Not Held definition

Not Held. Orders: When customers place “not held” orders, they are giving time and price discretion to Stifel so that the Firm may exercise its professional judgment in an effort to obtain best execution for the customer. In the process of executing the “not held” order, Stifel may trade in the security for its own account prior to completion of the customer order and at the same or a better price than the customer receives.
Sample 1Sample 2Sample 3
Not Held order means you are giving LTCO time & price discretion in seeking to obtain the best execution of your order.
Sample 1Sample 2
Not Held is defined as a market or limit order that gives UBSFS both time and price discretion to attempt to get the best possible price.
Sample 1

Examples of Not Held in a sentence

  • In order to comply with its obligations under the terms of Regulation 10(4)(a) - Information Not Held - of the EIRs, ACC hereby gives notice that this information is not held by it.

  • For Securities Transactions placed by the Trading Department that have not been executed within two trading days after the day the authorization is granted (for example, in the case of a limit order or a Not Held Order), no new authorization is necessary unless the person placing the original order for the Securities Transaction amends it in any way.

  • Since the order was received as Not Held, Member Firm 1 must use a Special Handling Code of ‘Not Held’ (NH) to indicate the order was received as Not Held.

  • In this scenario, the Sales Desk received the order as Not Held, but transmitted pieces of the order to the Trading Desk as Held orders.

  • For Securities Transactions placed by the Trading Deparment that have not been executed within two trading days after the day the authorization is granted (for example, in the case of a limit order or a Not Held Order), no new authorization is necessary unless the person placing the original order for the Securities Transaction amends it in any way.

  • If a public hearing is afforded but not held, Figure 7-2H, Certificate of Public Hearing Afforded but Not Held, should be attached.

  • Corporate Actions shall have responsibility for: (i) identifying potential conflicts of interest and reporting them to the Proxy Review Committee; (ii) maintaining appropriate records pursuant to these procedures and applicable SEC rules; (iii) monitoring proxies are voted as directed by the Proxy Group or Proxy Review Committee; and (iv) ensuring that the voting process is timely.Limitations Relating to Proxy VotingVoting of Proxies on Securities Not Held.

  • If Tree Climbing Championship Field Day is Not Held – In the event the TCC Field Day is not held for any reason beyond the control of the Florida Chapter ISA, the rental and lease space to the exhibitor shall be canceled and terminated upon the return of the rental fee paid by the exhibitor for space in the TCC Field Day for this specific event.

  • Parties Not Held at SchoolTo be sensitive to the impact that social interaction (or lack thereof) has on children, the School asks Parents to adhere to the following guideline.

  • Offsite Hearing Locations Guidance‌ Arbitrators should review the document entitled “Information for Hearings Not Held at FINRA Dispute Resolution Offices” to ensure that they follow FINRA’s offsite hearing location procedures.


More Definitions of Not Held

Not Held is defined as a market or limit order that gives TPGE both time and price discretion to attempt to get the best possible price.
Sample 1
Not Held order means BNYMCM is give time and price discretion in seeking to obtain the best execution of your orders. “Not held” orders give BNYMCM the flexibility and discretion to work your order to seek to obtain the best execution reasonable available. BNYMCM only accepts orders with volume limitations or special handling instructions (e.g., VWAP, market on close; percent of volume) on a “not held” basis.
Sample 1
Not Held means the Trader who executes the transaction is given time and price discretion to purchase on a best efforts basis.)
Sample 1
Not Held is defined as a market or limit order that gives UBSFS both time and price discretion to attempt to get the best possible price. A “Sale Day” shall be any day during the “Order Sales Period”, defined as the period between the Order Entry Date and Order Cancel Date or Order Execution, on which the sales price specified in the trading schedule is met; provided, however, that if any Sale Day is not a Trading Day, such Sale Day shall be deemed to fall on the next succeeding Trading Day within the Order Sales Period 2 If UBSFS cannot sell the share amount on any Sale Day for any of the reasons described in Section 4(k)(i) & (ii) of the Trading Plan, than UBSFS will re-enter the sale on the next possible Trading Day as defined below. After receive of timely advance written notice from Seller or Issuer to the 10b5-1 Group of UBSFS, share amounts and the limit prices shall be adjusted on a proportionate basis to take into account any stock split, reverse stock split or stock dividend with respect to the Stock or any change in capitalization with respect to Issuer that occurs while the Trading Plan is in effect. A “Trading Day” is any day during the Order Sales Period on which the primary listed exchange is open for business and the Stock trades regular way; provided, however, that a “Trading Day” shall mean only that day’s regular trading session of the primary exchange and shall not include any extended-hours or after-hours trading sessions that the primary exchange may allow. [GRAPHIC APPEARS HERE] Date By executing this Trading Plan below, Seller represents and warrants that Seller has carefully reviewed in detail the specific Trading Instructions set forth in Exhibit A, that the Trading Instructions are accurate, complete, and accurately reflect the intent and instructions of Seller. [GRAPHIC APPEARS HERE] Title: Trustee NOTICE: Signature date must be the same as Seller’s Adoption Date as defined in the opening section of this Trading Plan.
Sample 1
Not Held is defined as a market or limit order that gives UBSFS both time and price discretion to attempt to get the best possible price. This Amended Trading Plan will become effective on September 6, 2022, which shall be no earlier than 3 weeks from the contract signature date. UBS Financial Services Inc. will continue to exercise Options and/or purchase Stock pursuant to the terms of the original Trading Plan until this Amended Trading Plan goes into effect. Purchaser certifies that the representations and warranties of Purchaser contained in the Trading Plan are true at and as of the date hereof as if made at and as of such date. Purchaser has obtained a new Issuer Certificate in the form of Exhibit B. PURCHASER REPRESENTS AND WARRANTS THAT THEY WILL RETAIN A COPY OF THIS AMENDMENT AFTER EXECUTING/DATING IT BELOW. By executing this Trading Plan Amendment, Purchaser represents and warrants that Purchaser has carefully reviewed in detail the specific Trading Instructions set forth in Exhibit A, that the Trading Instructions are accurate, complete, and accurately reflect the intent and instructions of Purchaser. /s/ Dr. Xxxxxx X. Troendle August 15, 2022 Name: Dr. Xxxxxx X. Troendle Date UBS FINANCIAL SERVICES INC. /s/ Xxxx Xxxxxxxxx 8-16-2022 Name: Xxxxx Xxxxxx Date Title: Director /s/ Xxxxxxxxxxx XxXxxx 08-16-2022 Name: Xxxxxxxxxxx XxXxxx Date
Sample 1
Not Held is defined as a market or limit order that gives UBSFS both time and price discretion to attempt to get the best possible price. This Amended Trading Plan will become effective on July 5, 2022, which shall be no earlier than 3 weeks from the contract signature date. UBS Financial Services Inc. will continue to exercise Options and/or sell Stock pursuant to the terms of the original Trading Plan until this Amended Trading Plan goes into effect. Seller certifies that the representations and warranties of Seller contained in the Trading Plan are true at and as of the date hereof as if made at and as of such date. Seller has obtained a new Issuer Certificate in the form of Exhibit B. SELLER REPRESENTS AND WARRANTS THAT THEY WILL RETAIN A COPY OF THIS AMENDMENT AFTER EXECUTING/DATING IT BELOW. By executing this Trading Plan Amendment, Seller represents and warrants that Seller has carefully reviewed in detail the specific Trading Instructions set forth in Exhibit A, that the Trading Instructions are accurate, complete, and accurately reflect the intent and instructions of Seller. /s/ August X. Xxxxxxxx 5/3/22 Name: Dr. August X. Xxxxxxxx Date USB FINANCIAL SERVICES INC. /s/ Xxxxx Xxxxxx 5/5/2022 Name: Xxxxx Xxxxxx Date Title: Director /s/ Xxxxxxxxxxx XxXxxx 5/6/2022 Name: Xxxxxxxxxxx XxXxxx Date
Sample 1

Related to Not Held

  • Commingle means the act of Commingling.

  • Widely Held Fixed Investment Trust as that term is defined in Treasury Regulations section 1.671-5(b)(22) or successor provisions.

  • Hold on any account maintained with Bank and/or deliver a notice of exclusive control, any entitlement order, or other directions or instructions pursuant to any Control Agreement or similar agreements providing control of any Collateral;

  • Permitted Purpose means any activity or process to be undertaken or supervised by a Staff member of one Party during the term of this Agreement, for which purpose authorised disclosure of the other Party’s Confidential Information or Intellectual Property is a prerequisite in order to enable such activity or process to be accomplished;

  • Permitted Investments means:

  • Directly Operate With respect to any REO Property, the furnishing or rendering of services to the tenants thereof, the management or operation of such REO Property, the holding of such REO Property primarily for sale to customers, the performance of any construction work thereon or any use of such REO Property in a trade or business conducted by REMIC I other than through an Independent Contractor; provided, however, that the Trustee (or the Master Servicer on behalf of the Trustee) shall not be considered to Directly Operate an REO Property solely because the Trustee (or the Master Servicer on behalf of the Trustee) establishes rental terms, chooses tenants, enters into or renews leases, deals with taxes and insurance, or makes decisions as to repairs or capital expenditures with respect to such REO Property.

  • Physically helpless means that a person is unconscious or for any other reason is physically unable to communicate unwillingness to an act.

  • Permitted Purposes means evaluating the Project, preparing a Proposal, and any other use permitted by the RFP or this Participation Agreement;

  • Widely Held Mortgage Trust as that term is defined in Treasury Regulations section 1.671-5(b)(23) or successor provisions.

  • Permitted Investment means an Investment by the Company or any Restricted Subsidiary in:

  • Distinguishable from background means that the detectable concentration of a radionuclide is statistically different from the background concentration of that radionuclide in the vicinity of the site or, in the case of structures, in similar materials using adequate measurement technology, survey, and statistical techniques.

  • Disposing or “Disposition” means with respect to any asset (including a Membership Interest or any portion thereof), a sale, assignment, transfer, conveyance, gift, exchange or other disposition of such asset, whether such disposition be voluntary, involuntary or by operation of Applicable Law.

  • Held means, in relation to Shares, the Shares entered in the register of members as being held by a member and term “holds” and “holder” shall be construed accordingly;

  • Invested Assets means cash, Cash Equivalents, short term investments, investments held for sale and any other assets which are treated as investments under GAAP.

  • Permitted User means a person other than an employee of the Company who is authorized by the Company pursuant to and in accordance with Section 2.1(a)(ii) and all applicable Documentation to access and use one or more specific Component Systems.

  • Permitted Users has the meaning given in Section 14.02;

  • Investments as defined in Section 7.8.

  • generate , with respect to electricity, means to produce electricity or provide ancillary services, other than ancillary services provided by a transmitter or distributor through the operation of a transmission or distribution system;

  • Affiliates means, with respect to any Person, any other Person that, directly or indirectly, controls, or is controlled by, or is under common control with, such Person. As used in this definition, “control” (including, with its correlative meanings, “controlled by” and “under common control with”) shall mean the possession, directly or indirectly, of the power to direct or cause the direction of management or policies of a Person, whether through the ownership of securities or partnership or other ownership interests, by contract or otherwise.

  • Direct filtration means a series of processes including coagulation and filtration but excluding sedimentation resulting in substantial particulate removal.

  • intended purpose means the purpose for which the Technical Information is provided to the Supplier under or in connection with a Contract.

  • Permissible Investment means the investments specified by the Employer as available for investment of assets of the Trust and agreed to by the Trustee. The Permissible Investments under the Plan shall be listed in the Service Agreement.

  • Direct investment means a direct investment as defined by the International Monetary Fund under its Balance of Payments manual, fifth edition (BMP 5), as amended;

  • Direct Investments means assets which are not Underlying Funds.

  • Related Assets Any assets held by a Trust the return of which is linked to one or more Underlying Securities and which, if applicable, shall be described in the related Supplement or a schedule thereto.

  • Transferable interest means the right, as originally associated with a person’s capacity as a member, to receive distributions from a limited liability company in accordance with the operating agreement, whether or not the person remains a member or continues to own any part of the right.