Review of Accounts. Not less often than annually, and promptly at Administrative Agent's request if there is an Event of Default in existence, Borrower shall conduct (and shall cause each other Covered Person to conduct) a review of its Accounts, bad debt reserves, and collection histories of Account Debtors and promptly following such review provide Administrative Agent with a report of such review in form and detail satisfactory to Administrative Agent.
Review of Accounts. If applicant provides investment supervisory services, manages investment advisory accounts, or holds itself out as providing financial planning or some similarly termed services:
Review of Accounts. The Relevant Obligors irrevocably grant (solely for the purposes of its role as agent of the Finance Parties hereunder) the Security Agent or any of its appointed representatives access to review the books and records of the Accounts (and shall irrevocably authorise each Account Bank to disclose the same to the Security Agent and its appointed representatives) and irrevocably waives any right of confidentiality which may exist in respect of such books and records solely to the extent necessary to allow disclosure of such books and records to any Finance Party and its advisers.
Review of Accounts. All accounts are reviewed on a monthly basis by Xxxxxx Xxxxxxx, President and CIO, to be certain that accounts are being invested according to their respective investment objectives and any restrictions placed on the accounts. Clients will receive statements from their custodians on a monthly or quarterly basis, which will contain an account summary, an account transactions detail and contribution and withdrawals detail.
Review of Accounts. 52 13.17. Inventory.. . . . . . . . . . . . . . . . . . . . . . . . . . 52 13.18. Annual Projections. . . . . . . . . . . . . . . . . . . . . . 52 13.19.
Review of Accounts. If applicant provides investment supervisory services, manages investment advisory accounts, or holds itself out as providing financial planning or some similarly termed services: A. Describe below the reviews and reviewers of the accounts. For reviews, include their frequency, different levels, and triggering factors. For reviewers, include the number of reviewers, their titles and functions, instructions they receive from applicant on performing reviews, and number of accounts assigned each. See Schedule F B. Describe below the nature and frequency of regular reports to clients on their accounts. See Schedule F FORM ADV Part II - Page 6 Applicant: Xxxxxxx, Xxxxx & Co., Inc. SEC File Number: 801-42709 Date: 12/10/2009
Review of Accounts. Advisor’s investment tools are intended for Clients’ use in order for Clients to review their Account and better understand their holdings and investment performance. Generally, Advisor personnel oversee the implementation of, and modifications to, the algorithm but do not monitor individual Client Accounts. There may be circumstances when certain investment activity and Account settings will trigger individual review of certain Client Accounts. There may be circumstances when certain investment activity and account settings will trigger individual review of certain Client Accounts. Clients are directed to update their Client Information on the App whenever information about their goals, financial situation or other information that could bear on how their Account is managed changes in a meaningful way. We would expect that Clients review their Client Information at least annually for this purpose. As part of this update, Clients should review and carefully consider the information available on the Platform about their Approved Portfolios and their constituents ETFs.
Review of Accounts. At any time following the occurrence of an Event of Default, Borrower shall allow Lender, at Lender's request (when Lender deems the same reasonably necessary), to obtain a review of all Accounts by an independent third party acceptable to Lender and Borrower, all at the expense of Borrower, the review to be in form satisfactory to Lender. In the event of such a review, the Lender agrees and, prior to the commencement thereof, will cause the independent third party to acknowledge and agree to maintain the confidentiality of the information to which access is given and will not deal with such information in any manner which results in the breach of the Borrower's ethical obligation to maintain the confidentiality of privileged client information and communications.
Review of Accounts. Koin’s App investment tools are intended for Clients’ use in order for Clients to review their Account and better understand their holdings and investment performance. Generally, Koin personnel oversee the implementation of, and modifications to, the algorithm but do not monitor individual Client Accounts. There may be circumstances when certain investment activity and Account settings will trigger individual review of certain Client Accounts. Client accounts are monitored by the algorithms. When opening an account with Xxxx, a client will be asked if such client wants to get notification when the daily price movement in client’s portfolio exceeds certain percentage. A client has the option to choose to receive such notifications or no notifications. If a client chooses to receive such notifications, such client will be asked to choose a certain percentage (1%, 2%, 3%, 4%, or 5%+) in price movement that triggers such notifications. When a threshold for price movement notification is triggered, the App Platform will send a notification to the client. Clients are directed to update their Client Information on the App whenever information about their risk tolerance, investment preference, or other information that could bear on how their Account is managed changes in a meaningful way. We would expect that Clients review their Client Information at least annually for this purpose. As part of this update, Clients should review and carefully consider the information available on the App.
Review of Accounts. To the extent services offered under RPCP or SMS to the Plan or Plan Sponsor include performance monitoring or reporting, LPL or the IAR will review performance or provide reports of investment manager(s) or investments selected by the Plan, as applicable, on a frequency as agreed with the Plan or Plan Sponsor. If elected by the Plan, IAR will provide reports evaluating the performance of Plan investment manager(s) or investments, as applicable.
