Introducing Broker definition

Introducing Broker means a third party who introduces prospective Clients to the Company.

Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients/interested parties to the Company.

Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients to the Company;

Examples of Introducing Broker in a sentence

• Any acts, claims and representations made by the Introducing Broker, do not in any way bind the Company.

• In this Agreement a reference to any phrase introduced by the words “orders from the Client” or “the Client’s orders” or “your orders” or “for orders that you send to us” or any similar expression means any order having been given by the Client to IBUK or received and transmitted by Introducing Broker to IBUK on behalf of the Client.

• If the Introducing ▇▇▇▇▇▇ sends orders to IBUK on the Client’s behalf, Introducing Broker shall be solely responsible for all aspects of the acceptance and handling of the Client’s orders, and all regulatory responsibilities and obligations related thereto including, but not limited to, the disclosure of the costs and charges described in Section 5 above to the extent permitted by Applicable Law.

• The commissions and fees might be different for the Client introduced by an Introducing Broker.

More Definitions of Introducing Broker

Introducing Broker means anybrokerage firm which introduces security transactions on behalf of the undersigned, which transactions are cleared through Apex, whether one or more. “Obligations” means all indebtedness, debit balances, liabilities or other obligation of any kind of the undersigned to Apex, whether now existing or hereafter arising. “Options” means all types of options, including puts, calls, equity, debt, index or otherwise. “Securities and other property” shall include, but shall not be limited to money, securities, commodities or other property of everykind and nature and all contracts and options relating thereto, whether for present or future delivery. “Apex” refers to Apex Clearing Corporation.

Introducing Broker means any brokerage firm, which introduces securities transactions on behalf of the Customer, which transactions are cleared through you, whether one or more. “Obligations” means all indebtedness, debit balances, liabilities or other obligations of any kind of the Customer to you, whether now existing or hereafter arising. “Securities and other property” shall include, but shall not be limited to, money, securities, commodities or other property of every kind and nature and all contracts and options relating thereto, whether for present or future delivery. “You”, “your” or “Apex” refers to Apex Clearing Corporation. “Customer” refers to the party or parties signing this agreement.

Introducing Broker means persons within the meaning set forth in Section 1a(31) of the CEA and within the definition of ‘foreign broker’ set forth in 17 C.F.R. 1.3(xx).

Introducing Broker means a financial institu- tion or other entity which is remunerated by Saxo Bank and/or Clients for referral of Clients to Saxo Bank and/or for provision of advice to such Clients and/or execution of such Clients' transactions towards Saxo Bank;

Introducing Broker means a financial institution or advisor which is remunerated by Aglobe Investments Ltd and/or clients for referral of clients to Aglobe Investments Ltd and/or for provision of advice to such Clients and/or execution of such Clients` transactions towards Aglobe Investments Ltd ;

Introducing Broker means a financial institution or advisor which is remunerated by Tickmill Ltd and/or clients for referral of clients to Tickmill Ltd and/or for provision of advice to such Clients and/or execution of such Clients' transactions towards Tickmill Ltd;

Introducing Broker means any person (natural person or a legal entity) who wishes to refer Clients to the Company and has entered into an Introducing Broker Agreement and has successfully opened an IB Account (as defined in the Introducing Broker Agreement).