Investment Services definition

Investment Services means the Investment Services under the Company’s CIF license which can be found in the document “Company Information” on the Website.

Investment Services means the following services and activities:

Investment Services means the Investment Services under the Company’s license which can be found in the document “Company Information” on the Website.

Examples of Investment Services in a sentence

• The Investment Manager has been licensed and authorized by the Cyprus Securities and Exchange Commission (“CySEC”) as a Cyprus Investment Firm under the Law which Provides for the Provision of Investment Services, the Exercise of Investment Activities, the Operation of Regulated Markets and Other Related Matters – Law 87(I)/2017 with authority to provide Investment and Ancillary Services in accordance with its license number 251/14.

• By Notice of Settlement Hearing, the Mutual Fund Dealers Association of Canada (“MFDA”) will announce that it proposes to hold a hearing to consider whether, pursuant to section 24.4 of MFDA By-law No. 1, a hearing panel of the Central Regional Council (“Hearing Panel”) of the MFDA should accept the settlement agreement (“Settlement Agreement”) entered into between Staff of the MFDA (“Staff”) and the Respondent, Sun Life Financial Investment Services (Canada) Inc.

• Since April 1996, the Respondent has been registered in British Colombia as a mutual fund salesperson (now known as a dealing representative) with Sun Life Financial Investment Services (Canada) Inc.

More Definitions of Investment Services

Investment Services means the Investment Services under the Company’s CIF license which can be found in the document “Company Information”.

Investment Services means investment legal services, investment banking services, investment advisory services, underwriting services, financial advisory services or brokerage firm services

Investment Services means the activities pursuant to article 1, paragraph 5, of the CLF.

Investment Services means the services to be provided by the Company to the Client as described in paragraph 4.1 of this agreement;

Investment Services means any services which involve (A) the management of an investment account or fund (or portions thereof or a group of investment accounts or funds), or (B) the giving of advice with respect to the investment and/or reinvestment of assets or funds (or any group of assets or funds).

Investment Services means trading in commodity-based derivative instruments and other securities.

Investment Services means activities undertaken in the course of carrying on controlled investment business;