affiliates having access to the funds, the parties hereto agree for the benefit of the Trustee that the processing services (the “Service(s)”) of Processor will be used for the collection and the deposit of remittances related to the Receivables and related security.

  • Sales Charges and Concessions On each purchase of Shares by you (but not including the reinvestment of any dividends or distributions), you shall be entitled to receive such dealer allowances, concessions, sales charges or other compensation, if any, as may be set forth in the Prospectus. Sales charge reductions and discounts may be available as provided in the Prospectus. To obtain any such reductions, the Company or its transfer agent must be notified promptly when a transaction or transactions would qualify for the reduced charge and you must submit information that is sufficient (in the discretion of the Company) to substantiate qualification therefor. The foregoing shall include advising us of any Letter of Intent signed by your customer or of any Right of Accumulation available to such customer. If you fail to so advise the Fund, you will be liable for the return of any commissions plus interest thereon. Rights of accumulation (including rights under a Letter of Intent) are available, if at all, only as set forth in the Prospectus, and you authorize any adjustment to your account (and will be liable for any refund) to the extent any allowance, discount or concession is made and the conditions therefor are not fulfilled. Each price is always subject to confirmation, and will be based upon the net asset value next determined after receipt of an order that is in good form. If any Shares purchased are tendered for redemption or repurchased by the Fund for any reason within seven business days after confirmation of the purchase order for such Shares, you agree to promptly refund the full sales load or other concession and you will forfeit the right to receive any compensation allowable or payable to you on such Shares. The Fund reserves the right to waive sales charges. You represent to us that you are eligible to receive any such sales charges and concessions paid to you by us under this section.

  • Maintenance Fees All maintenance and similar fees in respect of any Purchased Assets that are due and payable prior to the Closing have been paid in full.

  • Maintenance Fee The Maintenance Fee (SEE SCHEDULE - ACCUMULATION PERIOD) will be deducted during the Accumulation Period from the Account Value on each anniversary of the Account Effective Date and upon withdrawal of the entire Account.

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