Examples of Investment Banks in a sentence
If a provision in these Rules is expressed to be inapplicable to an Investment Bank or a Registered Person of an Investment Bank, the relevant requirements in the Guidelines on Investment Banks and any other requirement the Central Bank specifies on the matter will apply instead.
If a provision in these Rules is expressed to be inapplicable to an Investment Bank or a Registered Person of an Investment Bank, the relevant requirements in the Guidelines on Investment Banks and any other requirement the Central Bank specifies on the matter (“the Relevant Guidelines and Requirements”) will apply instead.
For example, Rule 3.36(c) requires that throughout a Compliance Officer’s registration, the Compliance Officer must ensure that matters pertaining to compliance are highlighted to the Trading Participant’s board of directors or in the case of an Investment Bank, to the board of directors or committee to whom the person in charge of compliance is required to report under the Guidelines on Investment Banks.
A Trading Participant who is also a Participating Organisation or an Investment Bank must at all times comply with the Capital Adequacy Requirements as imposed by Bursa Securities on Participating Organisations or Investment Banks, as the case may be.
Source: State Bank of Pakistan Besides the financial institutions mentioned above a number of Leasing Companies, Modaraba Companies, Investment Banks are also providing financing facilities to the industrial sector.