Rule 501 definition

Rule 501 means Rule 501(a)(1), (2), (3) or (7) under the Securities Act.
Rule 501 means Rule 501(a) under the Securities Act.
Rule 501 means Rule 501(a)(1), (2), (3) or (7) under the Securities Act. “Rule 144A” means Rule 144A under the Securities Act.

Examples of Rule 501 in a sentence

  • The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.

  • The Company (A) has not engaged in any Testing-the-Waters Communication other than Testing-the-Waters Communications with the consent of the Representatives with entities that are reasonably believed to be qualified institutional buyers within the meaning of Rule 144A under the 1933 Act or institutions that are accredited investors within the meaning of Rule 501 under the 1933 Act and (B) has not authorized anyone other than the Representatives to engage in Testing-the-Waters Communications.

  • The Subscriber is an “accredited investor” as defined in Rule 501 of Regulation D under the Securities Act (an “Accredited Investor”) based on meeting the criteria on Schedule I to this Agreement.


More Definitions of Rule 501

Rule 501 means Rule 501 of Regulation D promulgated by the Commission under the Securities Act, as such Rule may be amended from time to time, or any similar successor rule that may be promulgated by the Commission.
Rule 501 means Rule 501 under the Securities Act (or any successor provision), as it may be amended from time to time.
Rule 501 means Rule 501 promulgated by the Commission pursuant to the Securities Act, as such rule may be amended or interpreted from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same purpose and effect as such rule.
Rule 501 means Rule 501 of Regulation D promulgated under the Securities Act.
Rule 501 means Rule 501 of Regulation D under the Securities Act;
Rule 501 is defined in the Appendix.
Rule 501 is defined in the APPENDIX.