Prevention of Money Laundering and Terrorist Financing Sample Clauses

Prevention of Money Laundering and Terrorist Financing. If you do not hold any existing investment funds managed by RE:XX Xxxxxxxx Management Company Limited, you must complete one of the sections below based on your status as an investor. Failure to do so will result in your investment being delayed or rejected. The sections are as follows:
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Prevention of Money Laundering and Terrorist Financing. XxxxXxxx is subject to Applicable Law regarding the fight against money laundering and the terrorist financing. As a result, PingPong reserves the right to obtain information from you, including, but not limited to, information about your identity, business transactions, business relationships, and/or financial information. In addition, PingPong must take all the steps necessary to identify you and, where appropriate, the beneficial owner of the PingPong Account and/or any Inbound Payments linked to the PingPong Account. You acknowledge that PingPong may terminate or postpone, at any time, the use of login details, access to an Account or execution of a transaction in the absence of any sufficient information about its purpose or nature.
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Prevention of Money Laundering and Terrorist Financing. The Fund Manager shall comply, and shall ensure that the Fund complies, with all legal and regulatory requirements applicable to it regarding the prevention of money laundering and the financing of terrorism including but not limited to the Dutch Prevention of Money Laundering and Terrorist Financing Act (Wet ter voorkoming van witwassen en financieren van terrorisme) and the Dutch Sanctions Act (Sanctiewet), and acknowledges that the Services do not include any obligation for the Depositary to monitor, or assist with, compliance by the Fund or the Fund Manager with such laws and regulations. The Depositary confirms that it will comply with all applicable legal and regulatory requirements regarding the prevention of money laundering and the financing of terrorism.
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Prevention of Money Laundering and Terrorist Financing. We are committed to the fight against financial crime and will ask you for proof of your identity and may conduct searches and enquiries for this purpose. We may also be required to identify and verify the identity of other persons such as directors or beneficial owners, or third party to the transaction. We undertake this procedure in order to comply with our obligations under the Isle of Man Anti-Money Laundering and Countering the Financing of Terrorism Code 2019. We therefore ask that you provide this information promptly on request as we cannot proceed with your business until we have this information. In the event of a delay in providing the requested information and documentation Edgewater will not be responsible for any loss incurred due to the delay in investing client monies. In providing our services we will not engage in any activity which would breach any applicable financial crime legislation and regulation including but not limited to financial and economic sanctions, facilitating tax evasion, anti-bribery and corruption, anti-money laundering and/or combating the financing of terrorism. We have no tolerance for bribery or corruption and have in place policies and procedures that apply to all employees throughout Edgewater and the Manx Financial Group plc, group companies. You confirm that your company has adequate anti-bribery and corruption polices in place.
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Prevention of Money Laundering and Terrorist Financing. 14.1 To comply with the law, we need to get evidence of your identity as soon as possible. If we have not done so already, we will send you a link to our secure portal which will guide you through the identification process. If you cannot complete this for any reason, please contact us as soon as possible to discuss other ways to verify your identity. You must not send us any funds (including a payment on account of costs) until we have confirmed that we have completed our identity checks. If you or they do not provide us with the required information promptly, our dealing with your project may also be delayed.
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Prevention of Money Laundering and Terrorist Financing. B4Trust is subject to Applicable Law regarding the fight against money laundering and the financing of terrorism. As a result, B4Trust reserves the right to obtain information from you, including, but not limited to, information about your identity, business transactions, business relationships, and/or financial information. In addition, B4Trust must take all the steps necessary to identify you and, where appropriate, the beneficial owner of the B4Trust Account. You acknowledge that B4Trust may terminate or postpone, at any time, the use of login details, access to a B4Trust Account, or execution of a transaction in the absence of any sufficient information about its purpose or nature.
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Prevention of Money Laundering and Terrorist Financing. We are subject to Applicable Law regarding the anti-money laundering and counter-terrorism financing.
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Prevention of Money Laundering and Terrorist Financing. Angra is subject to Applicable Law regarding the fight against money laundering and the financing of terrorism. As a result, Angra reserves the right to obtain information from users, including, but not limited to, information about their identity, business transactions, business relationships, and/or financial information. In addition, Angra must take all the steps necessary to identify users and, where appropriate, the beneficial owner of the Global Account linked to the Angra Account. Users acknowledge that Angra may terminate or postpone, at any time, the use of login details, access to an Angra Account, a Global Account or execution of a transaction in the absence of any sufficient information about its purpose or nature.
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Prevention of Money Laundering and Terrorist Financing. In accordance with the Policy on the Prevention of Money Laundering and Terrorist Financing of Kutxabank Group and without prejudice at any time of that established in other regulations of obligatory compliance for the bank,CAJASUR shall establish performance standards and control systems in order to prevent its services being used for money laundering and terrorist financing adopting whatever measures it considers appropriate for such purpose. CAJASUR shall identify and check, by means of dependable documents, the identity of any natural or legal persons who wish to establish business relations with the bank and shall perform reviewing processes periodically in order to ensure the documents, data and information obtained are kept updated and are in effect. It shall also seek relevant information from its clients to understand the nature of their professional or business activity and shall adopt measures aimed at reasonably checking the accuracy of such information. The Bank, in accordance with current regulations, shall undertake ongoing monitoring of the business relationship, including scrutiny of transactions undertaken to ensure that these are consistent with the knowledge of the client and his/her business profile and risk. Additionally, to the aforementioned,CAJASUR shall exercise due diligence in the execution of transactions. But not limited to, it may block and return transactions, refrain from executing them and even proceed to close relations and cancel contracts when it deems appropriate in order to avoid its services being used for activities of an illicit nature. A1. Digital signature Annex to the general conditions Cajasur Banco, S.A.U., Avda. del Gran Capitán, 11-13 - 14008 Merc. Reg., volume 2458, folio 1, page CO-35656, inscription 1ª. N.I.F. A95622841 The holders of this contract authorise CAJASUR to collect their signature through devices that digitise handwriting. The digital signature in any document will have the same value as a handwritten signature on paper.
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Related to Prevention of Money Laundering and Terrorist Financing

  • Anti-Money Laundering To help the United States government fight the funding of terrorism and money laundering, the federal laws of the United States requires all financial institutions to obtain, verify and record information that identifies each person with whom they do business. This means we must ask you for certain identifying information, including a government-issued identification number (e.g., a U.S. taxpayer identification number) and such other information or documents that we consider appropriate to verify your identity, such as certified articles of incorporation, a government-issued business license, a partnership agreement or a trust instrument.

  • Anti-Money Laundering Compliance A. Each of Distributor and Client acknowledges that it is a financial institution subject to the USA PATRIOT Act of 2001 and the Bank Secrecy Act (collectively, the “AML Acts”), which require, among other things, that financial institutions adopt compliance programs to guard against money laundering. Each represents and warrants to the other that it is in compliance with and will continue to comply with the AML Acts and applicable regulations in all relevant respects.

  • Anti-Terrorism Law; Anti-Money Laundering (a) Directly or indirectly, (i) knowingly conduct any business or engage in making or receiving any contribution of funds, goods or services to or for the benefit of any person described in Section 3.22, (ii) knowingly deal in, or otherwise engage in any transaction relating to, any property or interests in property blocked pursuant to the Executive Order or any other Anti-Terrorism Law, or (iii) knowingly engage in or conspire to engage in any transaction that evades or avoids, or has the purpose of evading or avoiding, or attempts to violate, any of the prohibitions set forth in any Anti-Terrorism Law (and the Loan Parties shall deliver to the Lenders any certification or other evidence requested from time to time by any Lender in its reasonable discretion, confirming the Loan Parties’ compliance with this Section 6.20).

  • Anti-Money Laundering/International Trade Law Compliance No Covered Entity is a Sanctioned Person. No Covered Entity, either in its own right or through any third party, (i) has any of its assets in a Sanctioned Country or in the possession, custody or control of a Sanctioned Person in violation of any Anti-Terrorism Law; (ii) does business in or with, or derives any of its income from investments in or transactions with, any Sanctioned Country or Sanctioned Person in violation of any Anti-Terrorism Law; or (iii) engages in any dealings or transactions prohibited by any Anti-Terrorism Law.

  • Compliance with Applicable Anti-Terrorism and Anti-Money Laundering Regulations In order to comply with laws, rules and regulations applicable to banking institutions, including those relating to the funding of terrorist activities and money laundering, the Indenture Trustee is required to obtain, verify and record certain information relating to individuals and entities which maintain a business relationship with the Indenture Trustee. Accordingly, each of the parties hereto agrees to provide to the Indenture Trustee upon its request from time to time such identifying information and documentation as may be available for such party in order to enable the Indenture Trustee to comply with applicable law.

  • Anti-Money Laundering Program The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; and (b) will notify the Trust promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

  • Anti-Money Laundering Compliance Programs Soliciting Dealer represents to the Dealer Manager and to the Company that it has established and implemented anti-money laundering compliance programs in accordance with applicable law, including applicable FINRA Conduct Rules, the Exchange Act Rules and Regulations and the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001, as amended (the “USA PATRIOT Act”), specifically including, but not limited to, Section 352 of the International Money Laundering Abatement and Anti-Terrorist Financing Act of 2001 (the “Money Laundering Abatement Act,” and together with the USA PATRIOT Act, the “AML Rules”) reasonably expected to detect and cause the reporting of suspicious transactions in connection with the offering and sale of the Shares. Soliciting Dealer further represents that it currently is in compliance with all AML Rules, specifically including, but not limited to, the Customer Identification Program requirements under Section 326 of the Money Laundering Abatement Act, and Soliciting Dealer hereby covenants to remain in compliance with such requirements and shall, upon request by the Dealer Manager or the Company, provide a certification to the Dealer Manager or the Company that, as of the date of such certification (a) its AML Program is consistent with the AML Rules, and (b) it is currently in compliance with all AML Rules, specifically including, but not limited to, the Customer Identification Program requirements under Section 326 of the Money Laundering Abatement Act. Upon request by the Dealer Manager at any time, Soliciting Dealer will (i) furnish a written copy of its AML Program to the Dealer Manager for review, and (ii) furnish a copy of the findings and any remedial actions taken in connection with its most recent independent testing of its AML Program.

  • Anti-Terrorism The Contractor agrees to undertake all reasonable efforts to ensure that none of the UNDP funds received under the Contract is used to provide support to individuals or entities associated with terrorism and that recipients of any amounts provided by UNDP hereunder do not appear on the list maintained by the Security Council Committee established pursuant to Resolution 1267 (1999). The list can be accessed via xxxxx://xxx.xx.xxx/sc/suborg/en/sanctions/1267/aq_sanctions_list. This provision must be included in all sub-contracts or sub-agreements entered into under the Contract.

  • Anti-Money Laundering and Red Flag Identity Theft Prevention Programs The Trust acknowledges that it has had an opportunity to review, consider and comment upon the written procedures provided by USBFS describing various tools used by USBFS which are designed to promote the detection and reporting of potential money laundering activity by monitoring certain aspects of shareholder activity as well as written procedures for verifying a customer’s identity (collectively, the “Procedures”). Further, the Trust has determined that the Procedures, as part of the Trust’s overall anti-money laundering program and the Red Flag Identity Theft Prevention program, are reasonably designed to prevent the Fund from being used for money laundering or the financing of terrorist activities and to achieve compliance with the applicable provisions of the Fair and Accurate Credit Transactions Act of 2003 and the USA Patriot Act of 2001 and the implementing regulations thereunder. Based on this determination, the Trust hereby instructs and directs USBFS to implement the Procedures on the Trust’s behalf, as such may be amended or revised from time to time. It is contemplated that these Procedures will be amended from time to time by the parties as additional regulations are adopted and/or regulatory guidance is provided relating to the Trust’s anti-money laundering and identity theft responsibilities. USBFS agrees to provide to the Trust:

  • Compliance with Money Laundering Laws The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Money Laundering Laws is pending or, to the knowledge of the Company, threatened.

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