Review of Accounts. If applicant provides investment supervisory services, manages investment advisory accounts, or holds itself out as providing financial planning or some similarly termed services:
Appears in 3 contracts
Samples: General Terms and Conditions, Investment Advisory Agreement, www.capitalinsureinvest.com
Review of Accounts. If applicant provides investment supervisory servicessupervisoryservices, manages investment advisory accounts, ,or holds itself out as providing financial planning or some similarly termed services:
Appears in 1 contract
Samples: Independent Contractor Agreement
