Sophisticated Investor definition

Sophisticated Investor means a Customer who has successfully declared themselves as a sophisticated investor, which term is as defined in the ”Guidelines on Unlisted Capital Market Products under the Lodge and Launch Framework” issued by the Securities Commission Malaysia or the glossary section of the information memorandum of the relevant fund. Only sophisticated investor may invest in a Wholesale Fund.
Sophisticated Investor means a Person who is not an accredited investor, within the meaning of Rule 501 under the Securities Act, and has such knowledge and experience in financial and business matters that he or she is capable of evaluating the merits and risks of the prospective investment, or the Company reasonably believes immediately prior to making any sale that such purchaser comes within this description.
Sophisticated Investor means a “qualified institutional buyer” as that term is defined under Rule 144A of the Securities and Exchange Commission or an “accredited investor” as that term is defined in Regulation D of the Securities and Exchange Commission.

Examples of Sophisticated Investor in a sentence

  • Note: For more information, please refer to our website at www.opusasset.com for the definition of Sophisticated Investor.


More Definitions of Sophisticated Investor

Sophisticated Investor means a Customer who has successfully declared themselves as a sophisticated investor, which term is as defined in the ”Guidelines on Unlisted Capital Market Products under the
Sophisticated Investor means a person who would be a Wholesale Client only through the application of section 761GA of the Corporations Act 2001 (Cth).
Sophisticated Investor means an individual who—
Sophisticated Investor means a sophisticated investor (as described in Rule 506(b)(2)(ii) of Regulation D promulgated under the Securities Act
Sophisticated Investor means any investor that has a net worth, in excess of two hundred and fifty million Naira in securities, cash or real estate assets or earns annually the sum of twenty five million Naira whichever comes first. However he or she must have been actively investing for a minimum period of three years.
Sophisticated Investor means any natural or legal person who is a professional client by virtue of point (1), (2), (3) or (4) of Section I of Annex II to Directive 2014/65/EU or any natural or legal person who has the approval of the crowdfunding service provider to be treated as a sophisticated investor in accordance with the criteria and the procedure laid down in Annex II to this Regulation;
Sophisticated Investor means any person that is a professional client by virtue of points (1), (2), (3) and (4) of Section I of Annex II to Directive 2014/65/EU or any person that has received the approval of the crowdfunding provider in accordance with the criteria and the procedure laid down in Annex II;