Advisor Personnel Sample Clauses
The "Advisor Personnel" clause defines the individuals or groups who will provide advisory services under the agreement. It typically specifies the qualifications, roles, or identities of the personnel involved, and may outline requirements for approval or replacement of these individuals by the client. This clause ensures that the parties have a clear understanding of who is delivering the advisory services, thereby maintaining quality and accountability throughout the engagement.
Advisor Personnel. All investment personnel of the Advisor, when and to the extent engaged in providing investment advisory services and managerial assistance hereunder, and the compensation and routine overhead expenses of such personnel allocable to such services, shall be provided and paid for by the Advisor and not by the Company.
Advisor Personnel. Any person employed by the Advisor or any Affiliate of the Advisor who performs services on behalf of the Advisor for the Company, excluding those persons who also serve as an executive officer of the Company.
Advisor Personnel. The Advisor agrees that only its employees who are registered representatives for the Distributor ("dual employees") or registered representatives of another NASD member firm shall offer or sell Shares of the Portfolios. The Advisor further agrees that the activities of any such employees as registered representatives of the Distributor shall be limited to offering and selling Shares. If there are dual employees, one employee of the Advisor shall register as a principal of the Distributor and assist the Distributor in monitoring the marketing and sales activities of the dual employees. The Advisor shall maintain errors and omissions and fidelity bond insurance policies providing reasonable coverage for its employees' activities and shall provide copies of such policies to the Distributor. The Advisor shall indemnify and hold harmless the Distributor against any and all liabilities, losses, damages, claims and expenses (including reasonable attorneys' fees and disbursements and investigation costs incident thereto) arising from or related to the Advisor's employees' activities as registered representatives, including, without limitation, any and all such liabilities, losses, damages, claims and expenses arising from or related to the breach by such employees of any rules or regulations of the NASD or SEC.
Advisor Personnel. Any person compensated by the Advisor or any Affiliate of the Advisor, whether as an employee, consultant or subcontractor, who performs services on behalf of the Advisor for or to the Company.
Advisor Personnel. [FOR PRIMARY SUB-ADVISORS: The Sub-Advisor has been designated as a “primary sub-advisor” for the Company, within the meaning of the Company’s registration statement on Form S-1). Accordingly, subject to the terms of this Agreement, no notice of termination of this Agreement having been delivered, the Advisor’s fiduciary duties to the Company, any directions from the Company’s board of managers, the Sub-Advisor’s ability to make investments in accordance with the Guidelines and the Sub-Advisor’s continued compliance with its obligations under this Agreement, the Advisor shall use commercially reasonable efforts to ensure that:
Advisor Personnel. The Advisor shall promptly notify ----------------- Cabot of any material change in those employees of the Advisor who, by their membership on Advisor's investment committee or policy committee, exercise investment discretion with respect to Cabot's Projects.