SIPC. Betterment Securities is a member of the Securities Investor Protection Corporation ("SIPC"). SIPC currently protects the Securities and/or Other Property in each of Client’s Accounts up to $500,000, including $250,000 for claims for cash. (Please note that money market fund balances are not considered cash for this purpose; they are considered to be securities.) Visit xxx.xxxx.xxx or call (000) 000-0000 for more information including a brochure on SIPC protection. SIPC coverage does not cover fluctuations in the market value of Client’s investments.
SIPC. The SEC or any self-regulatory organization has notified the SIPC pursuant to Section 5(a)(1) of the Securities Investor Protection Act of 1970 (the "SIPC Act") of facts which indicate that the Borrower or any of its Subsidiaries is in or is approaching financial difficulty, or the SIPC shall file an application for a protective decree with respect to the Borrower or any of its Subsidiaries under Section 5(a)(3) of the SIPC Act.
SIPC. You agree to promptly notify us if you are not now a member of the Securities Investor Protection Corporation or its successor ("SIPC"), or if at any time during the term of this Agreement you cease being a member of SIPC.
SIPC. The Commission or any Self-Regulatory Organization has notified the SIPC pursuant to Section 5(a)(1) of the SIPA of facts which indicate that the Borrower, RJA or RJFS is in or is approaching financial difficulty, or the SIPC shall file an application for a protective decree with respect to the Borrower, RJA or RJFS under Section 5(a)(3) of the SIPA. 7.12.
SIPC. The Commission or any Self-Regulatory Organization shall have notified the SIPC pursuant to Section 5(a)(1) of the SIPA of facts which lead it to reasonably believe that the Borrower or any Subsidiary thereof is in or is approaching financial difficulty, or the SIPC shall file an application for a protective decree with respect to the Borrower or any of its Subsidiaries under Section 5(a)(3) of the SIPA; or
SIPC. BNPP PB is a member of the Securities Investor Protection Corporation (“SIPC”) through which customer accounts are protected in the event of a broker-dealer’s insolvency up to $500,000, including a maximum of $100,000 for free cash balances. Neither SIPC nor the additional coverage is the same as or a substitute for FDIC deposit insurance, and they do not protect against declines in the market value of your securities. If you would like to contact the SIPC to obtain a SIPC brochure or to obtain other information about SIPC, you may call SIPC directly at (000) 000-0000 or visit the SIPC website at wxx.xxxx.xxx.
SIPC. It is hereby agreed between Introducing Broker and Interactive that, for purposes of the “financial responsibility rules” of the Securities and Exchange Commission (“SEC”) and Securities Investor Protection Act, the participants in the Fully Disclosed Accounts shall be deemed “customers” of Interactive and not the Introducing Broker.
SIPC. Securities in your Brokerage Account are protected in accordance with the Securities Investor Protection Corporation (“SIPC”) up to $500,000. The $500,000 total amount of SIPC protection is inclusive of up to $250,000 protection for claims for cash, subject to periodic adjustments for inflation in accordance with the terms of the SIPC statute and approval by SIPC’s Board of Directors. Our current Clearing Broker, NFS, also has arranged for coverage above these limits. Neither coverage protects against a decline in the market value of securities, nor does either coverage extend to certain securities that are considered ineligible for coverage. Annuities, insurance policies, guaranteed investment contracts, and other products purchased through but not held in your Brokerage Account do not receive the SIPC protection or additional coverage associated with your Brokerage Account, even though these products can be listed on your Brokerage Account statements. For more details on SIPC, or to request a SIPC brochure, visit xxx.xxxx.xxx or call 0-000-000-0000.
SIPC. GS&Co. is a member of the Securities Investor Protection Corporation (“SIPC”), which protects cash and securities held for a customer (as such term is defined under the Securities Investor Protection Act of 1970 (“SIPA”)) up to $500,000.00, of which up to $250,000.00 can be a cash claim. Cash (free credit balance) is protected by SIPC only when held in an account for the purpose of investing or reinvesting in securities. Client may obtain information about SIPC, including the SIPC brochure, by contacting SIPC at xxx.xxxx.xxx or 000- 000-0000.
SIPC. The Company is a member in good standing of the United States Securities Investor Protection Corporation, and is since the Lookback Date has been in compliance in all material respects with all applicable rules and regulations thereof.
