AVAILABLE INVESTMENTS Sample Clauses

AVAILABLE INVESTMENTS. TIS Brokerage Accounts can purchase all securities listed on U.S. securities exchanges (“listed securities”), as well as many mutual funds, annuities and other securities. Securities and other investments available to TIS Brokerage Account Customers (our “Platform”) are limited to investments which are (i) made available to our customers by our Clearing Firm and (ii) investments which have contracted directly with us to provide agency and other distribution services. Our Platform does not include all possible investments. Commission rates, mutual funds, mutual fund share classes and other investments available to your account will vary in accordance with your brokerage account relationship with TIS (self-directed or full service) and, if applicable, your ongoing investment advisory relationship with our affiliate, Truist Advisory Services, Inc. (“TAS”). Please see our Truist Investment Services, Inc. Investing Guide or consult with your TIS representative for additional information. Account relationships which include specific securities recommendations (“Full-Service Brokerage Account(s)”) are eligible to invest in listed securities and any investments or Securities on our Platform which TIS makes available to Full- Service Brokerage Accounts. Availability of investments will vary over time. TIS reserves the right, in its sole discretion, to determine at any time and from time to time, and with or without advance notice, which Securities, mutual fund shares, mutual fund share classes and other investments TIS will make available to its clients’ Full-Service Brokerage Accounts. TIS does not monitor your brokerage account(s) on an ongoing basis to determine the current suitability and investment merits of your investments. However, in the case of a Full-Service Brokerage Account relationship, occasionally, and without any formal agreement or obligation, your TIS representative will, in his or her sole discretion, review your Brokerage Account(s) to determine whether to recommend purchases or sales of your investments.
Sample 1Sample 2
AutoNDA by SimpleDocs
AVAILABLE INVESTMENTS. (Complete only if participants direct investments.)
Sample 1
AVAILABLE INVESTMENTS. Subject to the terms of this Agreement and any conditions imposed by the CD from time to time, the CD shall offer execution, clearing and settlement services for trades or other dealings for Clients of the ID or, if consented to by the ID, the ID’s principal business in investments made available or approved of by the CD from time to time and which may include:
Sample 1
AVAILABLE INVESTMENTS. The Client understands that the Investments available for purchase on the Platform are determined by WealthTech in its sole discretion, and WealthTech may change the Investments available for purchase on the Platform from time to time without notice to or consent from Client. Notwithstanding, Xxxxxxx will continue to administer any discontinued Investment which forms part of the Client’s Trust Asset subject to the subscription terms of such Investment.
Sample 1

Related to AVAILABLE INVESTMENTS

  • Eligible Investments The following are Eligible Investments:

  • The Investment Account; Eligible Investments (a) Not later than the Withdrawal Date, the Master Servicer shall withdraw or direct the withdrawal of funds in the Custodial Accounts for P&I, for deposit in the Investment Account, in an amount representing:

  • Acceptable Investment The Company has no knowledge of any circumstances or conditions with respect to the Mortgage Loan, the Mortgaged Property, the Mortgagor or the Mortgagor's credit standing that can reasonably be expected to cause private institutional investors to regard the Mortgage Loan as an unacceptable investment, cause the Mortgage Loan to become delinquent, or adversely affect the value or marketability of the Mortgage Loan;

  • PIPE Investment (a) Acquiror has delivered to the Company true, correct and complete copies of each of the Subscription Agreements entered into by Acquiror with the applicable PIPE Investors named therein, pursuant to which the PIPE Investors have committed to provide equity financing to Acquiror solely for purposes of consummating the Transactions in the aggregate amount of not less than $225,000,000 (the “PIPE Investment Amount”). To the knowledge of Acquiror, with respect to each PIPE Investor, the Subscription Agreement with such PIPE Investor is in full force and effect and has not been withdrawn or terminated, or otherwise amended or modified, in any respect, and no withdrawal, termination, amendment or modification is contemplated by Acquiror. Each Subscription Agreement is a legal, valid and binding obligation of Acquiror and, to the knowledge of Acquiror, each PIPE Investor, and neither the execution or delivery by any party thereto nor the performance of any party’s obligations under any such Subscription Agreement violates or will violate any Laws. There are no other agreements, side letters, or arrangements between Acquiror and any PIPE Investor that could affect the obligation of such PIPE Investors to contribute to Acquiror the applicable portion of the PIPE Investment Amount set forth in the Subscription Agreement of such PIPE Investors, and, as of the date hereof, Acquiror does not know of any facts or circumstances that may reasonably be expected to result in any of the conditions set forth in any Subscription Agreement not being satisfied, or the PIPE Investment Amount not being available to Acquiror, on the Closing Date. No event has occurred that, with or without notice, lapse of time or both, would constitute a default or breach on the part of Acquiror under any material term or condition of any Subscription Agreement and, as of the date hereof, Acquiror has no reason to believe that it will be unable to satisfy in all respects on a timely basis any condition to closing or material term to be satisfied by it contained in any Subscription Agreement. The Subscription Agreements contain all of the conditions precedent (other than the conditions contained in this Agreement) to the obligations of the PIPE Investors to contribute to Acquiror the applicable portion of the PIPE Investment Amount set forth in the Subscription Agreements on the terms therein.

  • Loans and Investments Each of the Loan Parties shall not, and shall not permit any of its Subsidiaries to, at any time make or suffer to remain outstanding any loan or advance to, or purchase, acquire or own any stock, bonds, notes or securities of, or any partnership interest (whether general or limited) or limited liability company interest in, or any other investment or interest in, or make any capital contribution to, any other Person, or agree, become or remain liable to do any of the foregoing, except:

  • Investment Assets Those assets of the Fund as the Advisor and the Fund shall specify in writing, from time to time, including cash, stocks, bonds and other securities that the Advisor deposits with the Custodian and places under the investment supervision of the Sub-Advisor, together with any assets that are added at a subsequent date or which are received as a result of the sale, exchange or transfer of such Investment Assets.

  • Acquisitions and Investments The Borrower will not, nor will it permit any Subsidiary to, make or suffer to exist any Investments (including without limitation, loans and advances to, and other Investments in, Subsidiaries), or commitments therefor, or become or remain a partner in any partnership or joint venture, or to make any Acquisition of any Person, except:

  • Distributions; Investments (a) Pay any dividends or make any distribution or payment or redeem, retire or purchase any capital stock other than Permitted Distributions; or (b) directly or indirectly acquire or own any Person, or make any Investment in any Person, other than Permitted Investments, or permit any of its Subsidiaries to do so.

  • Commingling, Exchange and Investment of the Contributions 2.1. The Contributions shall be accounted for as a single trust fund and shall be kept separate and apart from the funds of the Bank. The Contributions may be commingled with other trust fund assets maintained by the Bank.

  • Investments Make any Investments, except:

Time is Money Join Law Insider Premium to draft better contracts faster.