Examples of Chief Investment Officer in a sentence
Investment Personnel who wish to participate in an investment club must request Chief Investment Officer approval prior to joining in the club activity.
Violations of Investment Personnel and proposed sanctions will be reported to the responsible Chief Investment Officer and/or Manager.
In cases where an Investment Person has submitted the request for preclearance, the Compliance Department shall also notify the Chief Investment Officer to whom the Investment Person reports.
The Chief Investment Officer shall notify the Compliance Department when such approval is granted.
If an Investment Person receives prior approval and acquires a Private Placement Security, the Investment Person must disclose this investment to the Chief Investment Officer (or the Chief Investment Officer’s designee) before the Investment Person may participate in any subsequent consideration of any potential investment by a Fund in the issuer of that Security.